RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.25B
AUM Growth
+$1.25B
Cap. Flow
+$48.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
25.53%
Holding
202
New
26
Increased
72
Reduced
52
Closed
28

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$11.1M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$10.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.55M
4
NPT
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$7.25M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.6M

Top Sells

1
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$9.49M
2
NML
Neuberger Berman Energy Infrastructure and Income Fund
NML
$8.89M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$6.56M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.17M
5
BSP
AMERN STRATEGIC INCM PORTF II
BSP
$4.4M

Sector Composition

1 Financials 2.17%
2 Technology 0.18%
3 Energy 0.05%
4 Consumer Discretionary 0.03%
5 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JMT
101
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.4M 0.27%
145,788
+38,209
+36% +$890K
DMB
102
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$184M
$3.37M 0.27%
286,215
+83,167
+41% +$979K
EFF
103
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$3.37M 0.27%
195,162
+48,906
+33% +$843K
FTT
104
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.35M 0.27%
248,309
+6,799
+3% +$91.6K
ABE
105
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$3.3M 0.26%
237,987
+7,905
+3% +$110K
NQS
106
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.23M 0.26%
236,207
+600
+0.3% +$8.2K
NZF icon
107
Nuveen Municipal Credit Income Fund
NZF
$2.31B
$3.17M 0.25%
231,867
+198,691
+599% +$2.72M
IQI icon
108
Invesco Quality Municipal Securities
IQI
$499M
$3.14M 0.25%
259,173
-3,550
-1% -$43K
GHI
109
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$3.08M 0.25%
319,201
+32,363
+11% +$313K
GDL
110
GDL Fund
GDL
$96.1M
$3.03M 0.24%
287,415
+143,370
+100% +$1.51M
LCM
111
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.02M 0.24%
318,207
-88,324
-22% -$838K
PMO
112
Putnam Municipal Opportunities Trust
PMO
$276M
$2.93M 0.23%
250,000
-14,542
-5% -$170K
EMD
113
Western Asset Emerging Markets Debt Fund
EMD
$596M
$2.58M 0.21%
150,752
-53,100
-26% -$908K
NPF
114
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.57M 0.21%
191,222
-10,402
-5% -$140K
SSSS icon
115
SuRo Capital
SSSS
$208M
$2.49M 0.2%
248,682
+92,560
+59% +$926K
MGU
116
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$2.43M 0.19%
98,044
-11,815
-11% -$292K
AMG icon
117
Affiliated Managers Group
AMG
$6.53B
$2.42M 0.19%
12,100
– –
AGC
118
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$2.27M 0.18%
333,668
-840
-0.3% -$5.71K
VGM icon
119
Invesco Trust Investment Grade Municipals
VGM
$517M
$2.23M 0.18%
169,884
-28,800
-14% -$378K
NPP
120
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$2.13M 0.17%
146,744
– –
JHP
121
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.1M 0.17%
251,345
+4,100
+2% +$34.3K
MTS
122
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$2.09M 0.17%
+128,139
New +$2.09M
NSL
123
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2M 0.16%
299,201
+33,121
+12% +$222K
SPE
124
Special Opportunities Fund
SPE
$166M
$1.99M 0.16%
119,119
– –
CET
125
Central Securities Corp
CET
$1.45B
$1.85M 0.15%
80,395
– –
3 4
5
6 7