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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
LWL
51
Leo Wealth LLC
Texas
$322K – – –
RJT
52
Raymond James Trust
Florida
$312K – – –
Northwestern Mutual Wealth Management
53
Northwestern Mutual Wealth Management
Wisconsin
$279K -$8.81K -628 -3%
PA
54
Pinnacle Associates
New York
$264K -$1.4K -100 -0.5%
BBPWM
55
Blue Bell Private Wealth Management
Pennsylvania
$261K +$46.3K +3,300 +22%
ACM
56
AlphaStar Capital Management
North Carolina
$251K – – –
KWM
57
Kingsview Wealth Management
Oregon
$222K -$6.84K -488 -3%
Mariner
58
Mariner
Kansas
$210K +$15K +1,068 +8%
ICMP
59
Integrated Capital Management (Pennsylvania)
Pennsylvania
$209K +$24.6K +1,755 +13%
SBIA
60
Sheaff Brock Investment Advisors
Indiana
$188K – – –
9WM
61
9258 Wealth Management
Ohio
$164K -$5.01K -357 -3%
KAS
62
Kestra Advisory Services
Texas
$163K +$3.59K +256 +2%
SA
63
Sanctuary Advisors
Indiana
$162K +$164K +11,673 New
Truist Financial
64
Truist Financial
North Carolina
$154K -$2.03K -145 -1%
GVAG
65
Great Valley Advisor Group
Delaware
$149K -$42.1K -3,000 -22%
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
$149K -$6.61K -471 -4%
NAS
67
NWF Advisory Services
California
$146K – – –
PP
68
PFS Partners
New Jersey
$95.7K +$1.85K +132 +2%
Comerica Bank
69
Comerica Bank
Texas
$78.4K -$18.6K -1,325 -19%
PTC
70
Private Trust Company
Ohio
$72.9K – – –
LOIM
71
Liberty One Investment Management
Illinois
$69K -$17K -1,215 -20%
AWM
72
Avior Wealth Management
Nebraska
$51.9K +$926 +66 +2%
US Bancorp
73
US Bancorp
Minnesota
$37.1K -$79.6K -5,676 -68%
UCB
74
United Community Bank
South Carolina
$35.7K +$35.8K +2,550 New
SS
75
Sunbelt Securities
Texas
$28K – – –