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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$7.82M
Cap. Flow
-$6.97M
Cap. Flow %
-3.57%
Top 10 Hldgs %
24.18%
Holding
204
New
7
Increased
33
Reduced
98
Closed
14

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.6M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$902K
3
STON
StoneMor Inc.
STON
+$707K
4
YHOO
Yahoo Inc
YHOO
+$673K
5
BKNG icon
Booking.com
BKNG
+$628K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$1.41M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$825K
3
KO icon
Coca-Cola
KO
+$715K
4
BAX icon
Baxter International
BAX
+$641K
5
WMT icon
Walmart Inc
WMT
+$604K

Sector Composition

Rank Sector Weight
1 Healthcare 24.22%
2 Energy 12.48%
3 Financials 11.62%
4 Consumer Staples 10.22%
5 Technology 10.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.92T
$6.01M 3.08%
238,612
-9,300
-4% -$228K
CVS icon
2
CVS Health
CVS
$137B
$5.74M 2.94%
72,123
-338
-0.5% -$26.6K
JNJ icon
3
Johnson & Johnson
JNJ
$646B
$5.01M 2.57%
47,014
-4,008
-8% -$416K
GOOG icon
4
Alphabet (Google) Class C
GOOG
$3.98T
$5.01M 2.57%
172,332
-321
-0.2% -$9.28K
GILD icon
5
Gilead Sciences
GILD
$163B
$4.86M 2.49%
45,635
-4,412
-9% -$432K
PG icon
6
Procter & Gamble
PG
$347B
$4.49M 2.3%
53,622
-1,737
-3% -$142K
WBA
7
DELISTED
Walgreens Boots Alliance
WBA
$4.32M 2.22%
72,925
+1,115
+2% +$73.1K
FFKT
8
DELISTED
Farmers Capital Bank Corp
FFKT
$3.98M 2.04%
176,752
+4,550
+3% +$103K
JPM icon
9
JPMorgan Chase
JPM
$944B
$3.9M 2%
64,753
-1,518
-2% -$88.7K
MCK icon
10
McKesson
MCK
$100B
$3.84M 1.97%
19,740
-148
-0.7% -$28.5K
M icon
11
Macy's
M
$6.55B
$3.43M 1.76%
58,920
-2,500
-4% -$148K
CELG
12
DELISTED
Celgene Corp
CELG
$3.36M 1.72%
35,409
+1,945
+6% +$176K
HAL icon
13
Halliburton
HAL
$27.2B
$3.09M 1.58%
47,890
+2,335
+5% +$160K
DEO icon
14
Diageo
DEO
$47.6B
$3.07M 1.57%
26,619
-2,125
-7% -$257K
KMI icon
15
Kinder Morgan
KMI
$71.2B
$3.01M 1.54%
78,540
+16,010
+26% +$608K
CVX icon
16
Chevron
CVX
$382B
$2.96M 1.52%
24,849
+90
+0.4% +$11.5K
WMB icon
17
Williams Companies
WMB
$87.4B
$2.71M 1.39%
48,995
-2,700
-5% -$155K
VFC icon
18
VF Corp
VFC
$6.7B
$2.7M 1.38%
43,361
+391
+0.9% +$23.4K
IBM icon
19
IBM
IBM
$204B
$2.54M 1.3%
13,987
-404
-3% -$73.6K
VZ icon
20
Verizon
VZ
$198B
$2.49M 1.28%
49,849
-570
-1% -$28.3K
TWX
21
DELISTED
Time Warner Inc
TWX
$2.48M 1.27%
33,025
-1,125
-3% -$87.2K
BKNG icon
22
Booking.com
BKNG
$145B
$2.43M 1.24%
52,375
+12,750
+32% +$628K
DD
23
DELISTED
Du Pont De Nemours E I
DD
$2.26M 1.16%
33,201
-2,573
-7% -$162K
CSCO icon
24
Cisco
CSCO
$449B
$2.19M 1.13%
87,204
+30
+0% +$755
KO icon
25
Coca-Cola
KO
$362B
$2.16M 1.11%
50,654
-17,283
-25% -$715K
1
2 3 4 5

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YWP
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Regent Investment Management held 204 positions worth $195M, down 3.9% from $203M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Regent Investment Management withdrew a net $6.97M in Q3 2014, closing 14 positions and reducing 98 holdings. Its most notable exit was iShares MSCI Brazil ETF, an estimated $1.41M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, up from 23% a quarter earlier, followed by Energy and Financials.

Against the trend, Regent Investment Management opened a new position in iShares Russell 1000 Growth ETF worth $1.6M.

  • Regent Investment Management's largest Q3 2014 buy was iShares Russell 1000 Growth ETF: 69,736 shares worth $1.6M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q3 2014, an estimated $902K increase.
  • Regent Investment Management's biggest Q3 2014 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $825K.
  • Regent Investment Management fully exited iShares MSCI Brazil ETF in Q3 2014, selling an estimated $1.41M.
  • Regent Investment Management's ten largest holdings make up 24% of its $195M portfolio in Q3 2014.
  • Regent Investment Management opened 7 new positions and closed 14 in Q3 2014.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q3 2014, filed 23 Oct 2014.