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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.03%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$323M
AUM Growth
+$22.4M
Cap. Flow
-$5.53M
Cap. Flow %
-1.71%
Top 10 Hldgs %
36.21%
Holding
196
New
10
Increased
43
Reduced
99
Closed
7

Top Buys

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$3.12M
2
RTX icon
RTX Corp
RTX
+$915K
3
MCHI icon
iShares MSCI China ETF
MCHI
+$598K
4
AMZN icon
Amazon
AMZN
+$590K
5
LITE icon
Lumentum
LITE
+$376K

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$2.87M
2
BF.B icon
Brown-Forman Class B
BF.B
+$2.47M
3
AAPL icon
Apple
AAPL
+$655K
4
PG icon
Procter & Gamble
PG
+$479K
5
JNJ icon
Johnson & Johnson
JNJ
+$463K

Sector Composition

Rank Sector Weight
1 Technology 23.07%
2 Healthcare 19.63%
3 Communication Services 14.04%
4 Financials 11.41%
5 Consumer Discretionary 10.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$24.7M 7.65%
213,514
-6,006
-3% -$655K
AMZN icon
2
Amazon
AMZN
$2.92T
$15.5M 4.8%
98,700
+3,740
+4% +$590K
META icon
3
Meta Platforms (Facebook)
META
$1.42T
$12.5M 3.87%
47,740
-610
-1% -$157K
MSFT icon
4
Microsoft
MSFT
$3.45T
$12M 3.72%
57,249
+1,054
+2% +$221K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.36T
$9.87M 3.05%
134,280
+900
+0.7% +$68.7K
JPM icon
6
JPMorgan Chase
JPM
$935B
$9.21M 2.85%
95,702
-2,845
-3% -$279K
JNJ icon
7
Johnson & Johnson
JNJ
$618B
$9.18M 2.84%
61,641
-3,128
-5% -$463K
HZNP
8
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$9.17M 2.83%
118,027
-6,666
-5% -$459K
QCOM icon
9
Qualcomm
QCOM
$155B
$7.75M 2.4%
65,861
+37
+0.1% +$3.95K
BF.B icon
10
Brown-Forman Class B
BF.B
$13.2B
$7.13M 2.21%
94,725
-34,511
-27% -$2.47M
PG icon
11
Procter & Gamble
PG
$336B
$7M 2.17%
50,388
-3,610
-7% -$479K
BABA icon
12
Alibaba
BABA
$293B
$6.12M 1.89%
20,808
-112
-0.5% -$29.5K
BMY icon
13
Bristol-Myers Squibb
BMY
$133B
$6.02M 1.86%
99,786
+1,635
+2% +$98.4K
VZ icon
14
Verizon
VZ
$195B
$4.74M 1.47%
79,654
-3,375
-4% -$196K
MRK icon
15
Merck
MRK
$322B
$4.67M 1.44%
58,997
-1,913
-3% -$150K
SWKS icon
16
Skyworks Solutions
SWKS
$9.37B
$4.5M 1.39%
30,925
-60
-0.2% -$8.34K
CVS icon
17
CVS Health
CVS
$133B
$4.32M 1.34%
74,003
-893
-1% -$55.6K
AVGO icon
18
Broadcom
AVGO
$1.85T
$3.89M 1.2%
106,670
+8,570
+9% +$287K
T icon
19
AT&T
T
$159B
$3.66M 1.13%
170,134
-9,170
-5% -$205K
GOOGL icon
20
Alphabet (Google) Class A
GOOGL
$4.36T
$3.65M 1.13%
49,860
-2,760
-5% -$210K
TMO icon
21
Thermo Fisher Scientific
TMO
$213B
$3.47M 1.07%
7,852
-70
-0.9% -$28.9K
V icon
22
Visa
V
$684B
$3.43M 1.06%
17,154
+375
+2% +$74.9K
CSCO icon
23
Cisco
CSCO
$457B
$3.35M 1.04%
85,184
-6,625
-7% -$289K
MTCH icon
24
Match Group
MTCH
$9.19B
$3.26M 1.01%
+29,500
New +$3.12M
UNH icon
25
UnitedHealth
UNH
$376B
$3.05M 0.94%
9,795
-1,004
-9% -$308K
1
2 3 4 5

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Regent Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Regent Investment Management held 196 positions worth $323M, up 7.4% from $301M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q3 2020 filing shows 10 new, 43 increased, 99 reduced and 7 closed positions. Its largest new stake was Match Group: 29,500 shares worth $3.26M. The largest sale was People Inc, an estimated $2.87M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2020 buy was Match Group: 29,500 shares worth $3.26M.
  • Regent Investment Management added most to RTX Corp in Q3 2020, an estimated $915K increase.
  • Regent Investment Management's biggest Q3 2020 reduction was People Inc, cutting an estimated $2.87M.
  • Regent Investment Management fully exited Delta Air Lines in Q3 2020, selling an estimated $272K.
  • Regent Investment Management's ten largest holdings make up 36% of its $323M portfolio in Q3 2020.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2020.
  • Regent Investment Management's portfolio value rose 7.4% quarter-over-quarter to $323M.

Based on Regent Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.