RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
-$131M
Cap. Flow
-$145M
Cap. Flow %
-8.95%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
71
Reduced
52
Closed
35

Top Buys

1
VVR icon
Invesco Senior Income Trust
VVR
$13.6M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$9.03M
3
GLO
Clough Global Opportunities Fund
GLO
$5.24M
4
AVK
Advent Convertible and Income Fund
AVK
$5.16M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$4.35M

Top Sells

1
OCSL icon
Oaktree Specialty Lending
OCSL
$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$20.9M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$9.76M

Sector Composition

1 Financials 4.23%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EDF
151
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$159M
$1.69M 0.1%
131,962
-148,099
-53% -$1.89M
MSP
152
DELISTED
Madison Strategic Sector
MSP
$1.68M 0.1%
149,355
+31,871
+27% +$359K
LBF
153
DELISTED
Deutsche Global High Incm Fund
LBF
$1.59M 0.1%
205,534
– –
CET
154
Central Securities Corp
CET
$1.45B
$1.54M 0.09%
80,395
– –
XRDC
155
DELISTED
Crossroads Capital, Inc
XRDC
$1.52M 0.09%
579,042
+25,994
+5% +$68.1K
PCF
156
High Income Securities Fund
PCF
$120M
$1.47M 0.09%
200,927
+50,822
+34% +$372K
KST
157
DELISTED
Deutsche Strategic Income Trust
KST
$1.26M 0.08%
113,488
+8,473
+8% +$93.8K
EAD
158
Allspring Income Opportunities Fund
EAD
$421M
$1.15M 0.07%
151,741
-95,050
-39% -$720K
GARS
159
DELISTED
Garrison Capital Inc.
GARS
$1.15M 0.07%
+106,852
New +$1.15M
NQS
160
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$1.06M 0.07%
72,005
-188,402
-72% -$2.76M
PIM
161
Putnam Master Intermediate Income Trust
PIM
$163M
$972K 0.06%
220,823
-67,056
-23% -$295K
RGT
162
Royce Global Value Trust
RGT
$83.4M
$831K 0.05%
112,816
+3,100
+3% +$22.8K
FAV
163
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$738K 0.05%
85,269
+13,317
+19% +$115K
CFD
164
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$606K 0.04%
68,040
– –
GMZ
165
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$485K 0.03%
9,021
-9,700
-52% -$522K
AGD
166
abrdn Global Dynamic Dividend Fund
AGD
$302M
$431K 0.03%
50,502
+18,302
+57% +$156K
GGZ
167
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$116M
$350K 0.02%
33,117
– –
NXZ
168
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$263K 0.02%
17,739
-97,969
-85% -$1.45M
ACSF
169
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$235K 0.01%
23,471
+13,471
+135% +$135K
OXSQ icon
170
Oxford Square Capital
OXSQ
$172M
$206K 0.01%
+42,957
New +$206K
TSI
171
TCW Strategic Income Fund
TSI
$238M
$205K 0.01%
+39,311
New +$205K
ARCC icon
172
Ares Capital
ARCC
$15.8B
– –
-53,580
Closed -$764K
BCX icon
173
BlackRock Resources & Commodities Strategy Trust
BCX
$784M
– –
-254,446
Closed -$1.81M
BSL
174
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
– –
-255,658
Closed -$3.8M
BTT icon
175
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
– –
-74,349
Closed -$1.6M
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7
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