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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$284M
AUM Growth
+$19.3M
Cap. Flow
+$12.8M
Cap. Flow %
4.5%
Top 10 Hldgs %
24.95%
Holding
216
New
13
Increased
60
Reduced
74
Closed
5

Top Buys

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$5.57M
2
BF.B icon
Brown-Forman Class B
BF.B
+$3.41M
3
CAVM
Cavium, Inc.
CAVM
+$1.99M
4
MS icon
Morgan Stanley
MS
+$1.12M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.04M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$4.05M
2
ESRX
Express Scripts Holding Company
ESRX
+$2.04M
3
PYPL icon
PayPal
PYPL
+$1.45M
4
ETP
Energy Transfer Partners L.p.
ETP
+$1.1M
5
CHTR icon
Charter Communications
CHTR
+$1.03M

Sector Composition

Rank Sector Weight
1 Healthcare 19.83%
2 Financials 15.83%
3 Technology 14.44%
4 Communication Services 12.6%
5 Consumer Discretionary 10.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
1
JPMorgan Chase
JPM
$939B
$8.89M 3.13%
97,291
+5,358
+6% +$462K
AAPL icon
2
Apple
AAPL
$4.89T
$8.88M 3.13%
246,656
+20,868
+9% +$771K
META icon
3
Meta Platforms (Facebook)
META
$1.51T
$8.71M 3.07%
57,691
+3,887
+7% +$578K
BKNG icon
4
Booking.com
BKNG
$138B
$7.01M 2.47%
93,750
+4,975
+6% +$365K
CELG
5
DELISTED
Celgene Corp
CELG
$6.79M 2.39%
52,284
+7,095
+16% +$869K
FFKT
6
DELISTED
Farmers Capital Bank Corp
FFKT
$6.33M 2.23%
164,318
-400
-0.2% -$15.9K
GOOG icon
7
Alphabet (Google) Class C
GOOG
$3.9T
$6.3M 2.22%
138,580
+10,120
+8% +$463K
WBA
8
DELISTED
Walgreens Boots Alliance
WBA
$6.24M 2.2%
79,723
-406
-0.5% -$33.4K
JNJ icon
9
Johnson & Johnson
JNJ
$635B
$6.17M 2.17%
46,617
+1,297
+3% +$165K
DXC icon
10
DXC Technology
DXC
$1.63B
$5.57M 1.96%
+83,918
New +$5.57M
PG icon
11
Procter & Gamble
PG
$343B
$5.48M 1.93%
62,927
+5,399
+9% +$476K
CVS icon
12
CVS Health
CVS
$137B
$5.35M 1.88%
66,494
-324
-0.5% -$25.6K
CMCSA icon
13
Comcast
CMCSA
$79.1B
$4.5M 1.58%
115,585
+10,713
+10% +$422K
BF.B icon
14
Brown-Forman Class B
BF.B
$12B
$4.21M 1.48%
135,434
+108,703
+407% +$3.41M
BRK.B icon
15
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.94M 1.38%
23,232
+4,111
+21% +$684K
MS icon
16
Morgan Stanley
MS
$337B
$3.8M 1.34%
85,310
+26,040
+44% +$1.12M
TWX
17
DELISTED
Time Warner Inc
TWX
$3.77M 1.33%
37,534
-1,025
-3% -$102K
MCK icon
18
McKesson
MCK
$98.5B
$3.39M 1.19%
20,599
-836
-4% -$127K
GOOGL icon
19
Alphabet (Google) Class A
GOOGL
$3.91T
$3.36M 1.18%
72,220
-280
-0.4% -$13.1K
ENB icon
20
Enbridge
ENB
$124B
$3.21M 1.13%
80,605
+19,848
+33% +$799K
FDX icon
21
FedEx
FDX
$74.5B
$3.14M 1.1%
14,450
+665
+5% +$131K
LOW icon
22
Lowe's Companies
LOW
$116B
$3.11M 1.1%
40,137
-2,099
-5% -$172K
CAVM
23
DELISTED
Cavium, Inc.
CAVM
$3M 1.06%
48,340
+28,465
+143% +$1.99M
GE icon
24
GE Aerospace
GE
$367B
$2.9M 1.02%
22,433
-437
-2% -$59.9K
SCHW
25
Charles Schwab
SCHW
$177B
$2.86M 1.01%
66,676
+9,715
+17% +$389K
1
2 3 4 5

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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Regent Investment Management's Q2 2017 Portfolio in Review

As of Q2 2017, Regent Investment Management held 216 positions worth $284M, up 7.3% from $265M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $12.8M of net new capital in Q2 2017, opening 13 new positions and adding to 60 existing holdings. Its largest new stake was DXC Technology: 83,918 shares worth $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 21% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Express Scripts Holding Company, an estimated $2.04M trimmed.

  • Regent Investment Management's largest Q2 2017 buy was DXC Technology: 83,918 shares worth $5.57M.
  • Regent Investment Management added most to Brown-Forman Class B in Q2 2017, an estimated $3.41M increase.
  • Regent Investment Management's biggest Q2 2017 reduction was Express Scripts Holding Company, cutting an estimated $2.04M.
  • Regent Investment Management fully exited Computer Sciences in Q2 2017, selling an estimated $4.05M.
  • Regent Investment Management's ten largest holdings make up 25% of its $284M portfolio in Q2 2017.
  • Regent Investment Management opened 13 new positions and closed 5 in Q2 2017.
  • Regent Investment Management's portfolio value rose 7.3% quarter-over-quarter to $284M.

Based on Regent Investment Management's 13F filing for Q2 2017, filed 17 Jul 2017.