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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.43%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$327M
AUM Growth
+$22M
Cap. Flow
-$8.37M
Cap. Flow %
-2.56%
Top 10 Hldgs %
28.81%
Holding
218
New
12
Increased
48
Reduced
95
Closed
8

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$3.55M
2
QCOM icon
Qualcomm
QCOM
+$1.94M
3
EXPE icon
Expedia Group
EXPE
+$1.59M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$638K
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$636K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$4.22M
2
BKNG icon
Booking.com
BKNG
+$1.18M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$758K
4
CCL icon
Carnival Corporation Ltd
CCL
+$719K
5
AAPL icon
Apple
AAPL
+$711K

Sector Composition

Rank Sector Weight
1 Technology 18.46%
2 Healthcare 18.26%
3 Financials 15.92%
4 Communication Services 12.59%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$17M 5.19%
231,404
-11,056
-5% -$711K
JPM icon
2
JPMorgan Chase
JPM
$950B
$13.6M 4.16%
97,556
-3,712
-4% -$476K
META icon
3
Meta Platforms (Facebook)
META
$1.51T
$9.72M 2.97%
47,350
+959
+2% +$186K
MSFT icon
4
Microsoft
MSFT
$2.92T
$9.42M 2.88%
59,736
-2,245
-4% -$330K
AMZN icon
5
Amazon
AMZN
$2.48T
$9.25M 2.83%
100,100
-620
-0.6% -$54.9K
GOOG icon
6
Alphabet (Google) Class C
GOOG
$4.07T
$8.95M 2.74%
133,900
-3,580
-3% -$231K
JNJ icon
7
Johnson & Johnson
JNJ
$643B
$7.16M 2.19%
49,062
-1,244
-2% -$169K
BF.B icon
8
Brown-Forman Class B
BF.B
$13.3B
$6.85M 2.09%
101,355
+230
+0.2% +$14.9K
PG icon
9
Procter & Gamble
PG
$347B
$6.37M 1.95%
51,031
-1,374
-3% -$168K
WSBC icon
10
WesBanco
WSBC
$4.03B
$5.96M 1.82%
157,607
-2,000
-1% -$74.7K
CVS icon
11
CVS Health
CVS
$140B
$5.26M 1.61%
70,792
-5,612
-7% -$394K
BABA icon
12
Alibaba
BABA
$276B
$5.16M 1.58%
24,325
-235
-1% -$44.1K
BAC icon
13
Bank of America
BAC
$439B
$5.14M 1.57%
145,817
-13,246
-8% -$428K
BMY icon
14
Bristol-Myers Squibb
BMY
$130B
$5.11M 1.56%
79,586
+62,034
+353% +$3.55M
MRK icon
15
Merck
MRK
$326B
$4.9M 1.5%
56,421
+1,457
+3% +$120K
VZ icon
16
Verizon
VZ
$201B
$4.87M 1.49%
79,286
+3,525
+5% +$213K
QCOM icon
17
Qualcomm
QCOM
$172B
$4.8M 1.47%
54,443
+23,241
+74% +$1.94M
HZNP
18
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$4.8M 1.47%
132,548
+2,213
+2% +$67.9K
CSCO icon
19
Cisco
CSCO
$456B
$4.69M 1.43%
97,754
-13,399
-12% -$623K
T icon
20
AT&T
T
$169B
$4.2M 1.28%
142,285
+7,779
+6% +$225K
PPLI
21
People Inc
PPLI
$3.13B
$4.04M 1.24%
90,813
-2,406
-3% -$97K
UNH icon
22
UnitedHealth
UNH
$389B
$3.81M 1.17%
12,978
+191
+1% +$50K
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$4.08T
$3.69M 1.13%
55,180
-160
-0.3% -$10.3K
C icon
24
Citigroup
C
$222B
$3.63M 1.11%
45,493
-3,107
-6% -$230K
WBA
25
DELISTED
Walgreens Boots Alliance
WBA
$3.56M 1.09%
60,414
-4,178
-6% -$241K
1
2 3 4 5

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Regent Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Regent Investment Management held 218 positions worth $327M, up 7.2% from $305M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Regent Investment Management's Q4 2019 filing shows 12 new, 48 increased, 95 reduced and 8 closed positions. Its largest new stake was Expedia Group: 13,515 shares worth $1.46M. The largest sale was Celgene Corp, an estimated $4.22M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q4 2019 buy was Expedia Group: 13,515 shares worth $1.46M.
  • Regent Investment Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $3.55M increase.
  • Regent Investment Management's biggest Q4 2019 reduction was Booking.com, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Celgene Corp in Q4 2019, selling an estimated $4.22M.
  • Regent Investment Management's ten largest holdings make up 29% of its $327M portfolio in Q4 2019.
  • Regent Investment Management opened 12 new positions and closed 8 in Q4 2019.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $327M.

Based on Regent Investment Management's 13F filing for Q4 2019, filed 30 Jan 2020.