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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+14.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$300M
AUM Growth
+$33.3M
Cap. Flow
-$1.29M
Cap. Flow %
-0.43%
Top 10 Hldgs %
26.5%
Holding
213
New
17
Increased
45
Reduced
107
Closed
6

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$892K
2
AVGO icon
Broadcom
AVGO
+$836K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$722K
4
MSFT icon
Microsoft
MSFT
+$688K
5
VZ icon
Verizon
VZ
+$676K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.15M
2
WHR icon
Whirlpool
WHR
+$586K
3
ALB icon
Albemarle
ALB
+$446K
4
CMCSA icon
Comcast
CMCSA
+$437K
5
BKNG icon
Booking.com
BKNG
+$419K

Sector Composition

Rank Sector Weight
1 Healthcare 18.55%
2 Technology 16.88%
3 Financials 15.69%
4 Communication Services 12.11%
5 Consumer Discretionary 11.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$5.05T
$11.5M 3.83%
242,452
-5,188
-2% -$220K
JPM icon
2
JPMorgan Chase
JPM
$930B
$10.5M 3.48%
103,300
-1,500
-1% -$155K
AMZN icon
3
Amazon
AMZN
$2.49T
$8.64M 2.88%
97,060
+3,160
+3% +$263K
GOOG icon
4
Alphabet (Google) Class C
GOOG
$4.14T
$8.35M 2.78%
142,320
-3,040
-2% -$171K
META icon
5
Meta Platforms (Facebook)
META
$1.52T
$7.7M 2.56%
46,206
-7,255
-14% -$1.15M
MSFT icon
6
Microsoft
MSFT
$2.95T
$7.3M 2.43%
61,911
+6,305
+11% +$688K
JNJ icon
7
Johnson & Johnson
JNJ
$642B
$7.1M 2.36%
50,771
-2,277
-4% -$305K
WSBC icon
8
WesBanco
WSBC
$4.03B
$6.76M 2.25%
169,959
– –
PG icon
9
Procter & Gamble
PG
$338B
$6.42M 2.14%
61,676
-2,267
-4% -$221K
BF.B icon
10
Brown-Forman Class B
BF.B
$13.6B
$5.34M 1.78%
101,217
– –
DXC icon
11
DXC Technology
DXC
$1.9B
$5.17M 1.72%
80,368
-3,397
-4% -$217K
CSCO icon
12
Cisco
CSCO
$450B
$4.68M 1.56%
86,758
+2,193
+3% +$107K
WBA
13
DELISTED
Walgreens Boots Alliance
WBA
$4.65M 1.55%
73,532
-1,490
-2% -$102K
BAC icon
14
Bank of America
BAC
$435B
$4.34M 1.45%
157,368
+10,090
+7% +$285K
VZ icon
15
Verizon
VZ
$201B
$4.33M 1.44%
73,139
+11,928
+19% +$676K
CELG
16
DELISTED
Celgene Corp
CELG
$4.07M 1.35%
43,123
+1,045
+2% +$91.4K
MRK icon
17
Merck
MRK
$324B
$4.01M 1.34%
50,537
+2,524
+5% +$189K
BABA icon
18
Alibaba
BABA
$278B
$3.87M 1.29%
21,235
-1,985
-9% -$334K
CVS icon
19
CVS Health
CVS
$136B
$3.87M 1.29%
71,829
+1,055
+1% +$65.1K
BKNG icon
20
Booking.com
BKNG
$157B
$3.83M 1.28%
54,900
-5,875
-10% -$419K
PPLI
21
People Inc
PPLI
$3.15B
$3.82M 1.27%
101,697
-447
-0.4% -$16.5K
FDX icon
22
FedEx
FDX
$73.5B
$3.4M 1.13%
18,769
+528
+3% +$93.3K
MS icon
23
Morgan Stanley
MS
$324B
$3.4M 1.13%
80,440
-4,860
-6% -$205K
GOOGL icon
24
Alphabet (Google) Class A
GOOGL
$4.15T
$3.32M 1.1%
56,360
-2,040
-3% -$115K
ANIP icon
25
ANI Pharmaceuticals
ANIP
$1.86B
$3.04M 1.01%
43,039
-4,300
-9% -$253K
1
2 3 4 5

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Regent Investment Management held 213 positions worth $300M, up 12% from $267M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q1 2019 filing shows 17 new, 45 increased, 107 reduced and 6 closed positions. Its largest new stake was Livent Corporation: 45,975 shares worth $565K. The largest sale was Meta Platforms (Facebook), an estimated $1.15M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 19% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q1 2019 buy was Livent Corporation: 45,975 shares worth $565K.
  • Regent Investment Management added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2019, an estimated $892K increase.
  • Regent Investment Management's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $1.15M.
  • Regent Investment Management fully exited Mid-America Apartment Communities in Q1 2019, selling an estimated $237K.
  • Regent Investment Management's ten largest holdings make up 27% of its $300M portfolio in Q1 2019.
  • Regent Investment Management opened 17 new positions and closed 6 in Q1 2019.
  • Regent Investment Management's portfolio value rose 12% quarter-over-quarter to $300M.

Based on Regent Investment Management's 13F filing for Q1 2019, filed 22 Apr 2019.