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RIM

Regent Investment Management Portfolio holdings

AUM $373M Turnover 4.93%
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.28%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$30.6M
Cap. Flow
+$2.5M
Cap. Flow %
0.67%
Top 10 Hldgs %
30.71%
Holding
203
New
9
Increased
41
Reduced
87
Closed
1
Avg Time Held
5.9 years
Top 10 Avg Time Held
4.4 years
Top 20 Avg Time Held
4.6 years

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$2.4M
2
COST icon
Costco
COST
+$1.15M
3
FSLR icon
First Solar
FSLR
+$1.06M
4
CRM icon
Salesforce
CRM
+$507K
5
BAC icon
Bank of America
BAC
+$406K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$654K
2
AAPL icon
Apple
AAPL
+$516K
3
PANW icon
Palo Alto Networks
PANW
+$514K
4
C icon
Citigroup
C
+$444K
5
PPLI icon
People Inc
PPLI
+$389K

Sector Composition

Rank Sector Weight
1 Healthcare 23.21%
2 Technology 20.86%
3 Financials 13.39%
4 Consumer Staples 9.62%
5 Communication Services 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AAPL icon
1
Apple
AAPL
$5.07T
$24.3M 6.51%
187,159
-3,608
-2% -$516K
2013 Q2
38 quarters
MSFT icon
2
Microsoft
MSFT
$3.89T
$14.4M 3.85%
59,898
+325
+0.5% +$78K
2013 Q2
38 quarters
JPM icon
3
JPMorgan Chase
JPM
$881B
$12.2M 3.26%
90,766
+186
+0.2% +$23.6K
2013 Q2
38 quarters
GOOG icon
4
Alphabet (Google) Class C
GOOG
$3.88T
$11.6M 3.1%
130,596
-1,720
-1% -$164K
2013 Q2
38 quarters
HZNP
5
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$11.5M 3.09%
101,451
-2,034
-2% -$169K
2018 Q1
19 quarters
JNJ icon
6
Johnson & Johnson
JNJ
$635B
$11M 2.94%
62,210
-1
-0% -$173
2013 Q2
38 quarters
CVS icon
7
CVS Health
CVS
$120B
$8.01M 2.15%
85,936
-1,149
-1% -$111K
2013 Q2
38 quarters
PG icon
8
Procter & Gamble
PG
$373B
$7.37M 1.98%
48,656
+20
+0% +$2.8K
2013 Q2
38 quarters
AMZN icon
9
Amazon
AMZN
$2.68T
$7.2M 1.93%
85,665
+1,370
+2% +$135K
2016 Q4
24 quarters
BF.B icon
10
Brown-Forman Class B
BF.B
$13.5B
$7.06M 1.89%
107,523
-1,083
-1% -$73.5K
2013 Q4
36 quarters
BMY icon
11
Bristol-Myers Squibb
BMY
$126B
$6.9M 1.85%
95,901
-1,110
-1% -$83.7K
2013 Q3
37 quarters
MRK icon
12
Merck
MRK
$358B
$6.87M 1.84%
61,937
-595
-1% -$60.8K
2013 Q2
38 quarters
QCOM icon
13
Qualcomm
QCOM
$188B
$6.8M 1.82%
61,840
+310
+0.5% +$36.3K
2018 Q3
17 quarters
PFE icon
14
Pfizer
PFE
$171B
$5.6M 1.5%
109,392
-1,475
-1% -$70.7K
2013 Q4
36 quarters
MCK icon
15
McKesson
MCK
$117B
$5.29M 1.42%
14,105
-45
-0.3% -$16.8K
2013 Q2
38 quarters
AVGO icon
16
Broadcom
AVGO
$1.54T
$5.11M 1.37%
91,460
-1,550
-2% -$77.7K
2018 Q4
16 quarters
BAC icon
17
Bank of America
BAC
$350B
$5.08M 1.36%
153,351
+11,795
+8% +$406K
2016 Q4
24 quarters
UNH icon
18
UnitedHealth
UNH
$375B
$4.9M 1.31%
9,246
+24
+0.3% +$12.7K
2013 Q2
38 quarters
GOOGL icon
19
Alphabet (Google) Class A
GOOGL
$3.92T
$4.75M 1.27%
53,870
+2,040
+4% +$194K
2015 Q3
29 quarters
RTX icon
20
RTX Corp
RTX
$258B
$4.62M 1.24%
45,795
-140
-0.3% -$13.2K
2013 Q2
38 quarters
WMB icon
21
Williams Companies
WMB
$87.7B
$4.29M 1.15%
130,295
-760
-0.6% -$24.7K
2013 Q2
38 quarters
META icon
22
Meta Platforms (Facebook)
META
$1.64T
$4.18M 1.12%
34,742
-5,569
-14% -$654K
2015 Q1
31 quarters
LOW icon
23
Lowe's Companies
LOW
$111B
$4.11M 1.1%
20,646
+234
+1% +$46.8K
2013 Q2
38 quarters
V icon
24
Visa
V
$766B
$3.74M 1%
18,025
+155
+0.9% +$31.3K
2017 Q1
23 quarters
TJX icon
25
TJX Companies
TJX
$160B
$3.66M 0.98%
45,989
-725
-2% -$53.5K
2013 Q2
38 quarters
1
2 3 4 5

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Regent Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Regent Investment Management held 203 positions worth $373M, up 8.9% from $343M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Trading was light in Q4 2022: portfolio turnover was 4.9%. Regent Investment Management opened 9 new positions and exited 1, leaving the 203-position portfolio largely intact.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q4 2022 buy was Nike: 23,875 shares worth $2.79M.
  • Regent Investment Management added most to Costco in Q4 2022, an estimated $1.15M increase.
  • Regent Investment Management's biggest Q4 2022 reduction was Meta Platforms (Facebook), cutting an estimated $654K.
  • Regent Investment Management fully exited LyondellBasell Industries in Q4 2022, selling an estimated $309K.
  • Regent Investment Management's ten largest holdings make up 31% of its $373M portfolio in Q4 2022.
  • Regent Investment Management opened 9 new positions and closed 1 in Q4 2022.
  • Regent Investment Management's portfolio value rose 8.9% quarter-over-quarter to $373M.

Based on Regent Investment Management's 13F filing for Q4 2022, filed 26 Jan 2023.