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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-8.91%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$17.2M
Cap. Flow
+$3.06M
Cap. Flow %
1.68%
Top 10 Hldgs %
27.01%
Holding
197
New
12
Increased
72
Reduced
52
Closed
20

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.55M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
KHC icon
Kraft Heinz
KHC
+$1.19M
4
KMB icon
Kimberly-Clark
KMB
+$888K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$836K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.42M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.72M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.61M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$962K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$855K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.47%
3 Consumer Staples 10.73%
4 Technology 10.1%
5 Consumer Discretionary 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
1
CVS Health
CVS
$137B
$6.87M 3.78%
71,173
+2,070
+3% +$218K
AAPL icon
2
Apple
AAPL
$4.95T
$6.23M 3.43%
225,772
+5,400
+2% +$158K
WBA
3
DELISTED
Walgreens Boots Alliance
WBA
$6.09M 3.36%
73,260
+1,435
+2% +$130K
JPM icon
4
JPMorgan Chase
JPM
$947B
$5.2M 2.86%
85,215
+4,457
+6% +$292K
MCK icon
5
McKesson
MCK
$99.5B
$4.81M 2.65%
25,977
+2,707
+12% +$574K
CELG
6
DELISTED
Celgene Corp
CELG
$4.55M 2.51%
42,034
+1,560
+4% +$194K
FFKT
7
DELISTED
Farmers Capital Bank Corp
FFKT
$4.09M 2.26%
164,718
– –
GILD icon
8
Gilead Sciences
GILD
$162B
$3.97M 2.19%
40,445
-35
-0.1% -$3.89K
JNJ icon
9
Johnson & Johnson
JNJ
$641B
$3.94M 2.17%
42,249
+360
+0.9% +$34.8K
PG icon
10
Procter & Gamble
PG
$346B
$3.26M 1.8%
45,371
+895
+2% +$67.1K
GOOG icon
11
Alphabet (Google) Class C
GOOG
$3.99T
$3.17M 1.75%
104,120
-78,680
-43% -$2.42M
TWX
12
DELISTED
Time Warner Inc
TWX
$2.89M 1.59%
41,995
+1,610
+4% +$126K
VFC icon
13
VF Corp
VFC
$6.72B
$2.86M 1.58%
44,532
+814
+2% +$55.8K
M icon
14
Macy's
M
$6.57B
$2.8M 1.54%
54,589
-1,120
-2% -$70.3K
BKNG icon
15
Booking.com
BKNG
$145B
$2.63M 1.45%
53,175
+625
+1% +$31.1K
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$3.99T
$2.52M 1.39%
+79,080
New +$2.55M
CVX icon
17
Chevron
CVX
$378B
$2.35M 1.29%
29,777
+3,320
+13% +$279K
KMI icon
18
Kinder Morgan
KMI
$70.6B
$2.28M 1.26%
82,413
+7,845
+11% +$260K
DEO icon
19
Diageo
DEO
$47.3B
$2.15M 1.19%
19,989
+300
+2% +$33.3K
PRU icon
20
Prudential Financial
PRU
$42.3B
$2.15M 1.18%
28,145
+2,660
+10% +$223K
WMB icon
21
Williams Companies
WMB
$86.6B
$2.12M 1.17%
57,440
+5,755
+11% +$287K
COR icon
22
Cencora
COR
$60.5B
$2.12M 1.17%
22,265
-235
-1% -$24.7K
ESRX
23
DELISTED
Express Scripts Holding Company
ESRX
$2.04M 1.12%
25,162
– –
VZ icon
24
Verizon
VZ
$198B
$2.02M 1.11%
46,494
-5,104
-10% -$236K
LRFC
25
DELISTED
Logan Ridge Finance Corp
LRFC
$1.94M 1.07%
24,893
+1,291
+5% +$114K
1
2 3 4 5

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Regent Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Regent Investment Management held 197 positions worth $181M, down 8.7% from $199M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2015 filing shows 12 new, 72 increased, 52 reduced and 20 closed positions. Its largest new stake was Alphabet (Google) Class A: 79,080 shares worth $2.52M. The largest sale was Alphabet (Google) Class C, an estimated $2.42M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2015 buy was Alphabet (Google) Class A: 79,080 shares worth $2.52M.
  • Regent Investment Management added most to Kimberly-Clark in Q3 2015, an estimated $888K increase.
  • Regent Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.42M.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q3 2015, selling an estimated $1.72M.
  • Regent Investment Management's ten largest holdings make up 27% of its $181M portfolio in Q3 2015.
  • Regent Investment Management opened 12 new positions and closed 20 in Q3 2015.
  • Regent Investment Management's portfolio value fell 8.7% quarter-over-quarter to $181M.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.