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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-19.35%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$84.3M
Cap. Flow
-$15.2M
Cap. Flow %
-6.27%
Top 10 Hldgs %
33.13%
Holding
214
New
4
Increased
37
Reduced
100
Closed
35

Top Buys

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$3.56M
2
AVGO icon
Broadcom
AVGO
+$966K
3
QCOM icon
Qualcomm
QCOM
+$965K
4
C icon
Citigroup
C
+$677K
5
BMY icon
Bristol-Myers Squibb
BMY
+$612K

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$3.18M
2
CCL icon
Carnival Corporation Ltd
CCL
+$1.84M
3
BA icon
Boeing
BA
+$1.6M
4
EXPE icon
Expedia Group
EXPE
+$1.46M
5
BKNG icon
Booking.com
BKNG
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 21.07%
2 Healthcare 21.05%
3 Communication Services 13.89%
4 Financials 13.63%
5 Consumer Staples 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$14.4M 5.94%
226,820
-4,584
-2% -$337K
AMZN icon
2
Amazon
AMZN
$2.92T
$9.55M 3.93%
97,960
-2,140
-2% -$207K
MSFT icon
3
Microsoft
MSFT
$3.45T
$9.14M 3.77%
57,978
-1,758
-3% -$289K
JPM icon
4
JPMorgan Chase
JPM
$935B
$8.54M 3.52%
94,841
-2,715
-3% -$330K
META icon
5
Meta Platforms (Facebook)
META
$1.42T
$8.24M 3.39%
49,410
+2,060
+4% +$403K
GOOG icon
6
Alphabet (Google) Class C
GOOG
$4.36T
$7.8M 3.21%
134,120
+220
+0.2% +$14.9K
JNJ icon
7
Johnson & Johnson
JNJ
$618B
$6.59M 2.71%
50,226
+1,164
+2% +$165K
BF.B icon
8
Brown-Forman Class B
BF.B
$13.2B
$5.63M 2.32%
101,355
– –
PG icon
9
Procter & Gamble
PG
$336B
$5.57M 2.29%
50,616
-415
-0.8% -$49.8K
BMY icon
10
Bristol-Myers Squibb
BMY
$133B
$4.99M 2.06%
89,591
+10,005
+13% +$612K
BABA icon
11
Alibaba
BABA
$293B
$4.67M 1.92%
23,990
-335
-1% -$69.9K
MRK icon
12
Merck
MRK
$322B
$4.61M 1.9%
62,793
+6,372
+11% +$501K
VZ icon
13
Verizon
VZ
$195B
$4.49M 1.85%
83,504
+4,218
+5% +$241K
QCOM icon
14
Qualcomm
QCOM
$155B
$4.48M 1.84%
66,209
+11,766
+22% +$965K
CVS icon
15
CVS Health
CVS
$133B
$4.43M 1.82%
74,634
+3,842
+5% +$256K
HZNP
16
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3.9M 1.61%
131,738
-810
-0.6% -$27.4K
CSCO icon
17
Cisco
CSCO
$457B
$3.78M 1.56%
96,194
-1,560
-2% -$68.4K
WSBC icon
18
WesBanco
WSBC
$3.97B
$3.46M 1.43%
146,207
-11,400
-7% -$356K
T icon
19
AT&T
T
$159B
$3.4M 1.4%
154,433
+12,148
+9% +$332K
GOOGL icon
20
Alphabet (Google) Class A
GOOGL
$4.36T
$3.1M 1.28%
53,400
-1,780
-3% -$121K
UNH icon
21
UnitedHealth
UNH
$376B
$3.06M 1.26%
12,259
-719
-6% -$198K
BAC icon
22
Bank of America
BAC
$435B
$3.04M 1.25%
143,022
-2,795
-2% -$83.8K
PPLI
23
People Inc
PPLI
$3.09B
$2.89M 1.19%
90,226
-587
-0.6% -$23.2K
SWKS icon
24
Skyworks Solutions
SWKS
$9.37B
$2.82M 1.16%
31,520
+4,770
+18% +$509K
V icon
25
Visa
V
$684B
$2.76M 1.13%
17,106
-171
-1% -$32.2K
1
2 3 4 5

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MPAM
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Regent Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Regent Investment Management held 214 positions worth $243M, down 26% from $327M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $15.2M in Q1 2020, closing 35 positions and reducing 100 holdings. Its most notable exit was Royal Caribbean, an estimated $3.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regent Investment Management opened a new position in Bausch Health worth $364K.

  • Regent Investment Management's largest Q1 2020 buy was Bausch Health: 23,495 shares worth $364K.
  • Regent Investment Management added most to InfraCap MLP ETF in Q1 2020, an estimated $3.56M increase.
  • Regent Investment Management's biggest Q1 2020 reduction was Booking.com, cutting an estimated $1.25M.
  • Regent Investment Management fully exited Royal Caribbean in Q1 2020, selling an estimated $3.18M.
  • Regent Investment Management's ten largest holdings make up 33% of its $243M portfolio in Q1 2020.
  • Regent Investment Management opened 4 new positions and closed 35 in Q1 2020.
  • Regent Investment Management's portfolio value fell 26% quarter-over-quarter to $243M.

Based on Regent Investment Management's 13F filing for Q1 2020, filed 17 Apr 2020.