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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$418M
AUM Growth
-$9.03M
Cap. Flow
-$2.25M
Cap. Flow %
-0.54%
Top 10 Hldgs %
35.1%
Holding
220
New
10
Increased
58
Reduced
69
Closed
6

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.51M
2
XYZ
Block Inc
XYZ
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
PVH icon
PVH
PVH
+$1.05M
5
BIDU icon
Baidu
BIDU
+$448K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.43M
2
META icon
Meta Platforms (Facebook)
META
+$1.16M
3
BABA icon
Alibaba
BABA
+$1.15M
4
CSCO icon
Cisco
CSCO
+$934K
5
AAPL icon
Apple
AAPL
+$782K

Sector Composition

Rank Sector Weight
1 Technology 22.36%
2 Healthcare 18.4%
3 Communication Services 14.15%
4 Financials 12.75%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.9T
$27.8M 6.65%
196,247
-5,311
-3% -$782K
AMZN icon
2
Amazon
AMZN
$2.53T
$18.2M 4.35%
110,540
+6,080
+6% +$1.05M
GOOG icon
3
Alphabet (Google) Class C
GOOG
$4.08T
$17.4M 4.17%
130,540
-2,020
-2% -$278K
MSFT icon
4
Microsoft
MSFT
$3.35T
$15.9M 3.81%
56,382
-615
-1% -$179K
JPM icon
5
JPMorgan Chase
JPM
$933B
$14.9M 3.58%
91,228
-1,998
-2% -$313K
META icon
6
Meta Platforms (Facebook)
META
$1.37T
$14.4M 3.45%
42,425
-3,222
-7% -$1.16M
HZNP
7
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$11.4M 2.73%
104,034
-5,765
-5% -$598K
JNJ icon
8
Johnson & Johnson
JNJ
$617B
$9.98M 2.39%
61,770
-430
-0.7% -$73.4K
BF.B icon
9
Brown-Forman Class B
BF.B
$13.2B
$8.73M 2.09%
130,215
-48,465
-27% -$3.43M
QCOM icon
10
Qualcomm
QCOM
$160B
$7.92M 1.9%
61,439
+65
+0.1% +$9.22K
CVS icon
11
CVS Health
CVS
$134B
$7.47M 1.79%
88,082
-79
-0.1% -$6.62K
PG icon
12
Procter & Gamble
PG
$335B
$6.88M 1.65%
49,243
-323
-0.7% -$45.8K
GOOGL icon
13
Alphabet (Google) Class A
GOOGL
$4.08T
$6.52M 1.56%
48,780
-580
-1% -$78.9K
BMY icon
14
Bristol-Myers Squibb
BMY
$132B
$6.05M 1.45%
102,221
+1,095
+1% +$72.1K
SWKS icon
15
Skyworks Solutions
SWKS
$9.4B
$5.34M 1.28%
32,385
+125
+0.4% +$22.9K
AVGO icon
16
Broadcom
AVGO
$1.85T
$4.93M 1.18%
101,650
-900
-0.9% -$43.8K
MS icon
17
Morgan Stanley
MS
$330B
$4.88M 1.17%
50,095
-785
-2% -$77.8K
PFE icon
18
Pfizer
PFE
$142B
$4.85M 1.16%
112,670
-1,372
-1% -$60.8K
MRK icon
19
Merck
MRK
$321B
$4.56M 1.09%
60,702
-185
-0.3% -$14.1K
CMCSA icon
20
Comcast
CMCSA
$84B
$4.55M 1.09%
81,448
+1,510
+2% +$88K
BAC icon
21
Bank of America
BAC
$433B
$4.55M 1.09%
107,146
-535
-0.5% -$21.6K
VZ icon
22
Verizon
VZ
$193B
$4.28M 1.03%
79,284
-3,775
-5% -$209K
C icon
23
Citigroup
C
$222B
$4.1M 0.98%
58,388
-479
-0.8% -$33.5K
V icon
24
Visa
V
$673B
$3.91M 0.94%
17,565
+61
+0.3% +$14.3K
TMO icon
25
Thermo Fisher Scientific
TMO
$214B
$3.9M 0.93%
6,825
-120
-2% -$65.9K
1
2 3 4 5

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MPAM
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Regent Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regent Investment Management held 220 positions worth $418M, down 2.1% from $427M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q3 2021 filing shows 10 new, 58 increased, 69 reduced and 6 closed positions. Its largest new stake was PVH: 9,735 shares worth $1M. The largest sale was Brown-Forman Class B, an estimated $3.43M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2021 buy was PVH: 9,735 shares worth $1M.
  • Regent Investment Management added most to Freeport-McMoran in Q3 2021, an estimated $2.51M increase.
  • Regent Investment Management's biggest Q3 2021 reduction was Brown-Forman Class B, cutting an estimated $3.43M.
  • Regent Investment Management fully exited PPL Corp in Q3 2021, selling an estimated $741K.
  • Regent Investment Management's ten largest holdings make up 35% of its $418M portfolio in Q3 2021.
  • Regent Investment Management opened 10 new positions and closed 6 in Q3 2021.
  • Regent Investment Management's portfolio value fell 2.1% quarter-over-quarter to $418M.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.