RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
+$1.49B
Cap. Flow
-$16.7M
Cap. Flow %
-1.12%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

1
STEW
SRH Total Return Fund
STEW
$26.6M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.1M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$14.4M
4
ACAS
American Capital Ltd
ACAS
$8.24M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$7.58M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$15.5M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
$9.53M
5
PSEC icon
Prospect Capital
PSEC
$8.57M

Sector Composition

1 Financials 3.11%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MVC
76
DELISTED
MVC Capital, Inc.
MVC
$6.26M 0.42%
660,219
+323,872
+96% +$3.07M
EVG
77
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$6.25M 0.42%
431,302
+92,420
+27% +$1.34M
GMZ
78
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$6.14M 0.41%
364,801
-114,026
-24% -$1.92M
WIW
79
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$6.13M 0.41%
540,457
– –
HIO
80
Western Asset High Income Opportunity Fund
HIO
$376M
$6.12M 0.41%
1,149,527
+585,021
+104% +$3.11M
BGX
81
Blackstone Long-Short Credit Income Fund
BGX
$158M
$6.1M 0.41%
378,034
– –
EHI
82
Western Asset Global High Income Fund
EHI
$201M
$5.9M 0.4%
530,577
-42,591
-7% -$473K
NVG icon
83
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$5.78M 0.39%
398,114
– –
JPC icon
84
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$5.72M 0.38%
600,251
-114,394
-16% -$1.09M
VGI
85
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$5.63M 0.38%
336,675
+15,000
+5% +$251K
NRO
86
Neuberger Berman Real Estate Securities Income Fund
NRO
$205M
$5.49M 0.37%
1,012,847
+46,288
+5% +$251K
NSL
87
DELISTED
NUVEEN SENIOR INCM FD
NSL
$5.46M 0.37%
819,094
+475,788
+139% +$3.17M
AGC
88
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.96M 0.33%
738,542
+203,305
+38% +$1.37M
PFN
89
PIMCO Income Strategy Fund II
PFN
$708M
$4.8M 0.32%
478,492
-643,139
-57% -$6.46M
GLV
90
Clough Global Dividend & Income Fund
GLV
$71.9M
$4.7M 0.32%
312,392
– –
FUND
91
Sprott Focus Trust
FUND
$244M
$4.6M 0.31%
633,579
– –
NBD
92
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.58M 0.31%
210,615
– –
SGL
93
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.48M 0.3%
531,762
+2,600
+0.5% +$21.9K
PIM
94
Putnam Master Intermediate Income Trust
PIM
$161M
$4.46M 0.3%
909,665
+71,924
+9% +$352K
RIT
95
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$4.39M 0.29%
337,321
+12,321
+4% +$160K
SSSS icon
96
SuRo Capital
SSSS
$207M
$4.37M 0.29%
446,339
+1,134
+0.3% +$11.1K
CFP
97
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.34M 0.29%
273,849
-281,800
-51% -$4.46M
SBW
98
DELISTED
Western Asset Worldwide Income
SBW
$4.29M 0.29%
378,039
– –
NHS
99
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$3.98M 0.27%
322,870
+84,132
+35% +$1.04M
NIO
100
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$3.96M 0.27%
269,569
-13,273
-5% -$195K
2 3
4
5 6