RIA
DFP

Regal Investment Advisors’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Regal Investment Advisors’s Portfolio DFP Stock Details DFP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-400
Closed -$9K – 941
2015
Q1 		$9K Buy
+400
New +$9.36K ﹤0.01% 707

Other funds holding DFP

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
FFA
First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
MC
Mathes Company New York $274M AUM 33.72% 1-Year Est. Return
ACP
Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Regal Investment Advisors's DFP Position: Q2 2015 in Review

Regal Investment Advisors sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q2 2015, closing a stake of 400 shares — an estimated $9K sold.

Regal Investment Advisors first reported a position in DFP in Q1 2015 and held it in 1 quarter. The position peaked at $9K in Q1 2015. 35 funds tracked by Wall St. Rank hold DFP as of Q2 2015.

  • Regal Investment Advisors reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q2 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 400 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q2 2015, an estimated $9K.
  • Regal Investment Advisors first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q1 2015 and held it in 1 quarter.
  • Regal Investment Advisors's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $9K in Q1 2015.
  • 35 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q2 2015.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.