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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$255K
Cap. Flow
-$8.24M
Cap. Flow %
-4.23%
Top 10 Hldgs %
24.7%
Holding
205
New
15
Increased
42
Reduced
84
Closed
11

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.47M
2
BUD icon
AB InBev
BUD
+$723K
3
BHI
Baker Hughes
BHI
+$603K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$517K
5
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
+$515K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.69M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.02M
3
DEO icon
Diageo
DEO
+$736K
4
HRI icon
Herc Holdings
HRI
+$663K
5
DIS icon
Walt Disney
DIS
+$622K

Sector Composition

Rank Sector Weight
1 Healthcare 25.85%
2 Financials 11.43%
3 Technology 10.5%
4 Energy 10.46%
5 Consumer Staples 9.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
1
CVS Health
CVS
$137B
$6.71M 3.44%
69,633
-2,490
-3% -$219K
AAPL icon
2
Apple
AAPL
$4.95T
$6.27M 3.22%
227,312
-11,300
-5% -$307K
WBA
3
DELISTED
Walgreens Boots Alliance
WBA
$5.41M 2.78%
71,020
-1,905
-3% -$127K
GOOG icon
4
Alphabet (Google) Class C
GOOG
$3.99T
$4.7M 2.41%
178,529
+6,197
+4% +$166K
JNJ icon
5
Johnson & Johnson
JNJ
$641B
$4.45M 2.28%
42,564
-4,450
-9% -$469K
PG icon
6
Procter & Gamble
PG
$346B
$4.3M 2.21%
47,176
-6,446
-12% -$567K
MCK icon
7
McKesson
MCK
$99.5B
$4.23M 2.17%
20,390
+650
+3% +$132K
FFKT
8
DELISTED
Farmers Capital Bank Corp
FFKT
$4.12M 2.11%
176,752
– –
GILD icon
9
Gilead Sciences
GILD
$162B
$3.98M 2.04%
42,260
-3,375
-7% -$349K
CELG
10
DELISTED
Celgene Corp
CELG
$3.95M 2.03%
35,284
-125
-0.4% -$13.2K
JPM icon
11
JPMorgan Chase
JPM
$947B
$3.86M 1.98%
61,698
-3,055
-5% -$184K
M icon
12
Macy's
M
$6.57B
$3.66M 1.88%
55,720
-3,200
-5% -$194K
KMI icon
13
Kinder Morgan
KMI
$70.6B
$3.23M 1.66%
76,383
-2,157
-3% -$84.9K
VFC icon
14
VF Corp
VFC
$6.72B
$3.05M 1.56%
43,213
-148
-0.3% -$9.79K
TWX
15
DELISTED
Time Warner Inc
TWX
$2.73M 1.4%
31,975
-1,050
-3% -$83.7K
CVX icon
16
Chevron
CVX
$378B
$2.68M 1.37%
23,874
-975
-4% -$111K
BKNG icon
17
Booking.com
BKNG
$145B
$2.41M 1.24%
52,900
+525
+1% +$23.7K
WMB icon
18
Williams Companies
WMB
$86.6B
$2.37M 1.22%
52,685
+3,690
+8% +$189K
VZ icon
19
Verizon
VZ
$198B
$2.36M 1.21%
50,424
+575
+1% +$28.1K
COR icon
20
Cencora
COR
$60.5B
$2.31M 1.19%
25,679
-1,200
-4% -$103K
DEO icon
21
Diageo
DEO
$47.3B
$2.31M 1.19%
20,284
-6,335
-24% -$736K
ESRX
22
DELISTED
Express Scripts Holding Company
ESRX
$2.29M 1.17%
26,992
-3,081
-10% -$241K
CSCO icon
23
Cisco
CSCO
$452B
$2.27M 1.17%
81,604
-5,600
-6% -$145K
VTRS icon
24
Viatris
VTRS
$20.5B
$2.26M 1.16%
40,075
+185
+0.5% +$9.93K
DD
25
DELISTED
Du Pont De Nemours E I
DD
$2.25M 1.16%
32,106
-1,095
-3% -$73.2K
1
2 3 4 5

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MPAM
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Regent Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Regent Investment Management held 205 positions worth $195M, down 0.13% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management withdrew a net $8.24M in Q4 2014, closing 11 positions and reducing 84 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Financials and Technology.

Against the trend, Regent Investment Management opened a new position in AB InBev worth $733K.

  • Regent Investment Management's largest Q4 2014 buy was AB InBev: 6,525 shares worth $733K.
  • Regent Investment Management added most to iShares Russell 2000 Growth ETF in Q4 2014, an estimated $1.47M increase.
  • Regent Investment Management's biggest Q4 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.02M.
  • Regent Investment Management fully exited iShares Russell Mid-Cap Value ETF in Q4 2014, selling an estimated $1.69M.
  • Regent Investment Management's ten largest holdings make up 25% of its $195M portfolio in Q4 2014.
  • Regent Investment Management opened 15 new positions and closed 11 in Q4 2014.
  • Regent Investment Management's portfolio value fell 0.13% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2014, filed 14 Jan 2015.