RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.53B
AUM Growth
+$156M
Cap. Flow
+$157M
Cap. Flow %
10.23%
Top 10 Hldgs %
27.12%
Holding
179
New
40
Increased
50
Reduced
52
Closed
28

Top Buys

1
RA
Brookfield Real Assets Income Fund
RA
$43.1M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$40.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$26.8M
4
CHY
Calamos Convertible and High Income Fund
CHY
$18.6M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$16.3M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$23.9M
2
ACAS
American Capital Ltd
ACAS
$19.3M
3
STEW
SRH Total Return Fund
STEW
$15.2M
4
BOI
Brookfield Mtge Opportunity Fd
BOI
$13.4M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$9.81M

Sector Composition

1 Financials 3.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JRS icon
151
Nuveen Real Estate Income Fund
JRS
$236M
$275K 0.02%
+25,571
New +$275K
IHD
152
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
– –
-105,661
Closed -$865K
MCN
153
Madison Covered Call & Equity Strategy Fund
MCN
$132M
– –
-62,907
Closed -$489K
PCF
154
High Income Securities Fund
PCF
$120M
– –
-351,733
Closed -$2.82M
HYB
155
DELISTED
New America High Income Fund, Inc.
HYB
– –
-263,881
Closed -$2.43M
CTR
156
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-27,149
Closed -$1.77M
AFT
157
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-129,350
Closed -$2.19M
EFF
158
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-56,844
Closed -$889K
OCSI
159
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-59,251
Closed -$507K
TSLF
160
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
– –
-80,082
Closed -$1.32M
INF
161
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
– –
-107,219
Closed -$1.47M
MSP
162
DELISTED
Madison Strategic Sector
MSP
– –
-188,674
Closed -$2.22M
SBW
163
DELISTED
Western Asset Worldwide Income
SBW
– –
-432,510
Closed -$5.02M
FULL
164
DELISTED
Full Circle Capital Corporation
FULL
– –
-1,620,992
Closed -$4.28M
FHY
165
DELISTED
First Trust Strategic High
FHY
– –
-243,641
Closed -$3.01M
JGV
166
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
– –
-587,886
Closed -$7.02M
CBA
167
DELISTED
ClearBridge American Energy MLP
CBA
– –
-275,806
Closed -$2.47M
BOI
168
DELISTED
Brookfield Mtge Opportunity Fd
BOI
– –
-894,979
Closed -$13.4M
CHW
169
Calamos Global Dynamic Income Fund
CHW
$463M
– –
-235,380
Closed -$1.77M
EMD
170
Western Asset Emerging Markets Debt Fund
EMD
$607M
– –
-363,591
Closed -$5.91M
GGZ
171
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$116M
– –
-33,117
Closed -$358K
GLV
172
Clough Global Dividend & Income Fund
GLV
$72.2M
– –
-438,683
Closed -$5.32M
IWM icon
173
iShares Russell 2000 ETF
IWM
$67.8B
– –
-30,000
Closed -$3.73M
RGT
174
Royce Global Value Trust
RGT
$83.4M
– –
-117,716
Closed -$956K
SAR icon
175
Saratoga Investment
SAR
$395M
– –
-29,787
Closed -$532K
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