RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.71%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.44B
AUM Growth
-$91.6M
Cap. Flow
-$146M
Cap. Flow %
-10.15%
Top 10 Hldgs %
32.74%
Holding
179
New
28
Increased
39
Reduced
65
Closed
38

Top Buys

1
EMD
Western Asset Emerging Markets Debt Fund
EMD
$64.7M
2
HIO
Western Asset High Income Opportunity Fund
HIO
$18.1M
3
RA
Brookfield Real Assets Income Fund
RA
$16.2M
4
ARCC icon
Ares Capital
ARCC
$13.7M
5
EHI
Western Asset Global High Income Fund
EHI
$13.2M

Top Sells

1
ACAS
American Capital Ltd
ACAS
$43.3M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$38.2M
3
EMD
Western Asset Emerging Markets
EMD
$28.2M
4
CHY
Calamos Convertible and High Income Fund
CHY
$18.2M
5
PPT
Putnam Premier Income Trust
PPT
$13M

Sector Composition

1 Financials 2.76%
2 Technology 0.2%
3 Energy 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FAM
76
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$5.45M 0.38%
469,179
-38,242
-8% -$444K
NIQ
77
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$5.35M 0.37%
413,672
+37,001
+10% +$478K
SCD
78
LMP Capital and Income Fund
SCD
$270M
$5.34M 0.37%
375,348
-38,132
-9% -$543K
NZF icon
79
Nuveen Municipal Credit Income Fund
NZF
$2.39B
$5.3M 0.37%
368,594
-201,297
-35% -$2.9M
MZF
80
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$5.14M 0.36%
389,645
+324,784
+501% +$4.29M
DEX
81
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$5.11M 0.35%
465,210
+285,935
+159% +$3.14M
EAD
82
Allspring Income Opportunities Fund
EAD
$421M
$5.07M 0.35%
602,340
+286,594
+91% +$2.41M
SPE.PRB
83
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.87M 0.34%
191,280
– –
GDX icon
84
VanEck Gold Miners ETF
GDX
$20.2B
$4.78M 0.33%
209,517
– –
EVG
85
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
$4.62M 0.32%
327,299
-166,092
-34% -$2.34M
BCX icon
86
BlackRock Resources & Commodities Strategy Trust
BCX
$787M
$4.47M 0.31%
520,148
+331,725
+176% +$2.85M
GECC icon
87
Great Elm Capital Corp
GECC
$131M
$4.24M 0.29%
27,812
-28,024
-50% -$4.27M
ICB
88
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.12M 0.29%
230,385
– –
LOR
89
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$3.79M 0.26%
356,230
+42,947
+14% +$457K
GDL
90
GDL Fund
GDL
$96.4M
$3.79M 0.26%
385,272
– –
PPT
91
Putnam Premier Income Trust
PPT
$353M
$3.74M 0.26%
710,418
-2,471,565
-78% -$13M
VLT icon
92
Invesco High Income Trust II
VLT
$72.8M
$3.68M 0.26%
254,870
+22,191
+10% +$320K
FTF
93
Franklin Limited Duration Income Trust
FTF
$260M
$3.59M 0.25%
299,828
-872,646
-74% -$10.4M
OHAI
94
DELISTED
OHA Investment Corporation
OHAI
$3.49M 0.24%
2,264,826
+121,400
+6% +$187K
VKQ icon
95
Invesco Municipal Trust
VKQ
$517M
$3.38M 0.23%
270,076
-222,963
-45% -$2.79M
BRW
96
Saba Capital Income & Opportunities Fund
BRW
$350M
$3.38M 0.23%
311,993
-464,798
-60% -$5.03M
JMT
97
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.28M 0.23%
138,035
-1,411
-1% -$33.5K
SPE
98
Special Opportunities Fund
SPE
$167M
$3.21M 0.22%
219,877
-6,767
-3% -$98.9K
EIM
99
Eaton Vance Municipal Bond Fund
EIM
$556M
$3.21M 0.22%
255,880
-5,100
-2% -$64K
BGY icon
100
BlackRock Enhanced International Dividend Trust
BGY
$534M
$2.95M 0.2%
+508,791
New +$2.95M
2 3
4
5 6