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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$7.82M
Cap. Flow
-$3.22M
Cap. Flow %
-1.06%
Top 10 Hldgs %
25.23%
Holding
214
New
4
Increased
56
Reduced
91
Closed
8

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$2.43M
2
UL icon
Unilever
UL
+$1.85M
3
VTRS icon
Viatris
VTRS
+$1.38M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$940K
5
PPLI
People Inc
PPLI
+$772K

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.43M
2
GE icon
GE Aerospace
GE
+$1.04M
3
MRK icon
Merck
MRK
+$1.01M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$976K
5
HUM icon
Humana
HUM
+$685K

Sector Composition

Rank Sector Weight
1 Healthcare 18.38%
2 Financials 16.16%
3 Technology 15.66%
4 Communication Services 12.04%
5 Consumer Discretionary 11.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
1
JPMorgan Chase
JPM
$939B
$11.2M 3.66%
104,450
-1,012
-1% -$102K
META icon
2
Meta Platforms (Facebook)
META
$1.51T
$10.6M 3.47%
59,951
+1,210
+2% +$214K
AAPL icon
3
Apple
AAPL
$4.89T
$10.5M 3.44%
247,808
+60
+0% +$2.51K
DXC icon
4
DXC Technology
DXC
$1.63B
$7.62M 2.5%
92,797
+2,669
+3% +$216K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$3.9T
$7.31M 2.4%
139,660
+980
+0.7% +$49.9K
JNJ icon
6
Johnson & Johnson
JNJ
$635B
$6.59M 2.16%
47,171
+385
+0.8% +$53.6K
FFKT
7
DELISTED
Farmers Capital Bank Corp
FFKT
$6.33M 2.08%
164,318
– –
WBA
8
DELISTED
Walgreens Boots Alliance
WBA
$5.83M 1.91%
80,354
-7,663
-9% -$540K
BKNG icon
9
Booking.com
BKNG
$138B
$5.58M 1.83%
80,250
-3,850
-5% -$279K
BF.B icon
10
Brown-Forman Class B
BF.B
$12B
$5.42M 1.78%
123,403
-12,031
-9% -$459K
AMZN icon
11
Amazon
AMZN
$2.5T
$5.34M 1.75%
91,280
-260
-0.3% -$14.3K
CELG
12
DELISTED
Celgene Corp
CELG
$5.22M 1.71%
50,063
-4,431
-8% -$500K
CVS icon
13
CVS Health
CVS
$137B
$4.88M 1.6%
67,364
+1,470
+2% +$107K
PG icon
14
Procter & Gamble
PG
$343B
$4.86M 1.6%
52,916
-1,379
-3% -$124K
MS icon
15
Morgan Stanley
MS
$337B
$4.84M 1.59%
92,175
+3,515
+4% +$178K
BABA icon
16
Alibaba
BABA
$269B
$4.27M 1.4%
24,740
+13,565
+121% +$2.43M
CAVM
17
DELISTED
Cavium, Inc.
CAVM
$4.06M 1.33%
48,450
-2,760
-5% -$214K
CMCSA icon
18
Comcast
CMCSA
$79.1B
$3.89M 1.28%
97,215
-5,489
-5% -$206K
FDX icon
19
FedEx
FDX
$74.5B
$3.75M 1.23%
15,010
+35
+0.2% +$8K
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.6M 1.18%
18,148
-1,129
-6% -$214K
GOOGL icon
21
Alphabet (Google) Class A
GOOGL
$3.91T
$3.52M 1.15%
66,740
-2,780
-4% -$144K
LOW icon
22
Lowe's Companies
LOW
$116B
$3.29M 1.08%
35,361
-4,831
-12% -$399K
TWX
23
DELISTED
Time Warner Inc
TWX
$3.01M 0.99%
32,947
-4,087
-11% -$386K
CVX icon
24
Chevron
CVX
$388B
$2.99M 0.98%
23,916
-622
-3% -$73.8K
WDC icon
25
Western Digital
WDC
$179B
$2.98M 0.98%
49,520
+3,612
+8% +$233K
1
2 3 4 5

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Regent Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Regent Investment Management held 214 positions worth $305M, up 2.6% from $297M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management's Q4 2017 filing shows 4 new, 56 increased, 91 reduced and 8 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K. The largest sale was Sysco, an estimated $1.43M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2017 buy was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K.
  • Regent Investment Management added most to Alibaba in Q4 2017, an estimated $2.43M increase.
  • Regent Investment Management's biggest Q4 2017 reduction was GE Aerospace, cutting an estimated $1.04M.
  • Regent Investment Management fully exited Sysco in Q4 2017, selling an estimated $1.43M.
  • Regent Investment Management's ten largest holdings make up 25% of its $305M portfolio in Q4 2017.
  • Regent Investment Management opened 4 new positions and closed 8 in Q4 2017.
  • Regent Investment Management's portfolio value rose 2.6% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q4 2017, filed 26 Jan 2018.