RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
-$16.7M
Cap. Flow %
-1.12%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

1
STEW
SRH Total Return Fund
STEW
+$26.6M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.1M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
+$14.4M
4
ACAS
American Capital Ltd
ACAS
+$8.24M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$15.5M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.57M

Sector Composition

1 Financials 3.11%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NPF
126
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.46M 0.16%
176,812
-14,410
-8% -$200K
OHAI
127
DELISTED
OHA Investment Corporation
OHAI
$2.46M 0.16%
466,191
+11,959
+3% +$63K
BSL
128
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$2.45M 0.16%
142,095
+54,725
+63% +$944K
DMB
129
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$191M
$2.32M 0.16%
181,802
-62,113
-25% -$794K
JHP
130
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.3M 0.15%
265,245
+13,900
+6% +$120K
RNP icon
131
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.07B
$2.02M 0.14%
103,790
-36,914
-26% -$718K
CMK
132
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$1.96M 0.13%
231,189
– –
IQI icon
133
Invesco Quality Municipal Securities
IQI
$515M
$1.93M 0.13%
153,363
-105,810
-41% -$1.33M
SAR icon
134
Saratoga Investment
SAR
$395M
$1.85M 0.12%
116,410
+7,346
+7% +$116K
SPE
135
Special Opportunities Fund
SPE
$167M
$1.84M 0.12%
119,119
– –
CET
136
Central Securities Corp
CET
$1.45B
$1.75M 0.12%
80,395
– –
VBF icon
137
Invesco Bond Fund
VBF
$179M
$1.75M 0.12%
93,400
-6,600
-7% -$123K
ARMF
138
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$1.74M 0.12%
86,684
-4,597
-5% -$92.4K
LBF
139
DELISTED
Deutsche Global High Incm Fund
LBF
$1.72M 0.12%
205,534
– –
CIF
140
MFS Intermediate High Income Fund
CIF
$31.7M
$1.66M 0.11%
+604,023
New +$1.66M
JFR icon
141
Nuveen Floating Rate Income Fund
JFR
$1.13B
$1.66M 0.11%
146,886
+61,084
+71% +$691K
ETX
142
Eaton Vance Municipal Income 2028 Term Trust
ETX
$209M
$1.56M 0.1%
87,341
+27,157
+45% +$484K
NPP
143
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.49M 0.1%
100,482
-46,262
-32% -$688K
MTS
144
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$1.49M 0.1%
88,077
-35,703
-29% -$603K
KHI
145
DELISTED
Deutsche High Income Trust
KHI
$1.41M 0.09%
158,477
-21,250
-12% -$189K
FRA icon
146
BlackRock Floating Rate Income Strategies Fund
FRA
$471M
$1.3M 0.09%
93,239
+15,500
+20% +$215K
IWD icon
147
iShares Russell 1000 Value ETF
IWD
$63.5B
$1.23M 0.08%
11,960
– –
BRW
148
Saba Capital Income & Opportunities Fund
BRW
$351M
$1.14M 0.08%
102,931
+37,529
+57% +$416K
FPL
149
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.11M 0.07%
65,100
-57,978
-47% -$991K
CFD
150
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$1.08M 0.07%
90,881
-26,497
-23% -$315K
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6
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