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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+23.46%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$301M
AUM Growth
+$58.2M
Cap. Flow
+$6.94M
Cap. Flow %
2.31%
Top 10 Hldgs %
34.87%
Holding
198
New
19
Increased
54
Reduced
87
Closed
12

Top Buys

Rank Stock Value
1
TTC icon
Toro Company
TTC
+$2.13M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.12M
3
BF.B icon
Brown-Forman Class B
BF.B
+$1.78M
4
FISV
Fiserv Inc
FISV
+$1.38M
5
PM icon
Philip Morris
PM
+$741K

Top Sells

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$1.72M
2
PPLI
People Inc
PPLI
+$713K
3
BABA icon
Alibaba
BABA
+$639K
4
AAPL icon
Apple
AAPL
+$566K
5
BAC icon
Bank of America
BAC
+$538K

Sector Composition

Rank Sector Weight
1 Technology 22.34%
2 Healthcare 20.39%
3 Communication Services 13.92%
4 Financials 12.35%
5 Consumer Staples 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.97T
$20M 6.65%
219,520
-7,300
-3% -$566K
AMZN icon
2
Amazon
AMZN
$2.44T
$13.1M 4.35%
94,960
-3,000
-3% -$362K
MSFT icon
3
Microsoft
MSFT
$2.9T
$11.4M 3.8%
56,195
-1,783
-3% -$324K
META icon
4
Meta Platforms (Facebook)
META
$1.49T
$11M 3.65%
48,350
-1,060
-2% -$221K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.11T
$9.43M 3.13%
133,380
-740
-0.6% -$49.9K
JPM icon
6
JPMorgan Chase
JPM
$916B
$9.27M 3.08%
98,547
+3,706
+4% +$352K
JNJ icon
7
Johnson & Johnson
JNJ
$640B
$9.11M 3.03%
64,769
+14,543
+29% +$2.12M
BF.B icon
8
Brown-Forman Class B
BF.B
$13.5B
$8.23M 2.73%
129,236
+27,881
+28% +$1.78M
HZNP
9
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$6.93M 2.3%
124,693
-7,045
-5% -$301K
PG icon
10
Procter & Gamble
PG
$340B
$6.46M 2.15%
53,998
+3,382
+7% +$394K
QCOM icon
11
Qualcomm
QCOM
$164B
$6M 1.99%
65,824
-385
-0.6% -$30.9K
BMY icon
12
Bristol-Myers Squibb
BMY
$129B
$5.77M 1.92%
98,151
+8,560
+10% +$512K
CVS icon
13
CVS Health
CVS
$135B
$4.87M 1.62%
74,896
+262
+0.4% +$16.5K
VZ icon
14
Verizon
VZ
$197B
$4.58M 1.52%
83,029
-475
-0.6% -$26.7K
BABA icon
15
Alibaba
BABA
$276B
$4.51M 1.5%
20,920
-3,070
-13% -$639K
MRK icon
16
Merck
MRK
$322B
$4.5M 1.49%
60,910
-1,883
-3% -$142K
PPLI
17
People Inc
PPLI
$3.12B
$4.29M 1.42%
74,167
-16,059
-18% -$713K
CSCO icon
18
Cisco
CSCO
$443B
$4.28M 1.42%
91,809
-4,385
-5% -$192K
T icon
19
AT&T
T
$164B
$4.09M 1.36%
179,304
+24,871
+16% +$566K
SWKS icon
20
Skyworks Solutions
SWKS
$9.21B
$3.96M 1.32%
30,985
-535
-2% -$59.3K
GOOGL icon
21
Alphabet (Google) Class A
GOOGL
$4.12T
$3.73M 1.24%
52,620
-780
-1% -$52.6K
V icon
22
Visa
V
$677B
$3.24M 1.08%
16,779
-327
-2% -$59.7K
UNH icon
23
UnitedHealth
UNH
$382B
$3.19M 1.06%
10,799
-1,460
-12% -$418K
AVGO icon
24
Broadcom
AVGO
$1.76T
$3.1M 1.03%
98,100
-3,850
-4% -$108K
MS icon
25
Morgan Stanley
MS
$319B
$3.08M 1.02%
63,730
-2,197
-3% -$92.3K
1
2 3 4 5

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Regent Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Regent Investment Management held 198 positions worth $301M, up 24% from $243M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q2 2020 filing shows 19 new, 54 increased, 87 reduced and 12 closed positions. Its largest new stake was Toro Company: 32,380 shares worth $2.15M. The largest sale was InfraCap MLP ETF, an estimated $1.72M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q2 2020 buy was Toro Company: 32,380 shares worth $2.15M.
  • Regent Investment Management added most to Johnson & Johnson in Q2 2020, an estimated $2.12M increase.
  • Regent Investment Management's biggest Q2 2020 reduction was InfraCap MLP ETF, cutting an estimated $1.72M.
  • Regent Investment Management fully exited Maxim Integrated Products in Q2 2020, selling an estimated $284K.
  • Regent Investment Management's ten largest holdings make up 35% of its $301M portfolio in Q2 2020.
  • Regent Investment Management opened 19 new positions and closed 12 in Q2 2020.
  • Regent Investment Management's portfolio value rose 24% quarter-over-quarter to $301M.

Based on Regent Investment Management's 13F filing for Q2 2020, filed 29 Jul 2020.