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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
+$4.23M
Cap. Flow %
0.92%
Top 10 Hldgs %
35.67%
Holding
225
New
11
Increased
71
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
AXP icon
American Express
AXP
+$1.68M
2
GS icon
Goldman Sachs
GS
+$859K
3
MSFT icon
Microsoft
MSFT
+$611K
4
CLF icon
Cleveland-Cliffs
CLF
+$551K
5
AMZN icon
Amazon
AMZN
+$503K

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$929K
3
MS icon
Morgan Stanley
MS
+$859K
4
BF.B icon
Brown-Forman Class B
BF.B
+$774K
5
VALE icon
Vale
VALE
+$496K

Sector Composition

Rank Sector Weight
1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.9T
$35.3M 7.7%
198,941
+2,694
+1% +$426K
MSFT icon
2
Microsoft
MSFT
$3.35T
$19.6M 4.27%
58,267
+1,885
+3% +$611K
GOOG icon
3
Alphabet (Google) Class C
GOOG
$4.08T
$19M 4.14%
131,340
+800
+0.6% +$116K
AMZN icon
4
Amazon
AMZN
$2.53T
$18.9M 4.12%
113,480
+2,940
+3% +$503K
JPM icon
5
JPMorgan Chase
JPM
$933B
$14.6M 3.18%
92,062
+834
+0.9% +$137K
META icon
6
Meta Platforms (Facebook)
META
$1.37T
$14M 3.06%
41,748
-677
-2% -$225K
QCOM icon
7
Qualcomm
QCOM
$160B
$11.2M 2.44%
61,327
-112
-0.2% -$17.9K
HZNP
8
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$11.2M 2.44%
104,063
+29
+0% +$3.16K
JNJ icon
9
Johnson & Johnson
JNJ
$617B
$10.6M 2.32%
62,175
+405
+0.7% +$66.3K
CVS icon
10
CVS Health
CVS
$134B
$9.15M 1.99%
88,694
+612
+0.7% +$56.6K
BF.B icon
11
Brown-Forman Class B
BF.B
$13.2B
$8.69M 1.89%
119,331
-10,884
-8% -$774K
PG icon
12
Procter & Gamble
PG
$335B
$8.03M 1.75%
49,081
-162
-0.3% -$24.1K
GOOGL icon
13
Alphabet (Google) Class A
GOOGL
$4.08T
$7.19M 1.57%
49,660
+880
+2% +$127K
AVGO icon
14
Broadcom
AVGO
$1.85T
$6.73M 1.47%
101,100
-550
-0.5% -$30.9K
PFE icon
15
Pfizer
PFE
$142B
$6.64M 1.45%
112,430
-240
-0.2% -$11.9K
BMY icon
16
Bristol-Myers Squibb
BMY
$132B
$6.13M 1.34%
98,286
-3,935
-4% -$231K
MU icon
17
Micron Technology
MU
$988B
$5.3M 1.15%
56,863
+2,670
+5% +$208K
SWKS icon
18
Skyworks Solutions
SWKS
$9.4B
$5.12M 1.12%
33,030
+645
+2% +$103K
BAC icon
19
Bank of America
BAC
$433B
$4.91M 1.07%
110,396
+3,250
+3% +$148K
MRK icon
20
Merck
MRK
$321B
$4.81M 1.05%
62,775
+2,073
+3% +$165K
UNH icon
21
UnitedHealth
UNH
$383B
$4.79M 1.04%
9,543
-59
-0.6% -$26.7K
TMO icon
22
Thermo Fisher Scientific
TMO
$214B
$4.52M 0.99%
6,775
-50
-0.7% -$31.2K
CMCSA icon
23
Comcast
CMCSA
$84B
$4.13M 0.9%
82,048
+600
+0.7% +$31.3K
MS icon
24
Morgan Stanley
MS
$330B
$4.07M 0.89%
41,470
-8,625
-17% -$859K
V icon
25
Visa
V
$673B
$3.98M 0.87%
18,360
+795
+5% +$171K
1
2 3 4 5

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Regent Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Regent Investment Management held 225 positions worth $459M, up 9.9% from $418M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2021 filing shows 11 new, 71 increased, 64 reduced and 5 closed positions. Its largest new stake was Cleveland-Cliffs: 25,600 shares worth $557K. The largest sale was iShares Core Dividend Growth ETF, an estimated $1.03M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2021 buy was Cleveland-Cliffs: 25,600 shares worth $557K.
  • Regent Investment Management added most to American Express in Q4 2021, an estimated $1.68M increase.
  • Regent Investment Management's biggest Q4 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $1.03M.
  • Regent Investment Management fully exited Canadian Solar in Q4 2021, selling an estimated $270K.
  • Regent Investment Management's ten largest holdings make up 36% of its $459M portfolio in Q4 2021.
  • Regent Investment Management opened 11 new positions and closed 5 in Q4 2021.
  • Regent Investment Management's portfolio value rose 9.9% quarter-over-quarter to $459M.

Based on Regent Investment Management's 13F filing for Q4 2021, filed 27 Jan 2022.