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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$427M
AUM Growth
+$29.4M
Cap. Flow
+$1.09M
Cap. Flow %
0.26%
Top 10 Hldgs %
35.32%
Holding
218
New
14
Increased
50
Reduced
83
Closed
8

Top Buys

Rank Stock Value
1
XYZ
Block Inc
XYZ
+$1.69M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.17M
3
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$1.14M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.14M
5
VMEO
Vimeo
VMEO
+$1.07M

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.03M
2
T icon
AT&T
T
+$1.56M
3
PPLI
People Inc
PPLI
+$1.29M
4
AAPL icon
Apple
AAPL
+$797K
5
CHDN icon
Churchill Downs
CHDN
+$752K

Sector Composition

Rank Sector Weight
1 Technology 22.18%
2 Healthcare 18.07%
3 Communication Services 14.13%
4 Financials 12.58%
5 Consumer Discretionary 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$5.05T
$27.6M 6.47%
201,558
-6,149
-3% -$797K
AMZN icon
2
Amazon
AMZN
$2.49T
$18M 4.21%
104,460
+900
+0.9% +$150K
GOOG icon
3
Alphabet (Google) Class C
GOOG
$4.15T
$16.6M 3.89%
132,560
-660
-0.5% -$78.7K
META icon
4
Meta Platforms (Facebook)
META
$1.51T
$15.9M 3.72%
45,647
-650
-1% -$209K
MSFT icon
5
Microsoft
MSFT
$2.96T
$15.4M 3.62%
56,997
-695
-1% -$177K
JPM icon
6
JPMorgan Chase
JPM
$924B
$14.5M 3.4%
93,226
-1,465
-2% -$230K
BF.B icon
7
Brown-Forman Class B
BF.B
$13.6B
$13.4M 3.14%
178,680
-39,800
-18% -$3.03M
HZNP
8
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$10.3M 2.41%
109,799
-3,210
-3% -$295K
JNJ icon
9
Johnson & Johnson
JNJ
$640B
$10.2M 2.4%
62,200
-1,221
-2% -$202K
QCOM icon
10
Qualcomm
QCOM
$170B
$8.77M 2.06%
61,374
-235
-0.4% -$31.8K
CVS icon
11
CVS Health
CVS
$136B
$7.36M 1.72%
88,161
+874
+1% +$71.6K
BMY icon
12
Bristol-Myers Squibb
BMY
$130B
$6.76M 1.58%
101,126
+1,735
+2% +$113K
PG icon
13
Procter & Gamble
PG
$337B
$6.69M 1.57%
49,566
-927
-2% -$125K
SWKS icon
14
Skyworks Solutions
SWKS
$9.52B
$6.19M 1.45%
32,260
-200
-0.6% -$35.5K
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$4.16T
$6.03M 1.41%
49,360
-1,420
-3% -$166K
BABA icon
16
Alibaba
BABA
$279B
$5.05M 1.18%
22,288
-1,372
-6% -$305K
AVGO icon
17
Broadcom
AVGO
$1.8T
$4.89M 1.15%
102,550
-300
-0.3% -$13.9K
MRK icon
18
Merck
MRK
$323B
$4.74M 1.11%
60,887
-627
-1% -$46.6K
MS icon
19
Morgan Stanley
MS
$322B
$4.67M 1.09%
50,880
-2,665
-5% -$229K
VZ icon
20
Verizon
VZ
$202B
$4.65M 1.09%
83,059
+1,700
+2% +$97.6K
CMCSA icon
21
Comcast
CMCSA
$88B
$4.56M 1.07%
79,938
+8,365
+12% +$468K
MU icon
22
Micron Technology
MU
$863B
$4.5M 1.05%
52,938
+1,983
+4% +$167K
PFE icon
23
Pfizer
PFE
$143B
$4.47M 1.05%
114,042
+2,101
+2% +$81.7K
BAC icon
24
Bank of America
BAC
$433B
$4.44M 1.04%
107,681
-3,330
-3% -$137K
C icon
25
Citigroup
C
$214B
$4.17M 0.98%
58,867
+3,215
+6% +$238K
1
2 3 4 5

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MAG
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MPAM
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LDFR
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Regent Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Regent Investment Management held 218 positions worth $427M, up 7.4% from $397M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q2 2021 filing shows 14 new, 50 increased, 83 reduced and 8 closed positions. Its largest new stake was iShares Core Dividend Growth ETF: 23,317 shares worth $1.17M. The largest sale was Brown-Forman Class B, an estimated $3.03M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q2 2021 buy was iShares Core Dividend Growth ETF: 23,317 shares worth $1.17M.
  • Regent Investment Management added most to Block Inc in Q2 2021, an estimated $1.69M increase.
  • Regent Investment Management's biggest Q2 2021 reduction was Brown-Forman Class B, cutting an estimated $3.03M.
  • Regent Investment Management fully exited Churchill Downs in Q2 2021, selling an estimated $752K.
  • Regent Investment Management's ten largest holdings make up 35% of its $427M portfolio in Q2 2021.
  • Regent Investment Management opened 14 new positions and closed 8 in Q2 2021.
  • Regent Investment Management's portfolio value rose 7.4% quarter-over-quarter to $427M.

Based on Regent Investment Management's 13F filing for Q2 2021, filed 16 Jul 2021.