Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.53B
AUM Growth
+$819M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,596
New
Increased
Reduced
Closed

Top Buys

1 +$237M
2 +$103M
3 +$93.9M
4
IBIT icon
iShares Bitcoin Trust
IBIT
+$80.5M
5
PDD icon
Pinduoduo
PDD
+$61.3M

Top Sells

1 +$129M
2 +$108M
3 +$89.1M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$79.3M
5
MU icon
Micron Technology
MU
+$64.3M

Sector Composition

1 Technology 34.04%
2 Consumer Discretionary 13.08%
3 Healthcare 10.63%
4 Financials 7.02%
5 Industrials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
UPS icon
2876
United Parcel Service
UPS
$81.4B
0
UPST icon
2877
Upstart Holdings
UPST
$3.77B
0
UPW icon
2878
ProShares Ultra Utilities
UPW
$17.3M
-73
URGN icon
2879
UroGen Pharma
URGN
$1.11B
-185,030
URNJ icon
2880
Sprott Junior Uranium Miners ETF
URNJ
$355M
-6,384
URI icon
2881
United Rentals
URI
$53.1B
-3,010
URNM icon
2882
Sprott Uranium Miners ETF
URNM
$1.77B
-7,555
USAC icon
2883
USA Compression Partners
USAC
$2.92B
0
USB icon
2884
US Bancorp
USB
$73.2B
-319,512
USAU icon
2885
US Gold Corp
USAU
$214M
-6,052
USB.PRH icon
2886
US Bancorp Series B Preferred Stock
USB.PRH
$740M
0
USCI icon
2887
US Commodity Index
USCI
$275M
0
USDU icon
2888
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$154M
-2,672
USFD icon
2889
US Foods
USFD
$16B
0
USIG icon
2890
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$15.1B
-50
USIO icon
2891
Usio Inc
USIO
$37.4M
$0 ﹤0.01%
106
-354
AD
2892
Array Digital Infrastructure
AD
$3.92B
-884
USLM icon
2893
United States Lime & Minerals
USLM
$3.42B
0
USPH icon
2894
US Physical Therapy
USPH
$1.09B
0
UTSL icon
2895
Direxion Daily Utilities Bull 3X Shares
UTSL
$34.2M
-224
UUP icon
2896
Invesco DB US Dollar Index Bullish Fund
UUP
$163M
-76,204
UVE icon
2897
Universal Insurance Holdings
UVE
$971M
0
UVV icon
2898
Universal Corp
UVV
$1.32B
0
UWM icon
2899
ProShares Ultra Russell2000
UWM
$253M
-10
V icon
2900
Visa
V
$637B
0