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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
-$2.27M
Cap. Flow
-$3.07M
Cap. Flow %
-1.01%
Top 10 Hldgs %
27.8%
Holding
213
New
7
Increased
42
Reduced
103
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.65M
2
VRSN icon
VeriSign
VRSN
+$1.52M
3
CSCO icon
Cisco
CSCO
+$725K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$724K
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$681K

Top Sells

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$1.86M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$766K
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$763K
4
PG icon
Procter & Gamble
PG
+$670K
5
ABT icon
Abbott
ABT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 18.14%
2 Technology 17.68%
3 Financials 16.16%
4 Communication Services 12.24%
5 Consumer Discretionary 10.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$13.6M 4.45%
242,460
+1,860
+0.8% +$97.2K
JPM icon
2
JPMorgan Chase
JPM
$950B
$11.9M 3.91%
101,268
-902
-0.9% -$102K
AMZN icon
3
Amazon
AMZN
$2.48T
$8.74M 2.86%
100,720
+5,220
+5% +$484K
MSFT icon
4
Microsoft
MSFT
$2.92T
$8.62M 2.82%
61,981
-205
-0.3% -$28.2K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.07T
$8.38M 2.75%
137,480
-1,360
-1% -$80.5K
META icon
6
Meta Platforms (Facebook)
META
$1.51T
$8.26M 2.71%
46,391
-165
-0.4% -$31.4K
PG icon
7
Procter & Gamble
PG
$347B
$6.52M 2.14%
52,405
-5,671
-10% -$670K
JNJ icon
8
Johnson & Johnson
JNJ
$643B
$6.51M 2.13%
50,306
-625
-1% -$82.3K
BF.B icon
9
Brown-Forman Class B
BF.B
$13.3B
$6.35M 2.08%
101,125
-92
-0.1% -$5.38K
WSBC icon
10
WesBanco
WSBC
$4.03B
$5.96M 1.95%
159,607
-5,806
-4% -$210K
CSCO icon
11
Cisco
CSCO
$456B
$5.49M 1.8%
111,153
+13,950
+14% +$725K
CVS icon
12
CVS Health
CVS
$140B
$4.82M 1.58%
76,404
+6,475
+9% +$384K
BAC icon
13
Bank of America
BAC
$439B
$4.64M 1.52%
159,063
+4,015
+3% +$115K
VZ icon
14
Verizon
VZ
$201B
$4.57M 1.5%
75,761
-815
-1% -$46.9K
MRK icon
15
Merck
MRK
$326B
$4.42M 1.45%
54,964
-42
-0.1% -$3.37K
CELG
16
DELISTED
Celgene Corp
CELG
$4.22M 1.38%
42,473
-50
-0.1% -$4.75K
BABA icon
17
Alibaba
BABA
$276B
$4.11M 1.35%
24,560
+1,520
+7% +$261K
BKNG icon
18
Booking.com
BKNG
$154B
$4.07M 1.33%
51,800
-1,350
-3% -$105K
T icon
19
AT&T
T
$169B
$3.84M 1.26%
134,506
-3,595
-3% -$95.2K
PPLI
20
People Inc
PPLI
$3.13B
$3.63M 1.19%
93,219
-4,281
-4% -$183K
WBA
21
DELISTED
Walgreens Boots Alliance
WBA
$3.57M 1.17%
64,592
-8,615
-12% -$462K
HZNP
22
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3.55M 1.16%
130,335
+1,225
+0.9% +$31.7K
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$4.08T
$3.38M 1.11%
55,340
-20
-0% -$1.18K
C icon
24
Citigroup
C
$222B
$3.36M 1.1%
48,600
+1,515
+3% +$103K
WMB icon
25
Williams Companies
WMB
$85.8B
$3.35M 1.1%
139,080
+12,225
+10% +$308K
1
2 3 4 5

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MPAM
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Regent Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Regent Investment Management held 213 positions worth $305M, down 0.74% from $307M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Regent Investment Management's Q3 2019 filing shows 7 new, 42 increased, 103 reduced and 7 closed positions. Its largest new stake was VeriSign: 7,375 shares worth $1.39M. The largest sale was DXC Technology, an estimated $1.86M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2019 buy was VeriSign: 7,375 shares worth $1.39M.
  • Regent Investment Management added most to Qualcomm in Q3 2019, an estimated $1.65M increase.
  • Regent Investment Management's biggest Q3 2019 reduction was DXC Technology, cutting an estimated $1.86M.
  • Regent Investment Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2019, selling an estimated $763K.
  • Regent Investment Management's ten largest holdings make up 28% of its $305M portfolio in Q3 2019.
  • Regent Investment Management opened 7 new positions and closed 7 in Q3 2019.
  • Regent Investment Management's portfolio value fell 0.74% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q3 2019, filed 17 Oct 2019.