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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-13.94%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$52.2M
Cap. Flow
-$3.74M
Cap. Flow %
-1.4%
Top 10 Hldgs %
26.71%
Holding
213
New
9
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.59M
2
BIDU icon
Baidu
BIDU
+$988K
3
ET icon
Energy Transfer Partners
ET
+$866K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$761K
5
BDX icon
Becton Dickinson
BDX
+$752K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.18M
2
VTRS icon
Viatris
VTRS
+$1.15M
3
ESRX
Express Scripts Holding Company
ESRX
+$1.08M
4
ETP
Energy Transfer Partners, L.P.
ETP
+$1.04M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 19.23%
2 Financials 16.23%
3 Technology 15.59%
4 Communication Services 12.42%
5 Consumer Discretionary 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
1
JPMorgan Chase
JPM
$950B
$10.2M 3.83%
104,800
+1,306
+1% +$139K
AAPL icon
2
Apple
AAPL
$4.99T
$9.77M 3.66%
247,640
+6,720
+3% +$326K
GOOG icon
3
Alphabet (Google) Class C
GOOG
$4.07T
$7.53M 2.82%
145,360
+1,000
+0.7% +$53.5K
AMZN icon
4
Amazon
AMZN
$2.48T
$7.05M 2.64%
93,900
-1,060
-1% -$88.1K
META icon
5
Meta Platforms (Facebook)
META
$1.51T
$7.01M 2.62%
53,461
-3,945
-7% -$572K
JNJ icon
6
Johnson & Johnson
JNJ
$643B
$6.85M 2.56%
53,048
+1,608
+3% +$224K
WSBC icon
7
WesBanco
WSBC
$4.03B
$6.24M 2.34%
169,959
– –
PG icon
8
Procter & Gamble
PG
$347B
$5.88M 2.2%
63,943
-369
-0.6% -$33K
MSFT icon
9
Microsoft
MSFT
$2.92T
$5.65M 2.12%
55,606
+24,168
+77% +$2.59M
WBA
10
DELISTED
Walgreens Boots Alliance
WBA
$5.13M 1.92%
75,022
-1,680
-2% -$130K
BF.B icon
11
Brown-Forman Class B
BF.B
$13.3B
$4.82M 1.8%
101,217
+165
+0.2% +$7.84K
CVS icon
12
CVS Health
CVS
$140B
$4.64M 1.74%
70,774
+4,451
+7% +$332K
DXC icon
13
DXC Technology
DXC
$1.76B
$4.45M 1.67%
83,765
-405
-0.5% -$28K
BKNG icon
14
Booking.com
BKNG
$154B
$4.19M 1.57%
60,775
– –
CSCO icon
15
Cisco
CSCO
$456B
$3.66M 1.37%
84,565
+7,572
+10% +$346K
BAC icon
16
Bank of America
BAC
$439B
$3.63M 1.36%
147,278
-15,682
-10% -$425K
MRK icon
17
Merck
MRK
$326B
$3.5M 1.31%
48,013
-524
-1% -$37K
VZ icon
18
Verizon
VZ
$201B
$3.44M 1.29%
61,211
+705
+1% +$40K
MS icon
19
Morgan Stanley
MS
$333B
$3.38M 1.27%
85,300
-10,665
-11% -$465K
PPLI
20
People Inc
PPLI
$3.13B
$3.34M 1.25%
102,144
-3,218
-3% -$108K
BABA icon
21
Alibaba
BABA
$276B
$3.18M 1.19%
23,220
-7,990
-26% -$1.18M
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$4.08T
$3.05M 1.14%
58,400
-1,140
-2% -$61.6K
FDX icon
23
FedEx
FDX
$74B
$2.94M 1.1%
18,241
-45
-0.2% -$9.52K
T icon
24
AT&T
T
$169B
$2.8M 1.05%
130,008
+5,760
+5% +$134K
UL icon
25
Unilever
UL
$144B
$2.75M 1.03%
46,692
-1,734
-4% -$105K
1
2 3 4 5

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MAG
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MPAM
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LDFR
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Regent Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Regent Investment Management held 213 positions worth $267M, down 16% from $319M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2018 filing shows 9 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was Energy Transfer Partners: 57,050 shares worth $753K. The largest sale was Alibaba, an estimated $1.18M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2018 buy was Energy Transfer Partners: 57,050 shares worth $753K.
  • Regent Investment Management added most to Microsoft in Q4 2018, an estimated $2.59M increase.
  • Regent Investment Management's biggest Q4 2018 reduction was Alibaba, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.08M.
  • Regent Investment Management's ten largest holdings make up 27% of its $267M portfolio in Q4 2018.
  • Regent Investment Management opened 9 new positions and closed 17 in Q4 2018.
  • Regent Investment Management's portfolio value fell 16% quarter-over-quarter to $267M.

Based on Regent Investment Management's 13F filing for Q4 2018, filed 22 Jan 2019.