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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.63B
AUM Growth
-$131M
Cap. Flow
-$145M
Cap. Flow %
-8.9%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
71
Reduced
52
Closed
35

Top Buys

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$13M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$9.09M
3
GLO
Clough Global Opportunities Fund
GLO
+$5.11M
4
AVK
Advent Convertible and Income Fund
AVK
+$4.89M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
+$4.12M

Top Sells

Rank Stock Value
1
OCSL icon
Oaktree Specialty Lending
OCSL
+$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$19.4M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$9.76M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDF
151
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$1.69M 0.1%
131,962
-148,099
-53% -$1.7M
MSP
152
DELISTED
Madison Strategic Sector
MSP
$1.68M 0.1%
149,355
+31,871
+27% +$339K
LBF
153
DELISTED
Deutsche Global High Incm Fund
LBF
$1.59M 0.1%
205,534
– –
CET
154
Central Securities Corp
CET
$1.65B
$1.54M 0.09%
80,395
– –
XRDC
155
DELISTED
Crossroads Capital, Inc
XRDC
$1.52M 0.09%
579,042
+25,994
+5% +$65.4K
PCF
156
High Income Securities Fund
PCF
$99.9M
$1.47M 0.09%
200,927
+50,822
+34% +$355K
KST
157
DELISTED
Deutsche Strategic Income Trust
KST
$1.26M 0.08%
113,488
+8,473
+8% +$89.4K
EAD
158
Allspring Income Opportunities Fund
EAD
$379M
$1.15M 0.07%
151,741
-95,050
-39% -$682K
GARS
159
DELISTED
Garrison Capital Inc.
GARS
$1.15M 0.07%
+106,852
New +$1.19M
NQS
160
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$1.06M 0.07%
72,005
-188,402
-72% -$2.7M
PIM
161
Franklin Master Intermediate Income Trust
PIM
$151M
$972K 0.06%
220,823
-67,056
-23% -$288K
RGT
162
Royce Global Value Trust
RGT
$102M
$831K 0.05%
112,816
+3,100
+3% +$21.2K
FAV
163
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$738K 0.05%
85,269
+13,317
+19% +$106K
CFD
164
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$606K 0.04%
68,040
– –
GMZ
165
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$485K 0.03%
9,021
-9,700
-52% -$473K
AGD
166
abrdn Global Dynamic Dividend Fund
AGD
$320M
$431K 0.03%
50,502
+18,302
+57% +$148K
GGZ
167
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$350K 0.02%
33,117
– –
NXZ
168
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$263K 0.02%
17,739
-97,969
-85% -$1.42M
ACSF
169
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$235K 0.01%
23,471
+13,471
+135% +$120K
OXSQ icon
170
Oxford Square Capital
OXSQ
$157M
$206K 0.01%
+42,957
New +$216K
TSI
171
TCW Strategic Income Fund
TSI
$213M
$205K 0.01%
+39,311
New +$204K
ARCC icon
172
Ares Capital
ARCC
$14.4B
– –
-53,580
Closed -$764K
BCX icon
173
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
– –
-254,446
Closed -$1.81M
BSL
174
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
– –
-255,658
Closed -$3.8M
BTT icon
175
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
– –
-74,349
Closed -$1.6M
5 6
7
8 9

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Rivernorth Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Rivernorth Capital Management held 206 positions worth $1.63B, down 7.5% from $1.76B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management withdrew a net $145M in Q1 2016, closing 35 positions and reducing 52 holdings. Its most notable exit was Oaktree Specialty Lending, an estimated $51.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, down from 8.6% a quarter earlier, followed by Real Estate.

Against the trend, Rivernorth Capital Management opened a new position in NexPoint Diversified Real Estate Trust worth $9.03M.

  • Rivernorth Capital Management's largest Q1 2016 buy was NexPoint Diversified Real Estate Trust: 500,097 shares worth $9.03M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q1 2016, an estimated $13M increase.
  • Rivernorth Capital Management's biggest Q1 2016 reduction was abrdn Asia-Pacific Income Fund, cutting an estimated $19.4M.
  • Rivernorth Capital Management fully exited Oaktree Specialty Lending in Q1 2016, selling an estimated $51.2M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.63B portfolio in Q1 2016.
  • Rivernorth Capital Management opened 8 new positions and closed 35 in Q1 2016.
  • Rivernorth Capital Management's portfolio value fell 7.5% quarter-over-quarter to $1.63B.

Based on Rivernorth Capital Management's 13F filing for Q1 2016, filed 16 May 2016.