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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$5.65M
Cap. Flow
-$1.53M
Cap. Flow %
-0.82%
Top 10 Hldgs %
27.35%
Holding
188
New
11
Increased
33
Reduced
85
Closed
7

Top Buys

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.61M
2
KND
Kindred Healthcare
KND
+$962K
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$943K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$370K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$356K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.52M
2
KMI icon
Kinder Morgan
KMI
+$828K
3
LRFC
Logan Ridge Finance Corp
LRFC
+$447K
4
M icon
Macy's
M
+$443K
5
VTRS icon
Viatris
VTRS
+$387K

Sector Composition

Rank Sector Weight
1 Healthcare 29.18%
2 Financials 12.52%
3 Consumer Staples 10.75%
4 Technology 9.42%
5 Communication Services 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
1
CVS Health
CVS
$139B
$6.88M 3.67%
70,323
-850
-1% -$83.2K
WBA
2
DELISTED
Walgreens Boots Alliance
WBA
$6.18M 3.31%
72,625
-635
-0.9% -$53.9K
AAPL icon
3
Apple
AAPL
$4.99T
$5.84M 3.12%
222,000
-3,772
-2% -$108K
JPM icon
4
JPMorgan Chase
JPM
$948B
$5.73M 3.06%
86,830
+1,615
+2% +$105K
CELG
5
DELISTED
Celgene Corp
CELG
$5.01M 2.68%
41,804
-230
-0.5% -$26.6K
MCK icon
6
McKesson
MCK
$103B
$4.81M 2.57%
24,409
-1,568
-6% -$296K
FFKT
7
DELISTED
Farmers Capital Bank Corp
FFKT
$4.47M 2.39%
164,718
– –
JNJ icon
8
Johnson & Johnson
JNJ
$646B
$4.29M 2.29%
41,749
-500
-1% -$50.3K
GILD icon
9
Gilead Sciences
GILD
$166B
$4.06M 2.17%
40,145
-300
-0.7% -$31.2K
GOOG icon
10
Alphabet (Google) Class C
GOOG
$4.08T
$3.9M 2.08%
102,780
-1,340
-1% -$48.1K
PG icon
11
Procter & Gamble
PG
$352B
$3.47M 1.86%
43,721
-1,650
-4% -$126K
GOOGL icon
12
Alphabet (Google) Class A
GOOGL
$4.09T
$3.04M 1.62%
78,080
-1,000
-1% -$37K
TWX
13
DELISTED
Time Warner Inc
TWX
$2.77M 1.48%
42,895
+900
+2% +$62.9K
BKNG icon
14
Booking.com
BKNG
$153B
$2.65M 1.42%
51,925
-1,250
-2% -$66K
CVX icon
15
Chevron
CVX
$374B
$2.61M 1.4%
29,022
-755
-3% -$68.1K
VFC icon
16
VF Corp
VFC
$6.93B
$2.51M 1.34%
42,752
-1,780
-4% -$111K
COR icon
17
Cencora
COR
$61.9B
$2.23M 1.19%
21,515
-750
-3% -$73.6K
PRU icon
18
Prudential Financial
PRU
$43.2B
$2.19M 1.17%
26,945
-1,200
-4% -$99.2K
ESRX
19
DELISTED
Express Scripts Holding Company
ESRX
$2.15M 1.15%
24,655
-507
-2% -$43.4K
MRK icon
20
Merck
MRK
$326B
$2.12M 1.13%
42,107
+7,022
+20% +$354K
DEO icon
21
Diageo
DEO
$49.3B
$2.07M 1.1%
18,954
-1,035
-5% -$117K
VTRS icon
22
Viatris
VTRS
$20.7B
$1.99M 1.06%
36,820
-8,045
-18% -$387K
GE icon
23
GE Aerospace
GE
$378B
$1.98M 1.06%
13,254
+396
+3% +$56.2K
CSCO icon
24
Cisco
CSCO
$459B
$1.97M 1.05%
72,384
-1,200
-2% -$33.1K
VZ icon
25
Verizon
VZ
$202B
$1.95M 1.04%
42,156
-4,338
-9% -$197K
1
2 3 4 5

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Regent Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Regent Investment Management held 188 positions worth $187M, up 3.1% from $181M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2015 filing shows 11 new, 33 increased, 85 reduced and 7 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.52M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q4 2015 buy was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M.
  • Regent Investment Management added most to Merck in Q4 2015, an estimated $354K increase.
  • Regent Investment Management's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $828K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $187M portfolio in Q4 2015.
  • Regent Investment Management opened 11 new positions and closed 7 in Q4 2015.
  • Regent Investment Management's portfolio value rose 3.1% quarter-over-quarter to $187M.

Based on Regent Investment Management's 13F filing for Q4 2015, filed 14 Jan 2016.