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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$2.4M
Cap. Flow
-$1.51M
Cap. Flow %
-0.76%
Top 10 Hldgs %
25.58%
Holding
201
New
7
Increased
46
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$1.54M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$851K
3
TWX
Time Warner Inc
TWX
+$562K
4
AAL icon
American Airlines Group
AAL
+$513K
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$513K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.67M
2
IBM icon
IBM
IBM
+$577K
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$512K
4
LLY icon
Eli Lilly
LLY
+$504K
5
BHI
Baker Hughes
BHI
+$454K

Sector Composition

Rank Sector Weight
1 Healthcare 27.16%
2 Financials 11.23%
3 Technology 9.95%
4 Energy 9.61%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
1
CVS Health
CVS
$140B
$7.11M 3.6%
68,838
-795
-1% -$80.4K
AAPL icon
2
Apple
AAPL
$4.99T
$6.81M 3.45%
218,832
-8,480
-4% -$256K
WBA
3
DELISTED
Walgreens Boots Alliance
WBA
$5.88M 2.98%
69,465
-1,555
-2% -$124K
GOOG icon
4
Alphabet (Google) Class C
GOOG
$4.07T
$4.93M 2.5%
179,291
+762
+0.4% +$20.4K
MCK icon
5
McKesson
MCK
$104B
$4.86M 2.46%
21,480
+1,090
+5% +$242K
CELG
6
DELISTED
Celgene Corp
CELG
$4.38M 2.22%
38,024
+2,740
+8% +$327K
JNJ icon
7
Johnson & Johnson
JNJ
$643B
$4.26M 2.16%
42,389
-175
-0.4% -$17.8K
GILD icon
8
Gilead Sciences
GILD
$167B
$4.19M 2.13%
42,725
+465
+1% +$47.2K
JPM icon
9
JPMorgan Chase
JPM
$950B
$4.15M 2.1%
68,483
+6,785
+11% +$402K
FFKT
10
DELISTED
Farmers Capital Bank Corp
FFKT
$3.87M 1.96%
166,518
-10,234
-6% -$236K
PG icon
11
Procter & Gamble
PG
$347B
$3.85M 1.95%
47,039
-137
-0.3% -$11.8K
M icon
12
Macy's
M
$6.62B
$3.69M 1.87%
56,824
+1,104
+2% +$71K
TWX
13
DELISTED
Time Warner Inc
TWX
$3.27M 1.66%
38,735
+6,760
+21% +$562K
VFC icon
14
VF Corp
VFC
$7.16B
$3.11M 1.58%
43,887
+674
+2% +$46.7K
KMI icon
15
Kinder Morgan
KMI
$70.3B
$3.1M 1.57%
73,803
-2,580
-3% -$107K
WMB icon
16
Williams Companies
WMB
$85.8B
$2.71M 1.37%
53,585
+900
+2% +$41.7K
COR icon
17
Cencora
COR
$62.2B
$2.6M 1.32%
22,830
-2,849
-11% -$287K
CVX icon
18
Chevron
CVX
$374B
$2.51M 1.27%
23,874
– –
BKNG icon
19
Booking.com
BKNG
$154B
$2.45M 1.24%
52,650
-250
-0.5% -$11.2K
VZ icon
20
Verizon
VZ
$201B
$2.44M 1.24%
50,124
-300
-0.6% -$14.5K
VTRS icon
21
Viatris
VTRS
$20.8B
$2.32M 1.18%
39,160
-915
-2% -$52.2K
ESRX
22
DELISTED
Express Scripts Holding Company
ESRX
$2.29M 1.16%
26,337
-655
-2% -$54.9K
DEO icon
23
Diageo
DEO
$49.4B
$2.22M 1.13%
20,084
-200
-1% -$23K
DD
24
DELISTED
Du Pont De Nemours E I
DD
$2.15M 1.09%
31,653
-453
-1% -$32.3K
LRFC
25
DELISTED
Logan Ridge Finance Corp
LRFC
$2.11M 1.07%
18,765
-1,017
-5% -$114K
1
2 3 4 5

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Regent Investment Management held 201 positions worth $197M, up 1.2% from $195M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2015 filing shows 7 new, 46 increased, 82 reduced and 11 closed positions. Its largest new stake was iShares China Large-Cap ETF: 36,250 shares worth $1.61M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q1 2015 buy was iShares China Large-Cap ETF: 36,250 shares worth $1.61M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $851K increase.
  • Regent Investment Management's biggest Q1 2015 reduction was IBM, cutting an estimated $577K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2015, selling an estimated $1.67M.
  • Regent Investment Management's ten largest holdings make up 26% of its $197M portfolio in Q1 2015.
  • Regent Investment Management opened 7 new positions and closed 11 in Q1 2015.
  • Regent Investment Management's portfolio value rose 1.2% quarter-over-quarter to $197M.

Based on Regent Investment Management's 13F filing for Q1 2015, filed 13 Apr 2015.