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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
+$3M
Cap. Flow
-$2.09M
Cap. Flow %
-1.07%
Top 10 Hldgs %
27.37%
Holding
195
New
9
Increased
44
Reduced
88
Closed
10

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.71M
2
SE
Spectra Energy Corp Wi
SE
+$1.64M
3
BAC icon
Bank of America
BAC
+$925K
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$898K
5
WDC icon
Western Digital
WDC
+$874K

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$932K
2
PG icon
Procter & Gamble
PG
+$874K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$816K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$718K
5
WMB icon
Williams Companies
WMB
+$466K

Sector Composition

Rank Sector Weight
1 Healthcare 24.09%
2 Financials 15.13%
3 Communication Services 11.1%
4 Technology 10.94%
5 Consumer Staples 10.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
1
JPMorgan Chase
JPM
$939B
$7.36M 3.76%
85,263
-1,471
-2% -$112K
FFKT
2
DELISTED
Farmers Capital Bank Corp
FFKT
$6.93M 3.54%
164,718
– –
AAPL icon
3
Apple
AAPL
$4.89T
$6.49M 3.32%
224,200
-920
-0.4% -$26.1K
WBA
4
DELISTED
Walgreens Boots Alliance
WBA
$6.11M 3.13%
73,821
-2,170
-3% -$179K
CVS icon
5
CVS Health
CVS
$137B
$5.24M 2.68%
66,389
-2,742
-4% -$222K
JNJ icon
6
Johnson & Johnson
JNJ
$635B
$5M 2.56%
43,424
-301
-0.7% -$34.8K
CELG
7
DELISTED
Celgene Corp
CELG
$4.69M 2.4%
40,504
-820
-2% -$91.3K
GOOG icon
8
Alphabet (Google) Class C
GOOG
$3.9T
$4.21M 2.15%
108,960
+5,680
+5% +$221K
TWX
9
DELISTED
Time Warner Inc
TWX
$3.81M 1.95%
39,459
-3,551
-8% -$316K
META icon
10
Meta Platforms (Facebook)
META
$1.51T
$3.66M 1.87%
31,840
+1,035
+3% +$127K
PG icon
11
Procter & Gamble
PG
$343B
$3.42M 1.75%
40,630
-10,257
-20% -$874K
GE icon
12
GE Aerospace
GE
$367B
$3.31M 1.69%
21,830
-617
-3% -$89.6K
T icon
13
AT&T
T
$165B
$2.95M 1.51%
91,895
-7,613
-8% -$225K
CVX icon
14
Chevron
CVX
$388B
$2.93M 1.5%
24,878
-2,276
-8% -$248K
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$3.91T
$2.88M 1.47%
72,560
-920
-1% -$36.8K
BKNG icon
16
Booking.com
BKNG
$138B
$2.85M 1.46%
48,675
-4,025
-8% -$240K
GILD icon
17
Gilead Sciences
GILD
$161B
$2.71M 1.39%
37,867
-705
-2% -$52.4K
PRU icon
18
Prudential Financial
PRU
$41.7B
$2.54M 1.3%
24,360
-4,160
-15% -$394K
CSCO icon
19
Cisco
CSCO
$450B
$2.29M 1.17%
75,606
-2,954
-4% -$90.1K
MRK icon
20
Merck
MRK
$324B
$2.26M 1.16%
40,215
-765
-2% -$44.8K
WHR icon
21
Whirlpool
WHR
$2.42B
$2.16M 1.1%
11,860
-990
-8% -$164K
VFC icon
22
VF Corp
VFC
$6.68B
$2M 1.03%
39,910
-2,125
-5% -$110K
MCK icon
23
McKesson
MCK
$98.5B
$1.88M 0.96%
13,380
– –
UNH icon
24
UnitedHealth
UNH
$382B
$1.85M 0.95%
11,564
-50
-0.4% -$7.47K
SE
25
DELISTED
Spectra Energy Corp Wi
SE
$1.83M 0.94%
44,535
+39,605
+803% +$1.64M
1
2 3 4 5

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Regent Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Regent Investment Management held 195 positions worth $195M, up 1.6% from $192M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2016 filing shows 9 new, 44 increased, 88 reduced and 10 closed positions. Its largest new stake was Amazon: 43,640 shares worth $1.64M. The largest sale was iShares China Large-Cap ETF, an estimated $932K.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Financials and Communication Services.

  • Regent Investment Management's largest Q4 2016 buy was Amazon: 43,640 shares worth $1.64M.
  • Regent Investment Management added most to Spectra Energy Corp Wi in Q4 2016, an estimated $1.64M increase.
  • Regent Investment Management's biggest Q4 2016 reduction was Procter & Gamble, cutting an estimated $874K.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q4 2016, selling an estimated $932K.
  • Regent Investment Management's ten largest holdings make up 27% of its $195M portfolio in Q4 2016.
  • Regent Investment Management opened 9 new positions and closed 10 in Q4 2016.
  • Regent Investment Management's portfolio value rose 1.6% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2016, filed 30 Jan 2017.