We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.53B
AUM Growth
+$156M
Cap. Flow
+$159M
Cap. Flow %
10.35%
Top 10 Hldgs %
27.12%
Holding
179
New
40
Increased
50
Reduced
52
Closed
28

Top Buys

Rank Stock Value
1
RA
Brookfield Real Assets Income Fund
RA
+$42.3M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$41.1M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$26.7M
4
CHY
Calamos Convertible and High Income Fund
CHY
+$18.6M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$16.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23.9M
2
ACAS
American Capital Ltd
ACAS
+$18.6M
3
STEW
SRH Total Return Fund
STEW
+$14.6M
4
BOI
Brookfield Mtge Opportunity Fd
BOI
+$13.4M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.8M

Sector Composition

Rank Sector Weight
1 Financials 5.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRS icon
151
Nuveen Real Estate Income Fund
JRS
$246M
$275K 0.02%
+25,571
New +$271K
CHW
152
Calamos Global Dynamic Income Fund
CHW
$545M
– –
-235,380
Closed -$1.77M
EMD
153
Western Asset Emerging Markets Debt Fund
EMD
$616M
– –
-363,591
Closed -$5.91M
GGZ
154
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
– –
-33,117
Closed -$358K
GLV
155
Clough Global Dividend & Income Fund
GLV
$78.1M
– –
-438,683
Closed -$5.32M
IHD
156
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
– –
-105,661
Closed -$865K
IWM icon
157
iShares Russell 2000 ETF
IWM
$81.9B
– –
-30,000
Closed -$3.73M
MCN
158
Madison Covered Call & Equity Strategy Fund
MCN
$118M
– –
-62,907
Closed -$489K
PCF
159
High Income Securities Fund
PCF
$99.9M
– –
-351,733
Closed -$2.82M
RGT
160
Royce Global Value Trust
RGT
$102M
– –
-117,716
Closed -$956K
SAR icon
161
Saratoga Investment
SAR
$322M
– –
-29,787
Closed -$532K
SPY icon
162
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-110,659
Closed -$23.9M
XLG icon
163
Invesco S&P 500 Top 50 ETF
XLG
$11B
– –
-490,990
Closed -$7.5M
HYB
164
DELISTED
New America High Income Fund, Inc.
HYB
– –
-263,881
Closed -$2.43M
CTR
165
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-27,149
Closed -$1.77M
AFT
166
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-129,350
Closed -$2.19M
EFF
167
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-56,844
Closed -$889K
OCSI
168
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-59,251
Closed -$507K
TSLF
169
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
– –
-80,082
Closed -$1.32M
INF
170
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
– –
-107,219
Closed -$1.47M
MSP
171
DELISTED
Madison Strategic Sector
MSP
– –
-188,674
Closed -$2.22M
SBW
172
DELISTED
Western Asset Worldwide Income
SBW
– –
-432,510
Closed -$5.02M
FULL
173
DELISTED
Full Circle Capital Corporation
FULL
– –
-1,620,992
Closed -$4.28M
KHI
174
DELISTED
Deutsche High Income Trust
KHI
– –
-473,923
Closed -$4.37M
HHY
175
DELISTED
Brookfield High Income Fund Inc.
HHY
– –
-540,922
Closed -$3.96M
4 5 6
7
8

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Rivernorth Capital Management held 179 positions worth $1.53B, up 11% from $1.38B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rivernorth Capital Management deployed $159M of net new capital in Q4 2016, opening 40 new positions and adding to 50 existing holdings. Its largest new stake was Brookfield Real Assets Income Fund: 1,930,681 shares worth $43.1M.

By sector, the portfolio is most concentrated in Financials at 5% of assets, up from 3.5% a quarter earlier.

On the sell side, the largest reduction was American Capital Ltd, an estimated $18.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2016 buy was Brookfield Real Assets Income Fund: 1,930,681 shares worth $43.1M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q4 2016, an estimated $41.1M increase.
  • Rivernorth Capital Management's biggest Q4 2016 reduction was American Capital Ltd, cutting an estimated $18.6M.
  • Rivernorth Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2016, selling an estimated $23.9M.
  • Rivernorth Capital Management's ten largest holdings make up 27% of its $1.53B portfolio in Q4 2016.
  • Rivernorth Capital Management opened 40 new positions and closed 28 in Q4 2016.
  • Rivernorth Capital Management's portfolio value rose 11% quarter-over-quarter to $1.53B.

Based on Rivernorth Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.