National Planning Corporation’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

National Planning Corporation’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-521	Closed	-$12K	–	957
2014 Q4	$12K	Buy	+521	New	+$12K	﹤0.01%	1950

Other funds holding DFP

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

National Planning Corporation's DFP Position: Q1 2015 in Review

National Planning Corporation sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q1 2015, closing a stake of 521 shares — an estimated $12K sold.

National Planning Corporation first reported a position in DFP in Q4 2014 and held it in 1 quarter. The position peaked at $12K in Q4 2014. 33 funds tracked by Wall St. Rank hold DFP as of Q1 2015.

National Planning Corporation reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 521 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2015, an estimated $12K.
National Planning Corporation first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2014 and held it in 1 quarter.
National Planning Corporation's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $12K in Q4 2014.
33 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.