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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$280M
AUM Growth
+$8.64M
Cap. Flow
+$2.64M
Cap. Flow %
0.94%
Top 10 Hldgs %
44.91%
Holding
272
New
15
Increased
72
Reduced
74
Closed
35

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.32M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.12M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.97M
4
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.89M
5
OXLC
Oxford Lane Capital
OXLC
+$2.88M

Top Sells

Rank Stock Value
1
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$3.8M
2
HERZ
Herzfeld Credit Income Fund
HERZ
+$3.43M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$3.09M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.07M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$2.5M

Sector Composition

Rank Sector Weight
1 Financials 7.99%
2 Consumer Discretionary 4.58%
3 Industrials 4.39%
4 Real Estate 1.81%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMM
101
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$147K 0.05%
11,218
-666
-6% -$8.71K
VTOL icon
102
Bristow Group
VTOL
$1.34B
$137K 0.05%
6,737
– –
MFM
103
Aberdeen Municipal Income Fund
MFM
$222M
$130K 0.05%
18,322
-4,292
-19% -$30.2K
NVS icon
104
Novartis
NVS
$304B
$130K 0.05%
1,368
– –
BFZ
105
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$119K 0.04%
8,748
+3,245
+59% +$43.9K
AFB
106
AllianceBernstein National Municipal Income Fund
AFB
$314M
$118K 0.04%
8,405
-1,906
-18% -$26.1K
FPF
107
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$114K 0.04%
+4,835
New +$115K
VTA
108
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$112K 0.04%
9,846
-83,384
-89% -$923K
PEO
109
Adams Natural Resources Fund
PEO
$726M
$111K 0.04%
6,991
+125
+2% +$1.91K
JEQ
110
DELISTED
abrdn Japan Equity Fund
JEQ
$110K 0.04%
14,163
+594
+4% +$4.59K
BMY icon
111
Bristol-Myers Squibb
BMY
$130B
$109K 0.04%
1,700
– –
TY icon
112
TRI-Continental Corp
TY
$1.86B
$109K 0.04%
3,878
+143
+4% +$3.97K
EVN
113
Eaton Vance Municipal Income Trust
EVN
$421M
$102K 0.04%
8,034
-1,835
-19% -$23.5K
NXJ
114
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$95K 0.03%
6,456
– –
GDX icon
115
VanEck Gold Miners ETF
GDX
$22.7B
$90K 0.03%
3,059
+20
+0.7% +$547
IHD
116
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$126M
$90K 0.03%
11,204
+9,903
+761% +$74K
CEE
117
Central and Eastern Europe Fund
CEE
$136M
$89K 0.03%
3,150
+1,360
+76% +$37.1K
EEA
118
European Equity Fund
EEA
$74.3M
$84K 0.03%
8,955
-8,246
-48% -$76K
IFN
119
Aberdeen India Fund
IFN
$497M
$84K 0.03%
4,191
-65,991
-94% -$1.36M
TAK icon
120
Takeda Pharmaceutical
TAK
$56B
$84K 0.03%
4,279
– –
SONY icon
121
Sony
SONY
$133B
$80K 0.03%
5,885
-1,620
-22% -$20.2K
LLY icon
122
Eli Lilly
LLY
$1.09T
$79K 0.03%
600
– –
UNH icon
123
UnitedHealth
UNH
$389B
$78K 0.03%
265
+8
+3% +$2.09K
PFF icon
124
iShares Preferred and Income Securities ETF
PFF
$13.2B
$75K 0.03%
2,000
– –
KF
125
Korea Fund
KF
$226M
$74K 0.03%
2,490
-181
-7% -$5.13K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Thomas J. Herzfeld Advisors held 272 positions worth $280M, up 3.2% from $271M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2019 filing shows 15 new, 72 increased, 74 reduced and 35 closed positions. Its largest new stake was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M. The largest sale was FIRST TRUST ENERGY INFRASTRUCTURE FUND, an estimated $3.8M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 9.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2019 buy was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M.
  • Thomas J. Herzfeld Advisors added most to abrdn Emerging Markets Equity Income Fund in Q4 2019, an estimated $3.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2019 reduction was FIRST TRUST ENERGY INFRASTRUCTURE FUND, cutting an estimated $3.8M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Floating Rate Income Opportunty Fund in Q4 2019, selling an estimated $3.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 45% of its $280M portfolio in Q4 2019.
  • Thomas J. Herzfeld Advisors opened 15 new positions and closed 35 in Q4 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.2% quarter-over-quarter to $280M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.