Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.56B
AUM Growth
-$978M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,628
New
Increased
Reduced
Closed

Top Buys

1 +$73.1M
2 +$51.8M
3 +$46M
4
META icon
Meta Platforms (Facebook)
META
+$41.8M
5
BABA icon
Alibaba
BABA
+$37.1M

Top Sells

1 +$262M
2 +$194M
3 +$149M
4
AAPL icon
Apple
AAPL
+$119M
5
AMZN icon
Amazon
AMZN
+$107M

Sector Composition

1 Technology 29.59%
2 Consumer Discretionary 10.67%
3 Healthcare 10.12%
4 Industrials 8.86%
5 Communication Services 7.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PEG icon
3301
Public Service Enterprise Group
PEG
$42.3B
0
PEGA icon
3302
Pegasystems
PEGA
$7.18B
-2,799
PENN icon
3303
PENN Entertainment
PENN
$1.87B
-19,264
PEO
3304
Adams Natural Resources Fund
PEO
$737M
-84
PEP icon
3305
PepsiCo
PEP
$214B
-43,304
PERI icon
3306
Perion Network
PERI
$360M
-9,113
PESI icon
3307
Perma-Fix Environmental Services
PESI
$238M
-2,804
PETS icon
3308
PetMed Express
PETS
$54.6M
-17,674
PEY icon
3309
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.01B
-1,059
PFBC icon
3310
Preferred Bank
PFBC
$1.08B
-77
PFG icon
3311
Principal Financial Group
PFG
$19B
-1,255
PFIX icon
3312
Simplify Interest Rate Hedge ETF
PFIX
$165M
-90
PFLT icon
3313
PennantPark Floating Rate Capital
PFLT
$815M
0
PFS icon
3314
Provident Financial Services
PFS
$2.66B
0
PG icon
3315
Procter & Gamble
PG
$352B
-2,464
PGC icon
3316
Peapack-Gladstone Financial
PGC
$590M
0
PGF icon
3317
Invesco Financial Preferred ETF
PGF
$727M
-248
PGJ icon
3318
Invesco Golden Dragon China ETF
PGJ
$119M
-782
PGRE
3319
DELISTED
Paramount Group
PGRE
-585
IFLN
3320
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$379M
-1,580
PHVS icon
3321
Pharvaris
PHVS
$1.75B
0
PI icon
3322
Impinj
PI
$3B
0
PIFI icon
3323
ClearShares Piton Intermediate Fixed Income ETF
PIFI
$107M
0
PINC
3324
DELISTED
Premier
PINC
0
PINS icon
3325
Pinterest
PINS
$11.9B
0