SeaCrest Wealth Management’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

SeaCrest Wealth Management’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-3,665	Closed	-$87K	–	826
2019 Q1	$87K	Sell	3,665 -1,951	-35%	-$44.6K	0.01%	746
2018 Q4	$114K	Hold	5,616	–	–	0.02%	613
2018 Q3	$130K	Hold	5,616	–	–	0.02%	659
2018 Q2	$132K	Sell	5,616 -282	-5%	-$6.64K	0.02%	633
2018 Q1	$143K	Sell	5,898 -91	-2%	-$2.28K	0.03%	591
2017 Q4	$160K	Buy	+5,989	New	+$159K	0.03%	568

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

SeaCrest Wealth Management's DFP Position: Q2 2019 in Review

SeaCrest Wealth Management sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q2 2019, closing a stake of 3,665 shares — an estimated $87K sold.

SeaCrest Wealth Management first reported a position in DFP in Q4 2017 and held it in 6 quarters. The position peaked at $160K in Q4 2017. 51 funds tracked by Wall St. Rank hold DFP as of Q2 2019.

SeaCrest Wealth Management reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q2 2019 after selling out during the quarter.
SeaCrest Wealth Management sold 3,665 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q2 2019, an estimated $87K.
SeaCrest Wealth Management first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2017 and held it in 6 quarters.
SeaCrest Wealth Management's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $160K in Q4 2017.
51 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q2 2019.

Based on SeaCrest Wealth Management's 13F filing for Q2 2019, filed 19 Jul 2019.