DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

38 hedge funds and large institutions have $52.2M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 7 closing their positions.

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$2.31M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.91M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.29M
4
PAS
4
Partnervest Advisory Services
California
$348K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$760K

Top Sellers

1
MGAM
1
McGowan Group Asset Management
Texas
$0
2
Cohen & Steers
2
Cohen & Steers
New York
$483K
3
Invesco
3
Invesco
Georgia
$7.13M
4
OA
4
Oxbow Advisors
Texas
$7.82M
5
DA
5
Doliver Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
WP
26
WealthPLAN Partners
Nebraska
$176K 7,046 +7,046 New
AG
27
Advisor Group
Arizona
$98K 3,898 +863 +28%
Bank of America
28
Bank of America
North Carolina
$91K 3,597 +553 +18%
WA
29
WFG Advisors
Texas
$77K 3,050 – –
MFS
30
MSI Financial Services
Massachusetts
$30K 1,200 – –
BBHC
31
Brown Brothers Harriman & Co
New York
$25K 1,000 – –
NFG
32
Next Financial Group
Texas
$12K 485 +185 +62%
TC
33
Trust Company
Kansas
$10K 400 +400 New
Manulife (Manufacturers Life Insurance)
34
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K 345 +345 New
PCM
35
Penserra Capital Management
California
$6K 276 +71 +35%
CHP
36
Cable Hill Partners
Oregon
$1K 28 +28 New
Citigroup
37
Citigroup
New York
$1K 32 +32 New
MGAM
38
McGowan Group Asset Management
Texas
– – -198,222 Closed
DA
39
Doliver Advisors
Texas
– – -19,410 Closed
SAM
40
SignalPoint Asset Management
Missouri
– – -9,946 Closed
Deutsche Bank
41
Deutsche Bank
Germany
– – -5,000 Closed
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
– – -2,700 Closed
FNBT
43
FineMark National Bank & Trust
Florida
– – -900 Closed
IA
44
IFP Advisors
Florida
– – -800 Closed
BC
45
Barnett & Company
Tennessee
– – – –
SEI Investments
46
SEI Investments
Pennsylvania
$0 9 +9 New
1
2