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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
51
1607 Capital Partners
Virginia
$250K +$257K +17,751 New
9WM
52
9258 Wealth Management
Ohio
$229K -$14.3K -984 -6%
JP Morgan Chase
53
JP Morgan Chase
New York
$213K -$103K -7,116 -32%
EP
54
Eudaimonia Partners
Tennessee
$206K +$3.8K +262 +2%
Truist Financial
55
Truist Financial
North Carolina
$199K +$58 +4 +0%
SBIA
56
Sheaff Brock Investment Advisors
Indiana
$189K – – –
GVAG
57
Great Valley Advisor Group
Delaware
$179K +$36.1K +2,490 +24%
HWAM
58
Hennion & Walsh Asset Management
New Jersey
$178K -$29 -2 -0%
ICMP
59
Integrated Capital Management (Pennsylvania)
Pennsylvania
$167K +$171K +11,811 New
KAS
60
Kestra Advisory Services
Texas
$166K +$170K +11,766 New
BBPWM
61
Blue Bell Private Wealth Management
Pennsylvania
$123K +$127K +8,741 New
LOIM
62
Liberty One Investment Management
Illinois
$98.8K -$17.2K -1,187 -14%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$95.2K – – –
Fifth Third Bancorp
64
Fifth Third Bancorp
Ohio
$89.7K – – –
RFA
65
Register Financial Advisors
Georgia
$86.7K – – –
US Bancorp
66
US Bancorp
Minnesota
$77.2K – – –
PGAM
67
Princeton Global Asset Management
New Jersey
$75.8K -$21.5K -1,485 -22%
GWSG
68
GPS Wealth Strategies Group
Colorado
$45.3K +$46.5K +3,212 New
AWM
69
Avior Wealth Management
Nebraska
$44.8K +$884 +61 +2%
NA
70
NewEdge Advisors
Louisiana
$41.3K – – –
FIA
71
FNY Investment Advisers
New York
$39K – – –
BWP
72
Baldwin Wealth Partners
Massachusetts
$36.6K – – –
PTC
73
Private Trust Company
Ohio
$28.2K – – –
SS
74
Sunbelt Securities
Texas
$28.2K – – –
ACM
75
Antonetti Capital Management
Florida
$18.9K – – –