TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+13.55%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$204M
AUM Growth
+$16.6M
Cap. Flow
-$10.2M
Cap. Flow %
-4.99%
Top 10 Hldgs %
49.05%
Holding
349
New
104
Increased
53
Reduced
69
Closed
59

Top Buys

1
HFRO
Highland Opportunities and Income Fund
HFRO
$3.37M
2
SDS icon
ProShares UltraShort S&P500
SDS
$3.18M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.68M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$2.23M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
$2.19M

Top Sells

1
MCR
MFS Charter Income Trust
MCR
$3.15M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$3.01M
3
GAM
General American Investors Company
GAM
$2.52M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
$2.51M
5
STEW
SRH Total Return Fund
STEW
$2.28M

Sector Composition

1 Financials 4.15%
2 Industrials 3.76%
3 Consumer Discretionary 2.6%
4 Utilities 1.51%
5 Consumer Staples 1.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INCY icon
151
Incyte
INCY
$16.7B
$26K 0.01%
266
+24
+10% +$2.35K
MSFT icon
152
Microsoft
MSFT
$3.78T
$25K 0.01%
124
-26
-17% -$5.24K
EQIX icon
153
Equinix
EQIX
$75.2B
$24K 0.01%
30
-19
-39% -$15.2K
KPTI icon
154
Karyopharm Therapeutics
KPTI
$58.4M
$24K 0.01%
100
– –
ON icon
155
ON Semiconductor
ON
$19.7B
$24K 0.01%
1,149
-1,011
-47% -$21.1K
GDV icon
156
Gabelli Dividend & Income Trust
GDV
$2.38B
$23K 0.01%
1,260
+25
+2% +$456
RCI icon
157
Rogers Communications
RCI
$19.2B
$23K 0.01%
573
-504
-47% -$20.2K
AMZN icon
158
Amazon
AMZN
$2.51T
$22K 0.01%
140
+20
+17% +$3.14K
IPOB.U
159
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
$22K 0.01%
+2,000
New +$22K
ASML icon
160
ASML
ASML
$296B
$21K 0.01%
58
-21
-27% -$7.6K
CDNS icon
161
Cadence Design Systems
CDNS
$95.2B
$21K 0.01%
+193
New +$21K
TSLA icon
162
Tesla
TSLA
$1.09T
$20K 0.01%
+210
New +$20K
JPM icon
163
JPMorgan Chase
JPM
$835B
$18K 0.01%
186
+39
+27% +$3.77K
MA icon
164
Mastercard
MA
$538B
$18K 0.01%
+59
New +$18K
BABA icon
165
Alibaba
BABA
$312B
$17K 0.01%
66
-137
-67% -$35.3K
OTIS icon
166
Otis Worldwide
OTIS
$33.9B
$17K 0.01%
+269
New +$17K
VVNT.WS
167
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
$17K 0.01%
4,000
– –
HD icon
168
Home Depot
HD
$410B
$16K 0.01%
61
+21
+53% +$5.51K
BTT icon
169
BlackRock Municipal 2030 Target Term Trust
BTT
$1.47B
$15K 0.01%
607
-51,969
-99% -$1.28M
TSM icon
170
TSMC
TSM
$1.22T
$15K 0.01%
187
-33
-15% -$2.65K
BLK icon
171
Blackrock
BLK
$172B
$14K 0.01%
+24
New +$14K
CNI icon
172
Canadian National Railway
CNI
$60.4B
$14K 0.01%
148
+65
+78% +$6.15K
TXN icon
173
Texas Instruments
TXN
$170B
$14K 0.01%
+111
New +$14K
APD icon
174
Air Products & Chemicals
APD
$64.5B
$13K 0.01%
45
– –
AVGO icon
175
Broadcom
AVGO
$1.44T
$13K 0.01%
+400
New +$13K
5 6
7
8 9