DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

45 hedge funds and large institutions have $48.3M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2017 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 8 closing their positions.

Holders
45
Holders Change
+5
Holders Change %
+12.5%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
19
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LWS
1
Lucia Wealth Services
California
$4.31M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.84M
3
Ameriprise
3
Ameriprise
Minnesota
$936K
4
MML Investors Services
4
MML Investors Services
Massachusetts
$1.2M
5
XS
5
XML Securities
Maryland
$436K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
GC
2
Guggenheim Capital
Illinois
$1.12M
3
SI
3
SII Investments
Wisconsin
$0
4
Invesco
4
Invesco
Georgia
$6.09M
5
PAG
5
Private Advisor Group
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CF
26
Centaurus Financial
California
$308K 11,559 +11,559 New
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$305K 11,460 +4 +0%
Bank of America
28
Bank of America
North Carolina
$295K 11,056 +8,568 +344%
BBA
29
BLB&B Advisors
Pennsylvania
$260K 9,766 +9,766 New
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$257K 9,651 +1,739 +22%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$179K 6,698 -11,730 -64%
SWM
32
SeaCrest Wealth Management
New York
$160K 5,989 +5,989 New
CIBC Private Wealth Group
33
CIBC Private Wealth Group
Georgia
$110K 4,120 +4,120 New
AG
34
Advisor Group
Arizona
$102K 3,810 +1,694 +80%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$53K 2,000 – –
Manulife (Manufacturers Life Insurance)
36
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$38K 1,439 +60 +4%
SWP
37
Stratos Wealth Partners
Ohio
$34K 1,268 -11,193 -90%
Citigroup
38
Citigroup
New York
$27K 1,000 – –
AF
39
Advisornet Financial
Minnesota
$27K 1,000 +1,000 New
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$26K 956 +16 +2%
RFC
41
Regions Financial Corp
Alabama
$16K 600 +600 New
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$13K 500 +500 New
CA
43
Calton & Associates
Florida
$12K 473 +473 New
APA
44
American Portfolios Advisors
New York
$8.19K 307 +307 New
PA
45
Parallel Advisors
California
$5K 178 -52 -23%
RJFSA
46
Raymond James Financial Services Advisors
Florida
– – -126,593 Closed
SI
47
SII Investments
Wisconsin
– – -33,571 Closed
PAG
48
Private Advisor Group
New Jersey
– – -13,481 Closed
PAS
49
Partnervest Advisory Services
California
– – -11,874 Closed
BIAS
50
Beacon Investment Advisory Services
New Jersey
– – -8,713 Closed
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