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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$319M
AUM Growth
+$19.8M
Cap. Flow
+$2.41M
Cap. Flow %
0.76%
Top 10 Hldgs %
27.05%
Holding
211
New
10
Increased
53
Reduced
76
Closed
7

Top Buys

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$8.13M
2
MU icon
Micron Technology
MU
+$1.31M
3
VZ icon
Verizon
VZ
+$1.22M
4
CSCO icon
Cisco
CSCO
+$1.08M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$990K

Top Sells

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$8.38M
2
CAVM
Cavium, Inc.
CAVM
+$3.19M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$913K
4
PPLI
People Inc
PPLI
+$617K
5
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$597K

Sector Composition

Rank Sector Weight
1 Healthcare 18.26%
2 Technology 16.35%
3 Financials 15.96%
4 Consumer Discretionary 12.78%
5 Communication Services 11.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$13.6M 4.26%
240,920
-3,400
-1% -$177K
JPM icon
2
JPMorgan Chase
JPM
$950B
$11.7M 3.66%
103,494
+150
+0.1% +$17K
AMZN icon
3
Amazon
AMZN
$2.48T
$9.51M 2.98%
94,960
+6,240
+7% +$587K
META icon
4
Meta Platforms (Facebook)
META
$1.51T
$9.44M 2.96%
57,406
-1,300
-2% -$235K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.07T
$8.61M 2.7%
144,360
-1,660
-1% -$99.4K
DXC icon
6
DXC Technology
DXC
$1.76B
$7.87M 2.47%
84,170
+94
+0.1% +$8.32K
WSBC icon
7
WesBanco
WSBC
$4.03B
$7.58M 2.37%
+169,959
New +$8.13M
JNJ icon
8
Johnson & Johnson
JNJ
$643B
$7.11M 2.23%
51,440
-550
-1% -$73.1K
WBA
9
DELISTED
Walgreens Boots Alliance
WBA
$5.59M 1.75%
76,702
-3,140
-4% -$213K
PG icon
10
Procter & Gamble
PG
$347B
$5.35M 1.68%
64,312
-155
-0.2% -$12.7K
CVS icon
11
CVS Health
CVS
$140B
$5.22M 1.64%
66,323
-1,140
-2% -$81.5K
BABA icon
12
Alibaba
BABA
$276B
$5.14M 1.61%
31,210
+1,450
+5% +$257K
BF.B icon
13
Brown-Forman Class B
BF.B
$13.3B
$5.11M 1.6%
101,052
-59
-0.1% -$3.06K
BKNG icon
14
Booking.com
BKNG
$154B
$4.82M 1.51%
60,775
-375
-0.6% -$29.5K
BAC icon
15
Bank of America
BAC
$439B
$4.8M 1.5%
162,960
+7,890
+5% +$240K
MS icon
16
Morgan Stanley
MS
$333B
$4.47M 1.4%
95,965
+700
+0.7% +$34.2K
FDX icon
17
FedEx
FDX
$74B
$4.4M 1.38%
18,286
+1,677
+10% +$406K
PPLI
18
People Inc
PPLI
$3.13B
$4.08M 1.28%
105,362
-19,024
-15% -$617K
CELG
19
DELISTED
Celgene Corp
CELG
$3.94M 1.23%
44,018
-4,895
-10% -$433K
CSCO icon
20
Cisco
CSCO
$456B
$3.75M 1.17%
76,993
+24,080
+46% +$1.08M
MU icon
21
Micron Technology
MU
$927B
$3.74M 1.17%
82,715
+25,875
+46% +$1.31M
MSFT icon
22
Microsoft
MSFT
$2.92T
$3.6M 1.13%
31,438
+55
+0.2% +$5.96K
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$4.08T
$3.59M 1.13%
59,540
-300
-0.5% -$18.2K
MRK icon
24
Merck
MRK
$326B
$3.29M 1.03%
48,537
-367
-0.8% -$23.4K
VZ icon
25
Verizon
VZ
$201B
$3.23M 1.01%
60,506
+22,966
+61% +$1.22M
1
2 3 4 5

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MPAM
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Regent Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Regent Investment Management held 211 positions worth $319M, up 6.6% from $299M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2018 filing shows 10 new, 53 increased, 76 reduced and 7 closed positions. Its largest new stake was WesBanco: 169,959 shares worth $7.58M. The largest sale was Farmers Capital Bank Corp, an estimated $8.38M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2018 buy was WesBanco: 169,959 shares worth $7.58M.
  • Regent Investment Management added most to Micron Technology in Q3 2018, an estimated $1.31M increase.
  • Regent Investment Management's biggest Q3 2018 reduction was iShares Russell 2000 Value ETF, cutting an estimated $913K.
  • Regent Investment Management fully exited Farmers Capital Bank Corp in Q3 2018, selling an estimated $8.38M.
  • Regent Investment Management's ten largest holdings make up 27% of its $319M portfolio in Q3 2018.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2018.
  • Regent Investment Management's portfolio value rose 6.6% quarter-over-quarter to $319M.

Based on Regent Investment Management's 13F filing for Q3 2018, filed 22 Oct 2018.