RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.8B
1-Year Est. Return 0.34%
This Quarter Est. Return
1 Year Est. Return
-0.34%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.63B
AUM Growth
-$131M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
206
New
Increased
Reduced
Closed

Top Buys

1
+$13.6M
2
+$9.03M
3
+$5.24M
4
AVK
Advent Convertible and Income Fund
AVK
+$5.16M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
+$4.35M

Top Sells

1
+$51.2M
2
+$20.9M
3
+$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$9.76M

Sector Composition

1 Financials 4.23%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$1.69M 0.1%
131,962
-148,099
152
$1.68M 0.1%
149,355
+31,871
153
$1.59M 0.1%
205,534
154
$1.54M 0.09%
80,395
155
$1.52M 0.09%
579,042
+25,994
156
$1.47M 0.09%
200,927
+50,822
157
$1.26M 0.08%
113,488
+8,473
158
$1.15M 0.07%
151,741
-95,050
159
$1.15M 0.07%
+106,852
160
$1.06M 0.07%
72,005
-188,402
161
$972K 0.06%
220,823
-67,056
162
$831K 0.05%
112,816
+3,100
163
$738K 0.05%
85,269
+13,317
164
$606K 0.04%
68,040
165
$485K 0.03%
9,021
-9,700
166
$431K 0.03%
50,502
+18,302
167
$350K 0.02%
33,117
168
$263K 0.02%
17,739
-97,969
169
$235K 0.01%
23,471
+13,471
170
$206K 0.01%
+42,957
171
$205K 0.01%
+39,311
172
– –
-455,163
173
– –
-97,578
174
– –
-81,451
175
– –
-14,309
5 6
7
8 9