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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
-$16.5M
Cap. Flow %
-1.11%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$27.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.2M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$14M
4
ACAS
American Capital Ltd
ACAS
+$8.16M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

Rank Stock Value
1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$15.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.66M

Sector Composition

Rank Sector Weight
1 Financials 4.74%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVC
76
DELISTED
MVC Capital, Inc.
MVC
$6.26M 0.42%
660,219
+323,872
+96% +$3.14M
EVG
77
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$6.25M 0.42%
431,302
+92,420
+27% +$1.33M
GMZ
78
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$6.14M 0.41%
52,114
-16,290
-24% -$2M
WIW
79
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$6.13M 0.41%
540,457
– –
HIO
80
Western Asset High Income Opportunity Fund
HIO
$340M
$6.12M 0.41%
1,149,527
+585,021
+104% +$3.14M
BGX
81
Blackstone Long-Short Credit Income Fund
BGX
$138M
$6.1M 0.41%
378,034
– –
EHI
82
Western Asset Global High Income Fund
EHI
$178M
$5.89M 0.4%
530,577
-42,591
-7% -$474K
NVG icon
83
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$5.78M 0.39%
398,114
– –
JPC icon
84
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$5.72M 0.38%
600,251
-114,394
-16% -$1.09M
VGI
85
Virtus Global Multi-Sector Income Fund
VGI
$83.5M
$5.63M 0.38%
336,675
+15,000
+5% +$241K
NRO
86
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$5.49M 0.37%
1,061,464
+48,510
+5% +$251K
NSL
87
DELISTED
NUVEEN SENIOR INCM FD
NSL
$5.46M 0.37%
819,094
+475,788
+139% +$3.13M
AGC
88
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.96M 0.33%
738,542
+203,305
+38% +$1.32M
PFN
89
PIMCO Income Strategy Fund II
PFN
$704M
$4.8M 0.32%
478,492
-643,139
-57% -$6.53M
GLV
90
Clough Global Dividend & Income Fund
GLV
$78.3M
$4.7M 0.32%
312,704
– –
FUND
91
Sprott Focus Trust
FUND
$312M
$4.6M 0.31%
642,761
– –
NBD
92
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.58M 0.31%
210,615
– –
SGL
93
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.48M 0.3%
531,762
+2,600
+0.5% +$22K
PIM
94
Franklin Master Intermediate Income Trust
PIM
$152M
$4.46M 0.3%
909,665
+71,924
+9% +$348K
RIT
95
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$4.39M 0.29%
337,321
+12,321
+4% +$161K
NSLR
96
Neostellar Capital Corp
NSLR
$248M
$4.37M 0.29%
687,405
+1,747
+0.3% +$10.9K
CFP
97
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.33M 0.29%
273,849
-281,800
-51% -$4.37M
SBW
98
DELISTED
Western Asset Worldwide Income
SBW
$4.29M 0.29%
378,039
– –
NHS
99
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$3.98M 0.27%
322,870
+84,132
+35% +$1.05M
NIO
100
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$3.96M 0.27%
269,569
-13,273
-5% -$193K
2 3
4
5 6

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Rivernorth Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Rivernorth Capital Management held 211 positions worth $1.49B, down 0.97% from $1.51B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q1 2015 filing shows 11 new, 68 increased, 54 reduced and 39 closed positions. Its largest new stake was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M. The largest sale was Goldman Sachs MLP Energy Renaissance Fund, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.5% a quarter earlier, followed by Energy and Technology.

  • Rivernorth Capital Management's largest Q1 2015 buy was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M.
  • Rivernorth Capital Management added most to SRH Total Return Fund in Q1 2015, an estimated $27.2M increase.
  • Rivernorth Capital Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $10.3M.
  • Rivernorth Capital Management fully exited Goldman Sachs MLP Energy Renaissance Fund in Q1 2015, selling an estimated $15.5M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.49B portfolio in Q1 2015.
  • Rivernorth Capital Management opened 11 new positions and closed 39 in Q1 2015.
  • Rivernorth Capital Management's portfolio value fell 0.97% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2015, filed 15 May 2015.