RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$131M
Cap. Flow
+$90.2M
Cap. Flow %
5.14%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

1
ACAS
American Capital Ltd
ACAS
$29.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$22M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$14.2M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$12.9M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.2M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
$5.53M

Sector Composition

1 Financials 7.24%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NFJ
176
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$848K 0.05%
+68,402
New +$848K
JHP
177
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$828K 0.05%
97,578
-165,167
-63% -$1.4M
RGT
178
Royce Global Value Trust
RGT
$83.4M
$817K 0.05%
109,716
+29,992
+38% +$223K
ARCC icon
179
Ares Capital
ARCC
$15.8B
$764K 0.04%
53,580
-270,018
-83% -$3.85M
DRA
180
DELISTED
Diversified Real Asset Income Fd
DRA
$664K 0.04%
42,842
-146,523
-77% -$2.27M
CXE
181
MFS High Income Municipal Trust
CXE
$113M
$638K 0.04%
129,840
-172,857
-57% -$849K
CFD
182
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$614K 0.04%
68,040
– –
FAV
183
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$609K 0.03%
71,952
+37,934
+112% +$321K
VBF icon
184
Invesco Bond Fund
VBF
$178M
$604K 0.03%
34,394
-65,387
-66% -$1.15M
BRW
185
Saba Capital Income & Opportunities Fund
BRW
$349M
$463K 0.03%
+45,718
New +$463K
AFT
186
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$449K 0.03%
29,661
+6,655
+29% +$101K
FCO
187
abrdn Global Income Fund
FCO
$89.5M
$384K 0.02%
+49,929
New +$384K
PFL
188
PIMCO Income Strategy Fund
PFL
$383M
$382K 0.02%
39,261
-85,303
-68% -$830K
GGZ
189
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$116M
$344K 0.02%
33,117
+17,780
+116% +$185K
AGD
190
abrdn Global Dynamic Dividend Fund
AGD
$302M
$285K 0.02%
+32,200
New +$285K
TSLF
191
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$232K 0.01%
+14,655
New +$232K
NQI
192
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$195K 0.01%
14,309
– –
ACSF
193
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$98K 0.01%
+10,000
New +$98K
IQI icon
194
Invesco Quality Municipal Securities
IQI
$507M
$49K ﹤0.01%
3,864
-149,499
-97% -$1.9M
JGV
195
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$43K ﹤0.01%
+3,962
New +$43K
SEVN
196
Seven Hills Realty Trust
SEVN
$163M
$24K ﹤0.01%
1,313
-1,257
-49% -$23K
ZF
197
DELISTED
Virtus Total Return Fund Inc.
ZF
$24K ﹤0.01%
+1,800
New +$24K
HNW
198
Pioneer Diversified High Income Fund
HNW
$107M
$21K ﹤0.01%
+1,472
New +$21K
CMU
199
MFS High Yield Municipal Trust
CMU
$84.9M
– –
-24,696
Closed -$108K
ETX
200
Eaton Vance Municipal Income 2028 Term Trust
ETX
$206M
– –
-9,329
Closed -$162K
5 6 7
8
9