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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
-$16.5M
Cap. Flow %
-1.11%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$27.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.2M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$14M
4
ACAS
American Capital Ltd
ACAS
+$8.16M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

Rank Stock Value
1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$15.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.66M

Sector Composition

Rank Sector Weight
1 Financials 4.74%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDD
26
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$17.4M 1.16%
1,875,869
+6,388
+0.3% +$64.6K
PCEF icon
27
Invesco CEF Income Composite ETF
PCEF
$813M
$17.3M 1.16%
724,467
– –
AOD
28
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$17M 1.14%
1,904,203
+2,400
+0.1% +$21K
NID
29
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$16.7M 1.12%
1,286,822
-106,010
-8% -$1.37M
BOE icon
30
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$16.6M 1.11%
1,194,058
+33,302
+3% +$451K
VMO icon
31
Invesco Municipal Opportunity Trust
VMO
$663M
$16.3M 1.09%
1,255,590
-280,541
-18% -$3.64M
NIE
32
Virtus Equity & Convertible Income Fund
NIE
$732M
$16.1M 1.08%
810,382
-4,883
-0.6% -$98.6K
BTT icon
33
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$15M 1%
713,019
-42,289
-6% -$885K
PPT
34
Franklin Premier Income Trust
PPT
$328M
$14.6M 0.98%
2,772,506
+311,499
+13% +$1.63M
MMT
35
Aberdeen Multi-Market Income Fund
MMT
$243M
$14.4M 0.97%
2,271,604
+1,159,388
+104% +$7.36M
HCF
36
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$14.3M 0.96%
1,910,562
+34,355
+2% +$258K
MCR
37
DELISTED
MFS Charter Income Trust
MCR
$13.7M 0.92%
1,557,258
+683,711
+78% +$6.03M
XLG icon
38
Invesco S&P 500 Top 50 ETF
XLG
$11B
$13.3M 0.89%
947,010
– –
EVV
39
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$13.3M 0.89%
921,658
+124,088
+16% +$1.76M
FSD
40
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$13.1M 0.88%
802,321
+75,419
+10% +$1.22M
VKQ icon
41
Invesco Municipal Trust
VKQ
$551M
$13.1M 0.88%
1,021,755
-28,838
-3% -$371K
GAM
42
General American Investors Company
GAM
$1.61B
$13M 0.87%
370,834
+100
+0% +$3.48K
TEI
43
Templeton Emerging Markets Income Fund
TEI
$321M
$12.4M 0.83%
1,147,666
+409,007
+55% +$4.53M
CBA
44
DELISTED
ClearBridge American Energy MLP
CBA
$12.3M 0.82%
774,494
-291,354
-27% -$4.7M
ERC
45
Allspring Multi-Sector Income Fund
ERC
$259M
$12.1M 0.81%
903,777
+131,374
+17% +$1.78M
JGH icon
46
Nuveen Global High Income Fund
JGH
$356M
$12M 0.81%
705,636
-298,396
-30% -$5.09M
NMA
47
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$11.7M 0.78%
848,942
-28,113
-3% -$390K
JLS icon
48
Nuveen Mortgage and Income Fund
JLS
$94.7M
$11.1M 0.74%
474,956
– –
DRA
49
DELISTED
Diversified Real Asset Income Fd
DRA
$10.9M 0.73%
602,605
-35,834
-6% -$636K
BOI
50
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$10.9M 0.73%
660,696
+24,750
+4% +$407K
1
2
3 4 5

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Rivernorth Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Rivernorth Capital Management held 211 positions worth $1.49B, down 0.97% from $1.51B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q1 2015 filing shows 11 new, 68 increased, 54 reduced and 39 closed positions. Its largest new stake was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M. The largest sale was Goldman Sachs MLP Energy Renaissance Fund, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.5% a quarter earlier, followed by Energy and Technology.

  • Rivernorth Capital Management's largest Q1 2015 buy was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M.
  • Rivernorth Capital Management added most to SRH Total Return Fund in Q1 2015, an estimated $27.2M increase.
  • Rivernorth Capital Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $10.3M.
  • Rivernorth Capital Management fully exited Goldman Sachs MLP Energy Renaissance Fund in Q1 2015, selling an estimated $15.5M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.49B portfolio in Q1 2015.
  • Rivernorth Capital Management opened 11 new positions and closed 39 in Q1 2015.
  • Rivernorth Capital Management's portfolio value fell 0.97% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2015, filed 15 May 2015.