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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$1.37M -$170K -11,447 -11%
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$1.34M +$357K +24,032 +38%
PAS
28
Park Avenue Securities
New York
$1.3M +$3.82K +257 +0.3%
AA
29
Advisory Advocates
Michigan
$1.28M +$1.25M +84,167 New
ICM
30
Ionic Capital Management
New York
$1.1M -$4.08K -274 -0.4%
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$1.08M +$172K +11,585 +20%
P
32
&Partners
Tennessee
$1.06M +$203K +13,666 +24%
IWC
33
Integrated Wealth Concepts
Massachusetts
$1M -$22.7K -1,524 -2%
PAG
34
Private Advisor Group
New Jersey
$996K -$55.8K -3,752 -5%
ACM
35
Altium Capital Management
New York
$931K +$907K +60,998 New
SDAM
36
Shulman DeMeo Asset Management
New York
$904K -$10.3K -694 -1%
AAM
37
Advisors Asset Management
Colorado
$891K -$105K -7,065 -11%
PIWA
38
Prevail Innovative Wealth Advisors
Kansas
$870K +$294K +19,733 +53%
NA
39
NewEdge Advisors
Louisiana
$833K +$44.5K +2,990 +6%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$726K -$6.96K -468 -1%
DADC
41
D.A. Davidson & Co
Montana
$610K -$22.6K -1,516 -4%
DAS
42
Dynamic Advisor Solutions
Arizona
$584K -$11.5K -775 -2%
PFO
43
PMG Family Office
Texas
$577K -$119K -7,991 -17%
CL
44
Choreo LLC
Illinois
$565K -$19.8K -1,334 -4%
SC
45
Stolper & Co
Oklahoma
$557K +$15.4K +1,038 +3%
FAM
46
Formidable Asset Management
Ohio
$556K -$58.5K -3,932 -10%
Stifel Financial
47
Stifel Financial
Missouri
$540K -$175K -11,741 -25%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$532K -$64.7K -4,352 -11%
CEFA
49
Closed-End Fund Advisors
Virginia
$531K +$518K +34,829 New
SCM
50
Schnieders Capital Management
California
$486K -$1.49K -100 -0.3%