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Capital Southwest
CSWC

101 hedge funds and large institutions have $145M invested in Capital Southwest in 2023 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 22

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1% less funds holding

Funds holding: 102 → 101 (-1)

6% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 16

4.61% less ownership

Funds ownership: 28.26% → 23.65% (-4.6%)

6% less capital invested

Capital invested by funds: $154M → $145M (-$9.74M)

48% less call options, than puts

Call options by funds: $1.4M | Put options by funds: $2.71M

Holders
101
Holders Change
-1
Holders Change %
-0.98%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
38
Reduced
22
Closed
16
Calls
$1.4M
Puts
$2.71M
Net Calls
-$1.31M
Net Calls Change
-$891K

Top Buyers

Rank Fund Capital Flow
1
PAIM
Punch & Associates Investment Management
Minnesota
+$1.9M
2
GG
Golden Green
South Carolina
+$1.81M
3
VanEck Associates
VanEck Associates
New York
+$1.16M
4
PI
Putnam Investments
Massachusetts
+$931K
5
GA
GraniteShares Advisors
New York
+$867K

Top Sellers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
-$9.63M
2
Citadel Advisors
Citadel Advisors
Florida
-$4.18M
3
Two Sigma Investments
Two Sigma Investments
New York
-$3.42M
4
Marshall Wace
Marshall Wace
United Kingdom
-$3.28M
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$2.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
TRCT
76
Tower Research Capital (TRC)
New York
$78K +$80.5K +4,372 New
Group One Trading
77
Group One Trading
Illinois
$69.4K +$66.3K +3,603 +1,201%
WTA
78
Washington Trust Advisors
Massachusetts
$65.3K -$9.2K -500 -12%
CAL
79
Capital Analysts LLC
Pennsylvania
$48K – – –
PA
80
Parallel Advisors
California
$43.2K +$6.37K +346 +17%
TH
81
TCTC Holdings
Texas
$38K – – –
BAM
82
Belpointe Asset Management
Nevada
$27.3K -$8.15K -443 -22%
CFGS
83
Concourse Financial Group Securities
Alabama
$23.1K +$23.9K +1,300 New
NA
84
NewEdge Advisors
Louisiana
$14.2K – – –
AIP
85
Ahrens Investment Partners
Louisiana
$14.2K +$14.7K +800 New
S
86
SignatureFD
Georgia
$11.1K +$5.45K +296 +90%
TFA
87
Toth Financial Advisory
Virginia
$10.7K – – –
RI
88
Ridgewood Investments
New Jersey
$8.89K +$9.2K +500 New
Fidelity Investments
89
Fidelity Investments
Massachusetts
$8.15K +$8.43K +458 New
CIA
90
Cape Investment Advisory
Georgia
$7.11K +$7.36K +400 New
TF
91
Tompkins Financial
New York
$6.31K – – –
FWM
92
Focused Wealth Management
New York
$4.45K – – –
TWM
93
Tradition Wealth Management
Minnesota
$4K – – –
Citadel Advisors
94
Citadel Advisors
Florida
$2.7K -$4.18M -227,166 -100%
JFGIW
95
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1.9K – – –
DAM
96
Delta Asset Management
Tennessee
$1.25K – – –
Commonwealth Equity Services
97
Commonwealth Equity Services
Massachusetts
$588 +$45.9K +2,496 +8%
FSWA
98
Financial Synergies Wealth Advisors
Texas
$356 – – –
HNB
99
Huntington National Bank
Ohio
$36 – – –
Marshall Wace
100
Marshall Wace
United Kingdom
– -$3.28M -191,577 Closed
1 2 3
4
5

CSWC Hedge Fund Activity: Q1 2023 in Review

101 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2023, worth a combined $145M — down 6.3% from $154M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of CSWC and 15 opened new positions — a net loss of 1 holder — while 22 trimmed existing stakes and 38 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $1.9M. The largest seller was Millennium Management, cutting an estimated $9.63M.

  • 101 institutional investors held Capital Southwest (CSWC) as of Q1 2023, down from 102 in Q4 2022.
  • Funds reported $145M of Capital Southwest stock for Q1 2023, down 6.3% quarter-over-quarter.
  • 15 funds opened new Capital Southwest positions in Q1 2023 and 16 closed out, a net change of -1 holder.
  • The largest Capital Southwest buyer in Q1 2023 was Punch & Associates Investment Management, an estimated $1.9M added.
  • The largest Capital Southwest seller in Q1 2023 was Millennium Management, an estimated $9.63M sold.

Based on aggregated 13F filings for Q1 2023.