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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$296M
AUM Growth
-$9.16M
Cap. Flow
-$5.95M
Cap. Flow %
-2.01%
Top 10 Hldgs %
25.8%
Holding
218
New
12
Increased
56
Reduced
102
Closed
12

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$2.12M
2
C icon
Citigroup
C
+$1.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.06M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$894K
5
FSLR icon
First Solar
FSLR
+$837K

Top Sells

Rank Stock Value
1
BKNG icon
Booking.com
BKNG
+$1.48M
2
BF.B icon
Brown-Forman Class B
BF.B
+$1.07M
3
ENB icon
Enbridge
ENB
+$1M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$967K
5
CAVM
Cavium, Inc.
CAVM
+$943K

Sector Composition

Rank Sector Weight
1 Healthcare 17.17%
2 Technology 16.64%
3 Financials 16.23%
4 Consumer Discretionary 12.39%
5 Communication Services 11.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
1
JPMorgan Chase
JPM
$950B
$11.3M 3.82%
102,649
-1,801
-2% -$204K
AAPL icon
2
Apple
AAPL
$4.99T
$10.5M 3.55%
250,160
+2,352
+0.9% +$101K
META icon
3
Meta Platforms (Facebook)
META
$1.51T
$9.64M 3.26%
60,311
+360
+0.6% +$64.6K
DXC icon
4
DXC Technology
DXC
$1.76B
$7.97M 2.7%
91,663
-1,134
-1% -$99.3K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.07T
$7.32M 2.48%
141,880
+2,220
+2% +$123K
FFKT
6
DELISTED
Farmers Capital Bank Corp
FFKT
$6.57M 2.22%
164,318
– –
AMZN icon
7
Amazon
AMZN
$2.48T
$6.46M 2.18%
89,260
-2,020
-2% -$144K
JNJ icon
8
Johnson & Johnson
JNJ
$643B
$5.96M 2.01%
46,472
-699
-1% -$94.5K
BF.B icon
9
Brown-Forman Class B
BF.B
$13.3B
$5.48M 1.85%
100,809
-22,594
-18% -$1.07M
BKNG icon
10
Booking.com
BKNG
$154B
$5.12M 1.73%
61,475
-18,775
-23% -$1.48M
WBA
11
DELISTED
Walgreens Boots Alliance
WBA
$4.96M 1.68%
75,713
-4,641
-6% -$332K
PG icon
12
Procter & Gamble
PG
$347B
$4.9M 1.66%
61,856
+8,940
+17% +$745K
MS icon
13
Morgan Stanley
MS
$333B
$4.9M 1.66%
90,850
-1,325
-1% -$73.3K
BABA icon
14
Alibaba
BABA
$276B
$4.87M 1.65%
26,505
+1,765
+7% +$332K
CELG
15
DELISTED
Celgene Corp
CELG
$4.45M 1.51%
49,893
-170
-0.3% -$16.3K
CVS icon
16
CVS Health
CVS
$140B
$4.29M 1.45%
68,939
+1,575
+2% +$113K
FDX icon
17
FedEx
FDX
$74B
$3.83M 1.3%
15,949
+939
+6% +$237K
WDC icon
18
Western Digital
WDC
$160B
$3.33M 1.13%
47,800
-1,720
-3% -$116K
GOOGL icon
19
Alphabet (Google) Class A
GOOGL
$4.08T
$3.29M 1.11%
63,480
-3,260
-5% -$181K
PPLI
20
People Inc
PPLI
$3.13B
$3.03M 1.02%
108,383
+2,798
+3% +$73.7K
BAC icon
21
Bank of America
BAC
$439B
$3.01M 1.02%
100,472
+2,430
+2% +$76.3K
CAVM
22
DELISTED
Cavium, Inc.
CAVM
$2.99M 1.01%
37,650
-10,800
-22% -$943K
MSFT icon
23
Microsoft
MSFT
$2.92T
$2.94M 0.99%
32,168
+3,385
+12% +$310K
TWX
24
DELISTED
Time Warner Inc
TWX
$2.91M 0.99%
30,812
-2,135
-6% -$201K
BRK.B icon
25
Berkshire Hathaway Class B
BRK.B
$1.11T
$2.86M 0.97%
14,336
-3,812
-21% -$783K
1
2 3 4 5

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Regent Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Regent Investment Management held 218 positions worth $296M, down 3% from $305M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2018 filing shows 12 new, 56 increased, 102 reduced and 12 closed positions. Its largest new stake was Albemarle: 19,280 shares worth $1.79M. The largest sale was Booking.com, an estimated $1.48M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q1 2018 buy was Albemarle: 19,280 shares worth $1.79M.
  • Regent Investment Management added most to Citigroup in Q1 2018, an estimated $1.1M increase.
  • Regent Investment Management's biggest Q1 2018 reduction was Booking.com, cutting an estimated $1.48M.
  • Regent Investment Management fully exited WisdomTree Japan Hedged Equity Fund in Q1 2018, selling an estimated $967K.
  • Regent Investment Management's ten largest holdings make up 26% of its $296M portfolio in Q1 2018.
  • Regent Investment Management opened 12 new positions and closed 12 in Q1 2018.
  • Regent Investment Management's portfolio value fell 3% quarter-over-quarter to $296M.

Based on Regent Investment Management's 13F filing for Q1 2018, filed 24 Apr 2018.