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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FXA icon
6826
CALL
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.3M
$27.4K ﹤0.01%
400
-700
-64% -$49.2K
MSTB icon
6827
PUT
LHA Market State Tactical Beta ETF
MSTB
$199M
$27.4K ﹤0.01%
1,800
+300
+20% +$12.6K
CYH icon
6828
PUT
Community Health Systems
CYH
$408M
$27.4K ﹤0.01%
8,200
+4,200
+105% +$12.4K
MNRS
6829
Grayscale Bitcoin Miners ETF
MNRS
$11.8M
$27.3K ﹤0.01%
651
-2,824
-81% -$115K
CVGI icon
6830
CALL
Commercial Vehicle Group
CVGI
$132M
$27.3K ﹤0.01%
5,900
+5,300
+883% +$24.9K
CECO icon
6831
CALL
Ceco Environmental
CECO
$4.34B
$27.2K ﹤0.01%
300
ZCBA
6832
CALL
Global X Zero Coupon Bond 2030 ETF
ZCBA
$971K
$27.2K ﹤0.01%
+500
New +$24.7K
AHR icon
6833
American Healthcare REIT
AHR
$11.9B
$27.2K ﹤0.01%
521
-1,107
-68% -$54.4K
VOYA icon
6834
PUT
Voya Financial
VOYA
$9.43B
$27.2K ﹤0.01%
300
-100
-25% -$8.14K
TOYO
6835
PUT
TOYO Co
TOYO
$190M
$27.1K ﹤0.01%
+3,900
New +$47.9K
PSTL
6836
CALL
Postal Realty Trust
PSTL
$717M
$27.1K ﹤0.01%
1,100
+900
+450% +$20.1K
GRO
6837
PUT
Brazil Potash Corp
GRO
$154M
$27.1K ﹤0.01%
+12,600
New +$34.1K
ALHC icon
6838
Alignment Healthcare
ALHC
$2.81B
$27K ﹤0.01%
1,134
-2,238
-66% -$43K
OTEX icon
6839
Open Text
OTEX
$5.8B
$27K ﹤0.01%
1,219
-4,005
-77% -$90.8K
NVDW
6840
Roundhill NVDA WeeklyPay ETF
NVDW
$121M
$26.9K ﹤0.01%
757
+521
+221% +$20.3K
GLNK
6841
CALL
Grayscale Chainlink Trust ETF
GLNK
$122M
$26.9K ﹤0.01%
4,200
+3,100
+282% +$24.5K
NOA
6842
North American Construction
NOA
$359M
$26.9K ﹤0.01%
2,021
+1,738
+614% +$24.5K
JRVR icon
6843
CALL
James River Group Holdings
JRVR
$192M
$26.8K ﹤0.01%
6,100
-1,200
-16% -$5.91K
XSW icon
6844
State Street SPDR S&P Software & Services ETF
XSW
$505M
$26.8K ﹤0.01%
+156
New +$24.8K
MBC icon
6845
PUT
MasterBrand
MBC
$1.73B
$26.8K ﹤0.01%
2,600
+2,400
+1,200% +$20.5K
USAX
6846
Tradr 2X Long USAR Daily ETF
USAX
$9M
$26.7K ﹤0.01%
1,383
+1,075
+349% +$27.6K
PEY icon
6847
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.15B
$26.7K ﹤0.01%
1,150
+1,149
+114,900% +$25.6K
SEG
6848
CALL
Seaport Entertainment Group
SEG
$336M
$26.6K ﹤0.01%
1,000
+800
+400% +$18.8K
ABM icon
6849
PUT
ABM Industries
ABM
$2.76B
$26.5K ﹤0.01%
600
-2,400
-80% -$98.4K
CHCO icon
6850
CALL
City Holding Co
CHCO
$2.04B
$26.5K ﹤0.01%
+200
New +$25.1K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.