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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
201
Zoetis
ZTS
$32.5B
$11K ﹤0.01%
91
– –
ALLE icon
202
Allegion
ALLE
$13.7B
$10K ﹤0.01%
95
– –
AMZN icon
203
Amazon
AMZN
$2.48T
$10K ﹤0.01%
120
– –
GOOGL icon
204
Alphabet (Google) Class A
GOOGL
$4.08T
$10K ﹤0.01%
160
– –
INO icon
205
Inovio Pharmaceuticals
INO
$84.7M
$10K ﹤0.01%
417
– –
LULU icon
206
lululemon athletica
LULU
$13.7B
$10K ﹤0.01%
52
-8
-13% -$1.5K
MCD icon
207
McDonald's
MCD
$194B
$10K ﹤0.01%
45
-5
-10% -$1.07K
NOC icon
208
Northrop Grumman
NOC
$78B
$10K ﹤0.01%
27
+7
+35% +$2.48K
RELX icon
209
RELX
RELX
$66B
$10K ﹤0.01%
406
+85
+26% +$2.03K
SYK icon
210
Stryker
SYK
$133B
$10K ﹤0.01%
45
+2
+5% +$429
TD icon
211
Toronto Dominion Bank
TD
$199B
$10K ﹤0.01%
167
-88
-35% -$5K
TT icon
212
Trane Technologies
TT
$104B
$10K ﹤0.01%
78
– –
TTE icon
213
TotalEnergies
TTE
$187B
$10K ﹤0.01%
191
+48
+34% +$2.49K
HD icon
214
Home Depot
HD
$343B
$9K ﹤0.01%
40
-12
-23% -$2.62K
IHD
215
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$126M
$9K ﹤0.01%
1,301
– –
NML
216
Neuberger Energy Infrastructure and Income Fund Inc
NML
$569M
$9K ﹤0.01%
1,296
-115,668
-99% -$837K
PHG icon
217
Philips
PHG
$24.8B
$9K ﹤0.01%
257
-37
-13% -$1.36K
RY icon
218
Royal Bank of Canada
RY
$295B
$9K ﹤0.01%
106
+12
+13% +$937
SAP icon
219
SAP
SAP
$209B
$9K ﹤0.01%
76
– –
SRV
220
NXG Cushing Midstream Energy Fund
SRV
$218M
$9K ﹤0.01%
222
– –
AEP icon
221
American Electric Power
AEP
$72.4B
$8K ﹤0.01%
83
– –
CYBR
222
DELISTED
CyberArk
CYBR
$8K ﹤0.01%
76
+7
+10% +$844
MDT icon
223
Medtronic
MDT
$111B
$8K ﹤0.01%
+71
New +$7.41K
QSR icon
224
Restaurant Brands International
QSR
$26B
$8K ﹤0.01%
+112
New +$8.26K
WM icon
225
Waste Management
WM
$96.1B
$8K ﹤0.01%
68
+9
+15% +$1.05K
7 8
9
10 11

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.