RCM
DEX

Rivernorth Capital Management’s DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND DEX Stock Holding History

Rivernorth Capital Management’s Portfolio DEX Stock Details DEX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-72,048
Closed -$639K – 413
2020
Q3 		$639K Sell
72,048
-213,801
-75% -$1.87M 0.04% 202
2020
Q2 		$2.31M Sell
285,849
-238,335
-45% -$1.89M 0.13% 134
2020
Q1 		$3.9M Sell
524,184
-443,923
-46% -$4.22M 0.26% 94
2019
Q4 		$10.1M Buy
968,107
+56,745
+6% +$568K 0.6% 39
2019
Q3 		$8.99K Sell
911,362
-16,752
-2% -$164K 0.04% 67
2019
Q2 		$9.19K Sell
928,114
-229,763
-20% -$2.26M 0.4% 46
2019
Q1 		$11.2M Sell
1,157,877
-274,289
-19% -$2.6M 0.74% 40
2018
Q4 		$12M Sell
1,432,166
-580,613
-29% -$5.65M 0.72% 40
2018
Q3 		$22.5M Buy
2,012,779
+427,918
+27% +$4.82M 1.88% 17
2018
Q2 		$18M Buy
1,584,861
+315,462
+25% +$3.69M 1.41% 24
2018
Q1 		$14.7M Buy
1,269,399
+325,053
+34% +$3.94M 1.09% 26
2017
Q4 		$11.5M Buy
944,346
+236,475
+33% +$2.81M 0.8% 38
2017
Q3 		$8.38M Buy
707,871
+124,531
+21% +$1.44M 0.68% 43
2017
Q2 		$6.65M Buy
583,340
+118,130
+25% +$1.33M 0.51% 56
2017
Q1 		$5.11M Buy
465,210
+285,935
+159% +$3.02M 0.35% 81
2016
Q4 		$1.81M Buy
+179,275
New +$1.75M 0.12% 127

Other funds holding DEX

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Rivernorth Capital Management's DEX Position: Q4 2020 in Review

Rivernorth Capital Management sold out of DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND (DEX) in Q4 2020, closing a stake of 72,048 shares — an estimated $639K sold.

Rivernorth Capital Management first reported a position in DEX in Q4 2016 and held it in 16 quarters. The position peaked at $22.5M in Q3 2018. 28 funds tracked by Wall St. Rank hold DEX as of Q4 2020.

  • Rivernorth Capital Management reported no remaining DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND position as of Q4 2020 after selling out during the quarter.
  • Rivernorth Capital Management sold 72,048 DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND shares in Q4 2020, an estimated $639K.
  • Rivernorth Capital Management first reported a position in DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND in Q4 2016 and held it in 16 quarters.
  • Rivernorth Capital Management's DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND position peaked at $22.5M in Q3 2018.
  • 28 funds tracked by Wall St. Rank held DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND as of Q4 2020.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.