DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

33 hedge funds and large institutions have $53.9M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 13 closing their positions.

Holders
33
Holders Change
-7
Holders Change %
-17.5%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
9
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACP
1
Aviance Capital Partners
Florida
$1.6M
2
SIA
2
SeaBridge Investment Advisors
New Jersey
$548K
3
GC
3
Guggenheim Capital
Illinois
$414K
4
MC
4
Mathes Company
New York
$1.53M
5
First Trust Advisors
5
First Trust Advisors
Illinois
$1.12M

Top Sellers

1
FFA
1
First Foundation Advisors
California
$788K
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
CCM
3
Covington Capital Management
California
$0
4
VKH
4
Virtu KCG Holdings
New York
$0
5
PNC
5
Park National Corp
Ohio
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
26
Bank of America
North Carolina
$109K 4,638 – –
CIA
27
Capital Investment Advisors
Georgia
$105K 4,500 +4,500 New
GAM
28
Gemmer Asset Management
California
$44K 1,900 +1,900 New
MFS
29
MSI Financial Services
Massachusetts
$28K 1,200 – –
Citigroup
30
Citigroup
New York
$17K 708 +338 +91%
RIA
31
Regal Investment Advisors
Michigan
$9K 400 +400 New
ASN
32
Advisory Services Network
Georgia
$8K 355 – –
NFG
33
Next Financial Group
Texas
$7K 300 +300 New
PPA
34
Parametric Portfolio Associates
Washington
– – -37,641 Closed
CCM
35
Covington Capital Management
California
– – -30,925 Closed
VKH
36
Virtu KCG Holdings
New York
– – -23,618 Closed
PNC
37
Park National Corp
Ohio
– – -23,000 Closed
RVP
38
Relative Value Partners
Illinois
– – -21,716 Closed
TC
39
TFS Capital
Pennsylvania
– – -10,712 Closed
TRCT
40
Tower Research Capital (TRC)
New York
– – -4,600 Closed
BRWA
41
B. Riley Wealth Advisors
Florida
– – -2,000 Closed
AllianceBernstein
42
AllianceBernstein
Tennessee
– – -1,110 Closed
Creative Planning
43
Creative Planning
Kansas
– – -1,000 Closed
NPC
44
National Planning Corporation
California
– – -521 Closed
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
– – -157 Closed
MA
46
MUFG Americas
New York
– – -33 Closed
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