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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$397M
AUM Growth
+$36.6M
Cap. Flow
+$16.5M
Cap. Flow %
4.17%
Top 10 Hldgs %
35.47%
Holding
210
New
16
Increased
63
Reduced
63
Closed
6

Top Buys

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$9.07M
2
CVS icon
CVS Health
CVS
+$1.16M
3
VALE icon
Vale
VALE
+$939K
4
AMZN icon
Amazon
AMZN
+$878K
5
XYZ
Block Inc
XYZ
+$807K

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$1.08M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$838K
3
ANIP icon
ANI Pharmaceuticals
ANIP
+$589K
4
T icon
AT&T
T
+$556K
5
AAPL icon
Apple
AAPL
+$384K

Sector Composition

Rank Sector Weight
1 Technology 21.95%
2 Healthcare 18.53%
3 Communication Services 14%
4 Financials 12.9%
5 Consumer Staples 9.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$25.4M 6.39%
207,707
-2,989
-1% -$384K
AMZN icon
2
Amazon
AMZN
$2.92T
$16M 4.03%
103,560
+5,540
+6% +$878K
BF.B icon
3
Brown-Forman Class B
BF.B
$13.2B
$15.1M 3.79%
218,480
+123,755
+131% +$9.07M
JPM icon
4
JPMorgan Chase
JPM
$935B
$14.4M 3.63%
94,691
+614
+0.7% +$88.3K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.36T
$13.8M 3.47%
133,220
-440
-0.3% -$43.7K
META icon
6
Meta Platforms (Facebook)
META
$1.42T
$13.6M 3.43%
46,297
-326
-0.7% -$87.8K
MSFT icon
7
Microsoft
MSFT
$3.45T
$13.6M 3.42%
57,692
+553
+1% +$128K
JNJ icon
8
Johnson & Johnson
JNJ
$618B
$10.4M 2.62%
63,421
+731
+1% +$118K
HZNP
9
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$10.4M 2.62%
113,009
+514
+0.5% +$43.4K
QCOM icon
10
Qualcomm
QCOM
$155B
$8.17M 2.06%
61,609
-707
-1% -$102K
PG icon
11
Procter & Gamble
PG
$336B
$6.84M 1.72%
50,493
+150
+0.3% +$19.6K
CVS icon
12
CVS Health
CVS
$133B
$6.57M 1.65%
87,287
+15,904
+22% +$1.16M
BMY icon
13
Bristol-Myers Squibb
BMY
$133B
$6.28M 1.58%
99,391
+2,425
+3% +$151K
SWKS icon
14
Skyworks Solutions
SWKS
$9.37B
$5.96M 1.5%
32,460
+1,400
+5% +$243K
BABA icon
15
Alibaba
BABA
$293B
$5.36M 1.35%
23,660
+437
+2% +$107K
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$4.36T
$5.24M 1.32%
50,780
+1,900
+4% +$188K
AVGO icon
17
Broadcom
AVGO
$1.85T
$4.77M 1.2%
102,850
+580
+0.6% +$26.8K
VZ icon
18
Verizon
VZ
$195B
$4.73M 1.19%
81,359
+2,955
+4% +$167K
MRK icon
19
Merck
MRK
$322B
$4.52M 1.14%
61,514
+1,956
+3% +$144K
MU icon
20
Micron Technology
MU
$930B
$4.5M 1.13%
50,955
-16
-0% -$1.36K
BAC icon
21
Bank of America
BAC
$435B
$4.29M 1.08%
111,011
+1,650
+2% +$56.9K
MS icon
22
Morgan Stanley
MS
$331B
$4.16M 1.05%
53,545
-200
-0.4% -$15.3K
PFE icon
23
Pfizer
PFE
$143B
$4.06M 1.02%
111,941
+1,460
+1% +$51.8K
C icon
24
Citigroup
C
$222B
$4.05M 1.02%
55,652
+5,732
+11% +$383K
CMCSA icon
25
Comcast
CMCSA
$85B
$3.87M 0.98%
71,573
+6,957
+11% +$368K
1
2 3 4 5

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Regent Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Regent Investment Management held 210 positions worth $397M, up 10% from $361M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management deployed $16.5M of net new capital in Q1 2021, opening 16 new positions and adding to 63 existing holdings. Its largest new stake was Vale: 53,800 shares worth $935K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 24% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Match Group, an estimated $1.08M trimmed.

  • Regent Investment Management's largest Q1 2021 buy was Vale: 53,800 shares worth $935K.
  • Regent Investment Management added most to Brown-Forman Class B in Q1 2021, an estimated $9.07M increase.
  • Regent Investment Management's biggest Q1 2021 reduction was Match Group, cutting an estimated $1.08M.
  • Regent Investment Management fully exited ANI Pharmaceuticals in Q1 2021, selling an estimated $589K.
  • Regent Investment Management's ten largest holdings make up 35% of its $397M portfolio in Q1 2021.
  • Regent Investment Management opened 16 new positions and closed 6 in Q1 2021.
  • Regent Investment Management's portfolio value rose 10% quarter-over-quarter to $397M.

Based on Regent Investment Management's 13F filing for Q1 2021, filed 20 Apr 2021.