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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.96%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$203M
AUM Growth
+$13.7M
Cap. Flow
+$3.71M
Cap. Flow %
1.83%
Top 10 Hldgs %
23.06%
Holding
201
New
13
Increased
53
Reduced
58
Closed
4

Top Buys

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$1.41M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.37M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$944K
4
BKNG icon
Booking.com
BKNG
+$870K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$497K

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.6M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.38M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$971K
4
VOD icon
Vodafone
VOD
+$725K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$487K

Sector Composition

Rank Sector Weight
1 Healthcare 23.35%
2 Energy 12.31%
3 Financials 11.65%
4 Consumer Staples 11.22%
5 Technology 9.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$5.76M 2.84%
247,912
-3,220
-1% -$68.5K
CVS icon
2
CVS Health
CVS
$137B
$5.46M 2.69%
72,461
+1,235
+2% +$93.3K
JNJ icon
3
Johnson & Johnson
JNJ
$635B
$5.34M 2.63%
51,022
+125
+0.2% +$12.6K
WBA
4
DELISTED
Walgreens Boots Alliance
WBA
$5.32M 2.62%
71,810
+55
+0.1% +$3.84K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$3.9T
$4.99M 2.46%
172,653
+16,108
+10% +$437K
PG icon
6
Procter & Gamble
PG
$343B
$4.35M 2.14%
55,359
+1,610
+3% +$130K
GILD icon
7
Gilead Sciences
GILD
$161B
$4.15M 2.05%
50,047
+330
+0.7% +$25.7K
FFKT
8
DELISTED
Farmers Capital Bank Corp
FFKT
$3.89M 1.92%
172,202
– –
JPM icon
9
JPMorgan Chase
JPM
$939B
$3.82M 1.88%
66,271
+916
+1% +$51.5K
MCK icon
10
McKesson
MCK
$98.5B
$3.7M 1.83%
19,888
-70
-0.4% -$12.5K
DEO icon
11
Diageo
DEO
$46.2B
$3.66M 1.8%
28,744
+365
+1% +$46K
M icon
12
Macy's
M
$6.15B
$3.56M 1.76%
61,420
+450
+0.7% +$26.1K
HAL icon
13
Halliburton
HAL
$27.9B
$3.23M 1.59%
45,555
+2,185
+5% +$140K
CVX icon
14
Chevron
CVX
$388B
$3.23M 1.59%
24,759
-10
-0% -$1.24K
WMB icon
15
Williams Companies
WMB
$90.5B
$3.01M 1.48%
51,695
-1,560
-3% -$72.3K
KO icon
16
Coca-Cola
KO
$354B
$2.88M 1.42%
67,937
+45
+0.1% +$1.83K
CELG
17
DELISTED
Celgene Corp
CELG
$2.87M 1.42%
33,464
+2,760
+9% +$210K
VFC icon
18
VF Corp
VFC
$6.68B
$2.55M 1.26%
42,970
– –
IBM icon
19
IBM
IBM
$202B
$2.49M 1.23%
14,391
-209
-1% -$37.6K
VZ icon
20
Verizon
VZ
$194B
$2.47M 1.22%
50,419
+1,056
+2% +$51.2K
TWX
21
DELISTED
Time Warner Inc
TWX
$2.4M 1.18%
34,150
-2,136
-6% -$140K
LRFC
22
DELISTED
Logan Ridge Finance Corp
LRFC
$2.32M 1.15%
20,503
+1,317
+7% +$146K
KMI icon
23
Kinder Morgan
KMI
$73.1B
$2.27M 1.12%
62,530
+250
+0.4% +$8.44K
VWO icon
24
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.23M 1.1%
51,782
+22,415
+76% +$944K
DD
25
DELISTED
Du Pont De Nemours E I
DD
$2.22M 1.1%
35,774
-705
-2% -$45.3K
1
2 3 4 5

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MPAM
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Regent Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, Regent Investment Management held 201 positions worth $203M, up 7.2% from $189M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management's Q2 2014 filing shows 13 new, 53 increased, 58 reduced and 4 closed positions. Its largest new stake was iShares MSCI Brazil ETF: 29,495 shares worth $1.41M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 23% a quarter earlier, followed by Energy and Financials.

  • Regent Investment Management's largest Q2 2014 buy was iShares MSCI Brazil ETF: 29,495 shares worth $1.41M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Value ETF in Q2 2014, an estimated $1.37M increase.
  • Regent Investment Management's biggest Q2 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.6M.
  • Regent Investment Management fully exited Vodafone in Q2 2014, selling an estimated $725K.
  • Regent Investment Management's ten largest holdings make up 23% of its $203M portfolio in Q2 2014.
  • Regent Investment Management opened 13 new positions and closed 4 in Q2 2014.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $203M.

Based on Regent Investment Management's 13F filing for Q2 2014, filed 23 Jul 2014.