RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
-$16.7M
Cap. Flow %
-1.12%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

1
STEW
SRH Total Return Fund
STEW
$26.6M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.1M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$14.4M
4
ACAS
American Capital Ltd
ACAS
$8.24M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$7.58M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$15.5M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
$9.53M
5
PSEC icon
Prospect Capital
PSEC
$8.57M

Sector Composition

1 Financials 3.11%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EDD
26
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$346M
$17.4M 1.16%
1,875,869
+6,388
+0.3% +$59.2K
PCEF icon
27
Invesco CEF Income Composite ETF
PCEF
$840M
$17.3M 1.16%
724,467
– –
AOD
28
abrdn Total Dynamic Dividend Fund
AOD
$962M
$17M 1.14%
1,904,203
+2,400
+0.1% +$21.4K
NID
29
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$16.7M 1.12%
1,286,822
-106,010
-8% -$1.37M
BOE icon
30
BlackRock Enhanced Global Dividend Trust
BOE
$658M
$16.6M 1.11%
1,194,058
+33,302
+3% +$462K
VMO icon
31
Invesco Municipal Opportunity Trust
VMO
$622M
$16.3M 1.09%
1,255,590
-280,541
-18% -$3.64M
NIE
32
Virtus Equity & Convertible Income Fund
NIE
$689M
$16.1M 1.08%
810,382
-4,883
-0.6% -$96.7K
BTT icon
33
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$15M 1%
713,019
-42,289
-6% -$887K
PPT
34
Putnam Premier Income Trust
PPT
$354M
$14.6M 0.98%
2,772,506
+311,499
+13% +$1.64M
MMT
35
MFS Multimarket Income Trust
MMT
$263M
$14.4M 0.97%
2,271,604
+1,159,388
+104% +$7.36M
HCF
36
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$14.3M 0.96%
1,910,562
+34,355
+2% +$258K
MCR
37
MFS Charter Income Trust
MCR
$268M
$13.7M 0.92%
1,557,258
+683,711
+78% +$6.02M
XLG icon
38
Invesco S&P 500 Top 50 ETF
XLG
$10.3B
$13.3M 0.89%
947,010
– –
EVV
39
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$13.3M 0.89%
921,658
+124,088
+16% +$1.79M
FSD
40
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$13.1M 0.88%
802,321
+75,419
+10% +$1.24M
VKQ icon
41
Invesco Municipal Trust
VKQ
$511M
$13.1M 0.88%
1,021,755
-28,838
-3% -$369K
GAM
42
General American Investors Company
GAM
$1.41B
$13M 0.87%
370,834
+100
+0% +$3.5K
TEI
43
Templeton Emerging Markets Income Fund
TEI
$294M
$12.4M 0.83%
1,147,666
+409,007
+55% +$4.4M
CBA
44
DELISTED
ClearBridge American Energy MLP
CBA
$12.3M 0.82%
774,494
-291,354
-27% -$4.61M
ERC
45
Allspring Multi-Sector Income Fund
ERC
$268M
$12.1M 0.81%
903,777
+131,374
+17% +$1.75M
JGH icon
46
Nuveen Global High Income Fund
JGH
$314M
$12M 0.81%
705,636
-298,396
-30% -$5.09M
NMA
47
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$11.7M 0.78%
848,942
-28,113
-3% -$387K
JLS icon
48
Nuveen Mortgage and Income Fund
JLS
$103M
$11.1M 0.74%
474,956
– –
DRA
49
DELISTED
Diversified Real Asset Income Fd
DRA
$10.9M 0.73%
602,605
-35,834
-6% -$649K
BOI
50
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$10.9M 0.73%
660,696
+24,750
+4% +$408K
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