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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
-$16.5M
Cap. Flow %
-1.11%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$27.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.2M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$14M
4
ACAS
American Capital Ltd
ACAS
+$8.16M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

Rank Stock Value
1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$15.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.66M

Sector Composition

Rank Sector Weight
1 Financials 4.74%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPF
126
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.46M 0.16%
176,812
-14,410
-8% -$202K
OHAI
127
DELISTED
OHA Investment Corporation
OHAI
$2.46M 0.16%
466,191
+11,959
+3% +$57.8K
BSL
128
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$2.45M 0.16%
142,095
+54,725
+63% +$925K
DMB
129
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$2.32M 0.16%
181,802
-62,113
-25% -$791K
JHP
130
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.3M 0.15%
265,245
+13,900
+6% +$120K
RNP icon
131
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
$2.02M 0.14%
103,790
-36,914
-26% -$717K
CMK
132
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$1.96M 0.13%
231,189
– –
IQI icon
133
Invesco Quality Municipal Securities
IQI
$533M
$1.93M 0.13%
153,363
-105,810
-41% -$1.34M
SAR icon
134
Saratoga Investment
SAR
$317M
$1.84M 0.12%
116,410
+7,346
+7% +$114K
SPE
135
Special Opportunities Fund
SPE
$144M
$1.84M 0.12%
124,694
– –
CET
136
Central Securities Corp
CET
$1.63B
$1.75M 0.12%
80,395
– –
VBF icon
137
Invesco Bond Fund
VBF
$168M
$1.75M 0.12%
93,400
-6,600
-7% -$123K
ARMF
138
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$1.74M 0.12%
86,684
-4,597
-5% -$92.9K
LBF
139
DELISTED
Deutsche Global High Incm Fund
LBF
$1.72M 0.12%
205,534
– –
CIF
140
DELISTED
MFS Intermediate High Income Fund
CIF
$1.66M 0.11%
+604,023
New +$1.64M
JFR icon
141
Nuveen Floating Rate Income Fund
JFR
$1.26B
$1.66M 0.11%
146,886
+61,084
+71% +$675K
ETX
142
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$1.56M 0.1%
87,341
+27,157
+45% +$483K
NPP
143
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.49M 0.1%
100,482
-46,262
-32% -$689K
MTS
144
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$1.49M 0.1%
88,077
-35,703
-29% -$594K
KHI
145
DELISTED
Deutsche High Income Trust
KHI
$1.41M 0.09%
158,477
-21,250
-12% -$189K
FRA icon
146
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$1.3M 0.09%
93,239
+15,500
+20% +$211K
IWD icon
147
iShares Russell 1000 Value ETF
IWD
$84.2B
$1.23M 0.08%
11,960
– –
BRW
148
Saba Capital Income & Opportunities Fund
BRW
$340M
$1.14M 0.08%
102,931
+37,529
+57% +$405K
FPL
149
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.11M 0.07%
65,100
-57,978
-47% -$1.03M
CFD
150
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$1.08M 0.07%
90,881
-26,497
-23% -$325K
4 5
6
7 8

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Rivernorth Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Rivernorth Capital Management held 211 positions worth $1.49B, down 0.97% from $1.51B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q1 2015 filing shows 11 new, 68 increased, 54 reduced and 39 closed positions. Its largest new stake was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M. The largest sale was Goldman Sachs MLP Energy Renaissance Fund, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.5% a quarter earlier, followed by Energy and Technology.

  • Rivernorth Capital Management's largest Q1 2015 buy was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M.
  • Rivernorth Capital Management added most to SRH Total Return Fund in Q1 2015, an estimated $27.2M increase.
  • Rivernorth Capital Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $10.3M.
  • Rivernorth Capital Management fully exited Goldman Sachs MLP Energy Renaissance Fund in Q1 2015, selling an estimated $15.5M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.49B portfolio in Q1 2015.
  • Rivernorth Capital Management opened 11 new positions and closed 39 in Q1 2015.
  • Rivernorth Capital Management's portfolio value fell 0.97% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2015, filed 15 May 2015.