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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+15.19%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$361M
AUM Growth
+$37.2M
Cap. Flow
-$4.9M
Cap. Flow %
-1.36%
Top 10 Hldgs %
35.54%
Holding
202
New
13
Increased
32
Reduced
103
Closed
8

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$1.35M
2
MOS icon
The Mosaic Company
MOS
+$702K
3
BABA icon
Alibaba
BABA
+$670K
4
TTWO icon
Take-Two Interactive
TTWO
+$512K
5
CAG icon
Conagra Brands
CAG
+$511K

Top Sells

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$972K
2
MTCH icon
Match Group
MTCH
+$757K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$642K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$642K
5
MCHI icon
iShares MSCI China ETF
MCHI
+$605K

Sector Composition

Rank Sector Weight
1 Technology 23.56%
2 Healthcare 18.74%
3 Communication Services 14.35%
4 Financials 12.21%
5 Consumer Discretionary 10.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$28M 7.75%
210,696
-2,818
-1% -$339K
AMZN icon
2
Amazon
AMZN
$2.92T
$16M 4.43%
98,020
-680
-0.7% -$109K
META icon
3
Meta Platforms (Facebook)
META
$1.42T
$12.7M 3.53%
46,623
-1,117
-2% -$306K
MSFT icon
4
Microsoft
MSFT
$3.45T
$12.7M 3.52%
57,139
-110
-0.2% -$23.7K
JPM icon
5
JPMorgan Chase
JPM
$935B
$12M 3.32%
94,077
-1,625
-2% -$182K
GOOG icon
6
Alphabet (Google) Class C
GOOG
$4.36T
$11.7M 3.25%
133,660
-620
-0.5% -$52.3K
JNJ icon
7
Johnson & Johnson
JNJ
$618B
$9.87M 2.74%
62,690
+1,049
+2% +$155K
QCOM icon
8
Qualcomm
QCOM
$155B
$9.49M 2.63%
62,316
-3,545
-5% -$494K
HZNP
9
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$8.23M 2.28%
112,495
-5,532
-5% -$411K
BF.B icon
10
Brown-Forman Class B
BF.B
$13.2B
$7.52M 2.09%
94,725
– –
PG icon
11
Procter & Gamble
PG
$336B
$7M 1.94%
50,343
-45
-0.1% -$6.29K
BMY icon
12
Bristol-Myers Squibb
BMY
$133B
$6.01M 1.67%
96,966
-2,820
-3% -$173K
BABA icon
13
Alibaba
BABA
$293B
$5.41M 1.5%
23,223
+2,415
+12% +$670K
CVS icon
14
CVS Health
CVS
$133B
$4.88M 1.35%
71,383
-2,620
-4% -$170K
SWKS icon
15
Skyworks Solutions
SWKS
$9.37B
$4.75M 1.32%
31,060
+135
+0.4% +$19.8K
MRK icon
16
Merck
MRK
$322B
$4.65M 1.29%
59,558
+561
+1% +$42.9K
VZ icon
17
Verizon
VZ
$195B
$4.61M 1.28%
78,404
-1,250
-2% -$74.2K
AVGO icon
18
Broadcom
AVGO
$1.85T
$4.48M 1.24%
102,270
-4,400
-4% -$172K
GOOGL icon
19
Alphabet (Google) Class A
GOOGL
$4.36T
$4.28M 1.19%
48,880
-980
-2% -$82.4K
PFE icon
20
Pfizer
PFE
$143B
$4.07M 1.13%
110,481
+36,779
+50% +$1.35M
MU icon
21
Micron Technology
MU
$930B
$3.83M 1.06%
50,971
-5,348
-9% -$322K
MS icon
22
Morgan Stanley
MS
$331B
$3.68M 1.02%
53,745
-6,285
-10% -$361K
CSCO icon
23
Cisco
CSCO
$457B
$3.66M 1.02%
81,848
-3,336
-4% -$137K
MTCH icon
24
Match Group
MTCH
$9.19B
$3.59M 1%
23,774
-5,726
-19% -$757K
V icon
25
Visa
V
$684B
$3.46M 0.96%
15,804
-1,350
-8% -$276K
1
2 3 4 5

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MPAM
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Regent Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Regent Investment Management held 202 positions worth $361M, up 11% from $323M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2020 filing shows 13 new, 32 increased, 103 reduced and 8 closed positions. Its largest new stake was Regency Centers: 10,800 shares worth $492K. The largest sale was WesBanco, an estimated $972K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2020 buy was Regency Centers: 10,800 shares worth $492K.
  • Regent Investment Management added most to Pfizer in Q4 2020, an estimated $1.35M increase.
  • Regent Investment Management's biggest Q4 2020 reduction was WesBanco, cutting an estimated $972K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2020, selling an estimated $642K.
  • Regent Investment Management's ten largest holdings make up 36% of its $361M portfolio in Q4 2020.
  • Regent Investment Management opened 13 new positions and closed 8 in Q4 2020.
  • Regent Investment Management's portfolio value rose 11% quarter-over-quarter to $361M.

Based on Regent Investment Management's 13F filing for Q4 2020, filed 27 Jan 2021.