RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.23B
AUM Growth
-$55.8M
Cap. Flow
-$81.1M
Cap. Flow %
-6.6%
Top 10 Hldgs %
24.36%
Holding
231
New
14
Increased
72
Reduced
78
Closed
41

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$40.9M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$7.78M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.42M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.3M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Top Sells

1
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$22.9M
2
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
$21.6M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
$20.3M
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$16.4M
5
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$12.9M

Sector Composition

1 Financials 2.04%
2 Materials 0.04%
3 Technology 0.04%
4 Healthcare 0.04%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FUND
76
Sprott Focus Trust
FUND
$247M
$4.89M 0.4%
623,394
– –
SBW
77
DELISTED
Western Asset Worldwide Income
SBW
$4.79M 0.39%
388,486
– –
PML
78
PIMCO Municipal Income Fund II
PML
$491M
$4.74M 0.39%
408,532
-47,936
-11% -$556K
BDJ icon
79
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$4.67M 0.38%
588,188
– –
AGC
80
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.64M 0.38%
613,981
-303,394
-33% -$2.29M
NIQ
81
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$4.57M 0.37%
377,067
+189,278
+101% +$2.3M
MCR
82
MFS Charter Income Trust
MCR
$268M
$4.37M 0.36%
478,484
+223,663
+88% +$2.04M
NBD
83
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.36M 0.35%
212,626
– –
CBA
84
DELISTED
ClearBridge American Energy MLP
CBA
$4.23M 0.34%
261,326
-13,939
-5% -$226K
CEE
85
Central and Eastern Europe Fund
CEE
$105M
$4.17M 0.34%
166,398
-13,604
-8% -$341K
LCM
86
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$4.15M 0.34%
406,996
– –
EMD
87
Western Asset Emerging Markets Debt Fund
EMD
$607M
$3.98M 0.32%
228,659
+35,279
+18% +$614K
PTY icon
88
PIMCO Corporate & Income Opportunity Fund
PTY
$2.67B
$3.9M 0.32%
215,937
-1,197,648
-85% -$21.6M
MMT
89
MFS Multimarket Income Trust
MMT
$263M
$3.88M 0.32%
594,453
+167,139
+39% +$1.09M
HTR
90
DELISTED
Brookfield Total Return Fund Inc
HTR
$3.81M 0.31%
157,232
-21,165
-12% -$513K
PIM
91
Putnam Master Intermediate Income Trust
PIM
$163M
$3.73M 0.3%
724,706
+97,814
+16% +$504K
EOI
92
Eaton Vance Enhanced Equity Income Fund
EOI
$875M
$3.73M 0.3%
285,032
-260,970
-48% -$3.41M
GHY
93
PGIM Global High Yield Fund
GHY
$547M
$3.68M 0.3%
209,200
-392,569
-65% -$6.9M
BGY icon
94
BlackRock Enhanced International Dividend Trust
BGY
$534M
$3.6M 0.29%
446,005
-23,400
-5% -$189K
BSP
95
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$3.37M 0.27%
+405,383
New +$3.37M
EDI
96
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$3.34M 0.27%
179,295
-50,750
-22% -$945K
JGG
97
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$3.22M 0.26%
278,471
+17,172
+7% +$199K
KYE
98
DELISTED
Kayne Anderson Energy
KYE
$3.2M 0.26%
117,111
+12,166
+12% +$332K
FTT
99
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.19M 0.26%
234,339
+21,214
+10% +$289K
IQI icon
100
Invesco Quality Municipal Securities
IQI
$507M
$3.1M 0.25%
262,723
– –
2 3
4
5 6